Patriot National Bancorp grants RSUs to director

Roth Jonathan Paul reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Roth Jonathan Paul reported acquisition or exercise transactions in this Form 4 filing.

Patriot National Bancorp director Jonathan Paul Roth received a grant of 66,372 Restricted Stock Units, each representing one share of common stock. The RSUs vest in three equal tranches of 22,124 shares on July 1, 2027, 2028 and 2029, increasing his reported RSU holdings to 91,524.

Insider Trade Summary

Grant/Award: 66,372 shares

Grant/Award 1 txn

Insider Roth Jonathan Paul

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1	66,372	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 91,524 contracts (Direct)

Footnotes (1)

1. F1. On July 29, 2026, the Reporting Person was granted RSUs equal to 66,372 shares of Common Stock of the Issuer, which will vest over three years (22,124 shares, 22,124 shares, and 22,124 shares respectively as of July 1, 2027, 2028 and 2029).

Key Figures

RSU grant size: 66,372 Restricted Stock Units RSUs after grant: 91,524 Restricted Stock Units Annual vesting tranche: 22,124 shares +2 more

5 metrics

RSU grant size 66,372 Restricted Stock Units Grant of RSUs to director Jonathan Paul Roth

RSUs after grant 91,524 Restricted Stock Units Total RSUs reported as held following the transaction

Annual vesting tranche 22,124 shares Each of three vesting dates: July 1, 2027, 2028 and 2029

Conversion price $0.0000 per share Conversion or exercise price of the Restricted Stock Units

RSU expiration date July 1, 2029 Expiration date of the granted Restricted Stock Units

Key Terms

Restricted Stock Units, Common Stock, grant/award acquisition, expiration date

4 terms

Restricted Stock Units financial

"security_title: Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Common Stock financial

"underlying_security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

grant/award acquisition financial

"transaction_action: grant/award acquisition"

expiration date financial

"expiration_date: 2029-07-01"

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Patriot National Bancorp (PNBK) report for Jonathan Paul Roth?

Patriot National Bancorp reported that director Jonathan Paul Roth received a grant of 66,372 Restricted Stock Units. Each RSU corresponds to one share of common stock and is structured to vest over three years in equal annual installments.

How many RSUs were granted to the PNBK director and what does this represent?

The director was granted 66,372 Restricted Stock Units, representing the right to receive 66,372 shares of Patriot National Bancorp common stock. These units are subject to time-based vesting conditions over a three-year schedule.

What is the vesting schedule for the 66,372 RSUs granted by PNBK?

The 66,372 RSUs vest in three equal tranches of 22,124 shares each. Vesting occurs as of July 1, 2027, July 1, 2028, and July 1, 2029, provided the applicable vesting conditions are satisfied.

What are Jonathan Paul Roth’s RSU holdings in PNBK after this grant?

Following the grant, Jonathan Paul Roth is reported to hold 91,524 Restricted Stock Units. This figure reflects his total RSU position in Patriot National Bancorp after adding the newly awarded 66,372 units.

Was the PNBK RSU grant to Jonathan Paul Roth made under a Rule 10b5-1 trading plan?

No. The filing indicates the Rule 10b5-1 checkbox is not marked, meaning this RSU grant was not reported as made pursuant to a Rule 10b5-1 trading plan or similar pre-arranged trading arrangement.

What are the key dates associated with the PNBK RSUs granted to the director?

Key dates include an exercise or first vesting date of July 1, 2027 and an expiration date of July 1, 2029. The RSUs vest in three equal tranches on July 1 of 2027, 2028 and 2029.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/31/2026 - 01:01 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Roth Jonathan Paul

(Last) (First) (Middle)

C/O PATRIOT NATIONAL BANCORP, INC.

900 BEDFORD STREET

(Street)

STAMFORD CONNECTICUT 06901

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PATRIOT NATIONAL BANCORP INC [ PNBK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0	07/29/2026		A(1)		66,372		07/01/2027	07/01/2029	Common Stock	66,372	$0	91,524	D

Explanation of Responses:

1. On July 29, 2026, the Reporting Person was granted RSUs equal to 66,372 shares of Common Stock of the Issuer, which will vest over three years (22,124 shares, 22,124 shares, and 22,124 shares respectively as of July 1, 2027, 2028 and 2029).

	/s/ Jonathan Paul Roth	07/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)