STOCK TITAN

Patriot National Bancorp (PNBK) director receives 88,496-share RSU award

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

De Tomasi Mario reported acquisition or exercise transactions in this Form 4 filing.

Patriot National Bancorp Inc. director Mario De Tomasi received a grant of 88,496 Restricted Stock Units on July 29, 2026, each RSU tied to one share of common stock. The RSUs vest in three tranches of 29,498, 29,499 and 29,499 shares on July 1, 2027–2029. Following this award, De Tomasi directly holds 132,941 RSUs.

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Insider De Tomasi Mario
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1 88,496 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 132,941 shares (Direct)
Footnotes (1)
  1. F1. On July 29, 2026, the Reporting Person was granted RSUs equal to 88,494 shares of Common Stock of the Issuer, which will vest over three years (29,498 shares, 29,499 shares, and 29,499 shares respectively as of July 1, 2027, 2028 and 2029).
RSU grant 88,496 units Restricted Stock Units awarded to director Mario De Tomasi on July 29, 2026
Post-grant RSU holdings 132,941 units Total RSUs directly held by Mario De Tomasi after the reported grant
First vesting tranche 29,498 shares Portion of RSUs scheduled to vest on July 1, 2027
Second vesting tranche 29,499 shares Portion of RSUs scheduled to vest on July 1, 2028
Third vesting tranche 29,499 shares Portion of RSUs scheduled to vest on July 1, 2029
Exercise price $0.00 per RSU Conversion or exercise price for the reported RSU grant
Restricted Stock Units financial
"security title "Restricted Stock Units" reported as a derivative equity award."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vesting financial
"RSUs "which will vest over three years" in specified annual share amounts."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
expiration date financial
"Award carries an "expiration date" of 2029-07-01 for the RSUs."
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What RSU grant did Patriot National Bancorp (PNBK) award to Mario De Tomasi?

Patriot National Bancorp granted director Mario De Tomasi 88,496 Restricted Stock Units on July 29, 2026. Each RSU is linked to one share of common stock, providing equity-based compensation that increases his direct exposure to the company’s share performance over time.

How do the 88,496 Patriot National Bancorp (PNBK) RSUs vest?

The 88,496 RSUs vest over three years. Scheduled vesting is 29,498 shares on July 1, 2027, and 29,499 shares on each of July 1, 2028 and July 1, 2029, as described in the award’s vesting schedule for De Tomasi.

What are Mario De Tomasi's Patriot National Bancorp (PNBK) RSU holdings after this grant?

After the July 29, 2026 grant, Mario De Tomasi directly holds 132,941 Restricted Stock Units in Patriot National Bancorp. This total reflects the newly awarded 88,496 RSUs combined with his previously reported RSU holdings, as shown in the post-transaction balance.

Are the new Patriot National Bancorp (PNBK) RSUs granted under a Rule 10b5-1 plan?

The equity grant is not reported under a Rule 10b5-1 trading plan. The filing’s Rule 10b5-1 checkbox is explicitly unchecked, and there is no footnote indicating that this RSU award was made pursuant to any pre-arranged trading arrangement.

When do Mario De Tomasi's Patriot National Bancorp (PNBK) RSUs convert and expire?

The award lists an exercise date of July 1, 2027 and an expiration date of July 1, 2029. These dates define when the RSUs first become exercisable into common stock and the final date by which the rights associated with this grant remain outstanding.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
De Tomasi Mario

(Last)(First)(Middle)
C/O PATRIOT NATIONAL BANCORP, INC.
900 BEDFORD STREET

(Street)
STAMFORD CONNECTICUT 06901

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PATRIOT NATIONAL BANCORP INC [ PNBK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$007/29/2026A(1)88,49607/01/202707/01/2029Common Stock88,496$0132,941D
Explanation of Responses:
1. On July 29, 2026, the Reporting Person was granted RSUs equal to 88,494 shares of Common Stock of the Issuer, which will vest over three years (29,498 shares, 29,499 shares, and 29,499 shares respectively as of July 1, 2027, 2028 and 2029).
/s/ Mario De Tomasi07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)