Patriot National Bancorp filings document the regulatory disclosures of a Connecticut bank holding company and its wholly owned banking subsidiary, Patriot Bank, N.A. The record includes current reports on Regulation FD presentations, material agreements, director indemnification arrangements, board appointments and departures, officer changes, capital actions and debt-related matters.
Proxy filings describe annual meeting proposals, director elections, auditor ratification and capital-structure voting matters. Other disclosures address common stock, preferred stock, senior notes, completed note repayment and conversion activity, governance procedures, executive compensation arrangements, and shareholder voting mechanics tied to the company’s public-company and bank holding company status.
Patriot National Bancorp (PNBK) reported a Section 16 Form 4 showing that Angie Miranda, EVP & Chief Risk Officer, received a grant of 450,000 Restricted Stock Units (RSUs). The award agreement was effective April 30, 2025 and was reported as a transaction dated August 7, 2025. The RSUs vest in three equal installments on each of the first three anniversaries of the award date, meaning one-third vests each year over three years. The Form 4 was signed by Angie Miranda on August 14, 2025. The filing reflects a non-derivative equity award to an officer; no exercise price, cash consideration, or adjustments are reported in the Form 4.
Steven Sugarman, a director and president of Patriot National Bancorp, Inc. (PNBK), reported ownership changes tied to the company’s March 20, 2025 private placement and a July 3, 2025 automatic conversion. The Steven and Ainslie Sugarman Living Trust bought 19,167 shares of Series A Preferred Stock in the private placement (convertible into 1,533,333 Voting Common Stock subject to a 9.99% ownership cap). The Trust also received 5,833 Series A Preferred shares as reimbursement of legal fees (convertible into 466,667 Voting Common Stock). On July 3, 2025, all Series A Preferred shares automatically converted into Non-Voting Common Stock: 1,533,333 shares from the first tranche and 466,667 from the reimbursement, yielding 2,000,000 Non-Voting Common shares held indirectly by the Trust. Each Non-Voting share is convertible into one Voting Common share but remains subject to the 9.99% beneficial ownership limitation.
Patriot National Bancorp (PNBK) – Form 3 insider filing
Director Mario De Tomasi filed an initial statement of beneficial ownership effective 30 Jul 2025. The document discloses that he holds 15,000 common shares of PNBK, owned directly; no derivative securities are listed. According to the footnote, the shares were purchased on the open market prior to the event date. The filing establishes Mr. De Tomasi’s equity stake and aligns his incentives with shareholders, but it does not involve any new transaction, earnings data, or operational changes.