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Patriot National Bancorp (PNBK) awards 88,496 RSUs to board director

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Patriot National Bancorp director Edward N. Constantino received a grant of 88,496 Restricted Stock Units linked to Common Stock on July 29, 2026. The RSUs vest over three years in tranches of 29,498, 29,499 and 29,499 shares on July 1, 2027, 2028 and 2029. Following this award, he holds 132,941 RSUs, with a reported conversion price of $0.00 per share and an expiration date of July 1, 2029.

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Insider Constantino Edward N.
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1 88,496 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 132,941 shares (Direct)
Footnotes (1)
  1. F1. On July 29, 2026, the Reporting Person was granted RSUs equal to 88,496 shares of Common Stock of the Issuer, which will vest over three years (29,498 shares, 29,499 shares, and 29,499 shares respectively as of July 1, 2027, 2028 and 2029).
RSUs granted 88,496 shares Restricted Stock Units granted to director on July 29, 2026
Vesting tranche 1 29,498 shares RSUs vesting as of July 1, 2027
Vesting tranche 2 29,499 shares RSUs vesting as of July 1, 2028
Vesting tranche 3 29,499 shares RSUs vesting as of July 1, 2029
RSUs after grant 132,941 shares Total Restricted Stock Units held following the reported grant
Conversion price $0.00 per share Reported conversion or exercise price for the RSUs
RSU expiration date July 1, 2029 Expiration date associated with the RSU award
Restricted Stock Units financial
"was granted RSUs equal to 88,496 shares of Common Stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vest financial
"which will vest over three years (29,498 shares, 29,499 shares"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
expiration date financial
"expiration_date": "2029-07-01""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Patriot National Bancorp (PNBK) disclose?

Patriot National Bancorp disclosed a grant of 88,496 Restricted Stock Units to director Edward N. Constantino. The RSUs are tied to Common Stock and vest annually over three years starting July 1, 2027, subject to the terms of the award.

How do the new RSUs for PNBK’s director vest over time?

The 88,496 RSUs vest in three annual tranches: 29,498 shares on July 1, 2027, and 29,499 shares each on July 1, 2028 and July 1, 2029. Each vesting date delivers the corresponding shares if applicable conditions are met.

What is the total RSU position reported for the PNBK director after this grant?

After the grant, Edward N. Constantino is reported to hold 132,941 Restricted Stock Units. This figure reflects his RSU position following the July 29, 2026 award, as shown in the ownership column of the insider report.

What price is associated with the RSU grant reported by PNBK?

The RSU grant is reported with a conversion or exercise price of $0.00 per share. This reflects that no cash exercise price is stated for converting the Restricted Stock Units into shares of Common Stock under the award.

When do the granted PNBK RSUs expire if unconverted?

The granted Restricted Stock Units carry an expiration date of July 1, 2029. Any portion of the award that remains unvested or unconverted by this date would lapse under the terms reflected in the insider compensation data.

What role does the reporting person hold at Patriot National Bancorp (PNBK)?

The reporting person, Edward N. Constantino, is identified as a director of Patriot National Bancorp. The reported RSU grant represents equity-based compensation associated with his board service, according to the insider ownership filing.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Constantino Edward N.

(Last)(First)(Middle)
C/O PATRIOT NATIONAL BANCORP, INC.
900 BEDFORD STREET

(Street)
STAMFORD CONNECTICUT 06901

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PATRIOT NATIONAL BANCORP INC [ PNBK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$007/29/2026A(1)88,49607/01/202707/01/2029Common Stock88,496$0132,941D
Explanation of Responses:
1. On July 29, 2026, the Reporting Person was granted RSUs equal to 88,496 shares of Common Stock of the Issuer, which will vest over three years (29,498 shares, 29,499 shares, and 29,499 shares respectively as of July 1, 2027, 2028 and 2029).
/s/ Edward N. Constantino07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)