Every Form 4 that Patriot National Bancorp Inc (PNBK) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow PNBK and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PNBK filings page.
PATRIOT NATIONAL BANCORP INC (PNBK) director Mario De Tomasi reported purchasing 63,000 shares of common stock on September 8, 2026 in an open-market transaction at an average price of $0.96 per share, increasing his direct holdings to 272,941 shares.
The transaction was reported as a direct ownership purchase and was not reported as made under a Rule 10b5-1 trading plan.
PATRIOT NATIONAL BANCORP INC (symbol: PNBK) is the issuer of record for a Form 4 filing submitted to the SEC.
De Tomasi Mario reported acquisition or exercise transactions in this Form 4 filing.
Patriot National Bancorp Inc. director Mario De Tomasi received a grant of 88,496 Restricted Stock Units on July 29, 2026, each RSU tied to one share of common stock. The RSUs vest in three tranches of 29,498, 29,499 and 29,499 shares on July 1, 2027–2029. Following this award, De Tomasi directly holds 132,941 RSUs.
Roth Jonathan Paul reported acquisition or exercise transactions in this Form 4 filing.
Patriot National Bancorp director Jonathan Paul Roth received a grant of 66,372 Restricted Stock Units, each representing one share of common stock. The RSUs vest in three equal tranches of 22,124 shares on July 1, 2027, 2028 and 2029, increasing his reported RSU holdings to 91,524.
Patriot National Bancorp director Edward N. Constantino received a grant of 88,496 Restricted Stock Units linked to Common Stock on July 29, 2026. The RSUs vest over three years in tranches of 29,498, 29,499 and 29,499 shares on July 1, 2027, 2028 and 2029. Following this award, he holds 132,941 RSUs, with a reported conversion price of $0.00 per share and an expiration date of July 1, 2029.
PATRIOT NATIONAL BANCORP INC director Anahit Magzanyan received a grant of 88,496 Restricted Stock Units tied to the issuer’s common stock. The RSUs vest in tranches of 29,498, 29,499 and 29,499 shares on July 1, 2027, 2028 and 2029, carry a $0.0000 exercise price, expire July 1, 2029, and increase her direct RSU holdings to 132,941.
PATRIOT NATIONAL BANCORP INC President and CEO Steven Sugarman reported routine equity compensation activity involving restricted stock units and related tax withholding. On July 1, 2026, 552,927 restricted stock units vested and settled into shares of Voting Common Stock, with no cash paid by him for the settlement.
Upon settlement, 303,861 shares of Common Stock were withheld by the company at $1.20 per share to satisfy his tax withholding obligations; these withheld shares were not delivered to him and do not represent an open-market sale. Following these transactions, he holds Voting Common Stock both directly and indirectly, including shares held through the Steven and Ainslie Sugarman Living Trust, a revocable living trust for his and his spouse’s benefit.
Patriot National Bancorp director Mario De Tomasi exercised a tranche of equity awards as part of his compensation. On July 1, 2026, 22,222 Restricted Stock Units vested and were settled in an equal number of Common Stock shares, with no cash consideration paid by him.
These RSUs are the first installment of a 66,667-share grant awarded on July 1, 2025 that vests over three years. After the transaction, he directly holds 209,941 shares of Common Stock and 44,445 RSUs, reflecting a routine shift from deferred to outright share ownership.
Patriot National Bancorp director Jonathan Paul Roth reported the vesting and settlement of 12,575 Restricted Stock Units into Common Stock. These RSUs were part of a 37,727-share grant awarded on November 19, 2025, and vested on July 1, 2026, with no cash paid by Roth.
Following the transaction, Roth directly holds 13,825 shares of Common Stock and 25,152 remaining RSUs scheduled to vest in 2027 and 2028. The filing reflects a compensation-related derivative exercise and conversion, with no open-market share purchases or sales.
Seabold Jeffrey T reported acquisition or exercise transactions in this Form 4 filing.
PATRIOT NATIONAL BANCORP INC director Jeffrey T. Seabold increased his equity stake through RSU vesting. On July 1, 2026, 133,333 Restricted Stock Units vested and were settled in shares of Common Stock at no cost to him. Following this transaction, he directly holds 133,583 Common shares. The vested RSUs were the first installment of a 400,000-unit award granted on July 1, 2025, which is scheduled to vest in three annual tranches of 133,333, 133,333 and 133,334 units on July 1, 2026, 2027 and 2028, leaving 266,667 RSUs unvested after this event.
PATRIOT NATIONAL BANCORP INC director Edward N. Constantino acquired 22,222 shares through RSU vesting. On July 1, 2026, the first tranche of 22,222 Restricted Stock Units granted on July 1, 2025 vested and settled into Common Stock at no cost to him, raising his direct holdings to 42,542 shares. The original award covered 66,667 RSUs scheduled to vest in three annual installments of 22,222, 22,222 and 22,223 shares as of July 1, 2026, 2027 and 2028, leaving 44,445 RSUs reported as remaining. He also reports 1,000 Common Shares held indirectly through a SEP IRA.
Patriot National Bancorp director Anahit Magzanyan increased her equity stake through RSU vesting. On July 1, 2026, 22,222 Restricted Stock Units granted on July 1, 2025 vested and converted into an equal number of Common Stock shares, with no cash paid by her.
After the transaction, she directly owns 26,512 shares of Common Stock and 44,445 RSUs that are scheduled to vest in two further installments on July 1, 2027 and July 1, 2028. This filing reflects routine equity compensation rather than an open‑market purchase or sale.
Sugarman Steven reported acquisition or exercise transactions in this Form 4 filing.
PATRIOT NATIONAL BANCORP INC reported that President and CEO Steven Sugarman received new equity compensation in the form of Restricted Stock Units. On May 20, 2026 he was granted 575 RSUs as a quarterly award for Q4 2025 and 104,452 RSUs as a quarterly award for Q1 2026 under his employment agreement.
The May 2026 RSU grants vest in twelve equal monthly installments from May 20, 2026 through May 20, 2027. They are subject to a one-year restricted period ending May 20, 2027, with settlement occurring on the date the restricted period expires.
Patriot National Bancorp director Mario De Tomasi bought additional shares of the company’s common stock in an open-market transaction. On May 27, 2026, he purchased 85,000 shares at an average price of $0.96 per share. Following this purchase, he directly holds 187,719 common shares.
Simmons William Paul reported acquisition or exercise transactions in this Form 4 filing.
Patriot National Bancorp EVP & Chief Credit Officer William Paul Simmons received a grant of 74,983 Restricted Stock Units (RSUs) tied to Common Stock on May 20, 2026. The award was made under his April 30, 2025 employment agreement and vests in three equal annual installments through May 20, 2029. Following this grant, he holds 741,650 RSUs directly.
Salas Carlos P reported acquisition or exercise transactions in this Form 4 filing.
Patriot National Bancorp executive vice president and chief financial officer Carlos P. Salas received a compensation grant of Restricted Stock Units equal to 74,983 shares of common stock. These RSUs were granted under his employment agreement and vest in three annual installments starting on May 20, 2027.
Each vesting date will deliver 24,994 shares on the first and second anniversaries and 24,995 shares on the third anniversary. Following this award, Salas has 741,650 shares represented by derivative securities reported in this filing, reflecting a sizable ongoing equity stake aligned with the company’s stock performance.
PATRIOT NATIONAL BANCORP INC director Mario De Tomasi reported an open-market purchase of common stock. On May 20, 2026, he bought 87,719 shares at an average price of $1.15 per share, bringing his direct common stock holdings to 102,719 shares.
The filing also notes a prior equity award. On July 1, 2025, he was granted 66,667 Restricted Stock Units tied to an equal number of common shares. These RSUs vest in three annual installments of 22,222, 22,222 and 22,223 units on July 1 of 2026, 2027 and 2028.
Patriot National Bancorp EVP & CFO Carlos P. Salas reported equity compensation activity involving Restricted Stock Units and related tax withholding. On April 30, 2026, 333,333 RSUs granted on April 30, 2025 vested and settled into shares of Common Stock, with no cash paid by Salas at settlement.
The company withheld 123,683 shares at $1.23 per share to cover applicable tax obligations, so those withheld shares were not delivered to him. After these transactions, Salas holds 209,650 shares of Common Stock directly and 1,333,334 shares indirectly through HECA Management LLC, where he is managing member and holds sole voting and dispositive power over those securities acquired in a prior $57.75 million private placement.
Patriot National Bancorp EVP & CFO Carlos P. Salas reported routine equity compensation activity and updated holdings. On April 30, 2026, 333,333 Restricted Stock Units vested and settled into an equal number of common shares. No cash consideration was paid for this settlement.
To cover tax obligations on the vesting, 121,776 common shares were withheld by the company at $1.23 per share, and were not delivered to Salas, leaving 211,557 vested shares held directly. The filing also notes an indirect holding of 1,333,334 common shares through HECA Management LLC, which acquired its position in a $57.75 million private placement completed on March 20, 2025, over which Salas is deemed to have sole voting and dispositive power.
PATRIOT NATIONAL BANCORP INC executive William Paul Simmons reported equity compensation-related transactions involving Restricted Stock Units and Common Stock. On April 30, 2026, 333,333 RSUs vested from a 1,000,000-unit award that vests in three equal annual installments, and were settled in shares with no cash paid by Simmons.
The issuer withheld 121,776 shares of Common Stock at $1.23 per share to cover Simmons’ tax obligations upon settlement; these withheld shares were not delivered to him and do not reflect an open-market sale. Following these transactions, Simmons directly holds 211,557 shares of Common Stock.
Patriot National Bancorp EVP & Chief Risk Officer Angie Miranda reported compensation-related share activity. On April 30, 2026, 150,000 Restricted Stock Units vested and were settled in shares of Common Stock under a prior 450,000-share RSU award that vests in three equal annual installments.
To cover tax withholding on this vesting, 56,718 shares of Common Stock were withheld by the company at $1.23 per share, based on the closing price that day, and were not delivered to her. After these transactions, Miranda holds 93,282 shares of Common Stock directly. The filing reflects an option/RSU exercise paired with share withholding for taxes, not an open-market purchase or sale.
PATRIOT NATIONAL BANCORP INC director Anahit Magzanyan increased her direct stake through a series of open-market purchases of common stock. On March 3, 2026, she bought 400 shares at an average price of $1.32 per share, bringing her direct holdings to 4,290 shares.
Earlier purchases disclosed in this filing include 375 shares at $1.44 per share on July 17, 2025, 175 shares at $1.55 per share on July 24, 2025, and 500 shares at $1.59 per share on August 19, 2025, all executed on the open market.
Sugarman Steven reported acquisition or exercise transactions in this Form 4 filing.
PATRIOT NATIONAL BANCORP INC President and CEO Steven Sugarman had 4,049,593 restricted stock units vest on March 25, 2026. Upon vesting, 2,089,043 shares of voting common stock were delivered to him, while 1,960,550 shares were withheld to satisfy tax obligations under the company’s tax policy.
Following these transactions, Sugarman holds 2,089,043 shares of voting common stock directly. In addition, 9,019,978 shares of voting common stock are held indirectly through the Steven and Ainslie Sugarman Living Trust, which is a revocable living trust for the benefit of Sugarman and his spouse, who both serve as trustees.
Patriot National Bancorp (PNBK) reported insider activity by President and CEO Steven Sugarman. On 10/16/2025, 2,000,000 shares of non‑voting common stock were converted into 2,000,000 shares of voting common stock pursuant to the company’s Amended and Restated Certificate of Incorporation; no consideration was paid. The shares are held indirectly by the Steven and Ainslie Sugarman Living Trust. Following the conversion, 9,019,978 voting common shares were beneficially owned indirectly.
Separately, on 10/20/2025, 1,147,031 restricted stock units were acquired, representing the right to receive the same number of voting common shares, with a $0 price and a period from 10/01/2025 to 10/01/2026. After these transactions, 5,749,551 derivative securities were beneficially owned directly.