STOCK TITAN

Patriot National (PNBK) director receives 22,222 shares as first RSU tranche vests

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Patriot National Bancorp director Mario De Tomasi exercised a tranche of equity awards as part of his compensation. On July 1, 2026, 22,222 Restricted Stock Units vested and were settled in an equal number of Common Stock shares, with no cash consideration paid by him.

These RSUs are the first installment of a 66,667-share grant awarded on July 1, 2025 that vests over three years. After the transaction, he directly holds 209,941 shares of Common Stock and 44,445 RSUs, reflecting a routine shift from deferred to outright share ownership.

Positive

  • None.

Negative

  • None.
Insider De Tomasi Mario
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units 22,222 $0.00 $0.00
Exercise Common Stock 22,222 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 44,445 shares (Direct); Common Stock — 209,941 shares (Direct)
Footnotes (1)
  1. F1. On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 22,222 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.
RSUs vested 22,222 RSUs First installment vested and settled on July 1, 2026
RSU grant size 66,667 RSUs Equity award granted on July 1, 2025
Common shares held after 209,941 shares Direct Common Stock holdings after the transaction
RSUs remaining 44,445 RSUs Outstanding RSUs following the first vesting tranche
Exercise price $0.00 per share No consideration paid on RSU settlement
Restricted Stock Units financial
"the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vest financial
"which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
Exercise or conversion of derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
Common Stock financial
"shares of Common Stock of the Issuer, which will vest over three years"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Patriot National Bancorp (PNBK) report for Mario De Tomasi?

Patriot National Bancorp reported that director Mario De Tomasi acquired 22,222 Common Stock shares through the vesting of Restricted Stock Units. The RSUs vested and settled on July 1, 2026, converting into shares as part of his equity compensation program.

How many Patriot National Bancorp (PNBK) shares does Mario De Tomasi hold after this Form 4?

After the reported transactions, Mario De Tomasi directly holds 209,941 shares of Patriot National Bancorp Common Stock. He also holds 44,445 Restricted Stock Units that remain outstanding, scheduled to vest in future years under the original three-year grant.

What was the size and structure of Mario De Tomasi’s RSU grant at PNBK?

Mario De Tomasi received a grant of 66,667 Restricted Stock Units on July 1, 2025, tied to Patriot National Bancorp Common Stock. The award vests in three annual installments of 22,222, 22,222, and 22,223 RSUs on July 1 of 2026, 2027, and 2028, respectively.

Did Mario De Tomasi pay cash to receive the vested PNBK shares?

No cash was paid by Mario De Tomasi when the first tranche of RSUs vested. On July 1, 2026, 22,222 RSUs settled into an equal number of Common Stock shares, with the issuer delivering the shares without requiring consideration from him.

Is the Form 4 transaction for PNBK an open-market purchase or a compensation event?

The Form 4 transaction reflects a compensation event rather than an open-market trade. It records the vesting and settlement of 22,222 Restricted Stock Units into Common Stock, consistent with the three-year vesting schedule of De Tomasi’s 66,667-RSU equity grant.

How many RSUs remain unvested for Mario De Tomasi at Patriot National Bancorp?

Following the July 1, 2026 vesting, 44,445 Restricted Stock Units remain outstanding for Mario De Tomasi. These are scheduled to vest in two future annual installments under the original three-year grant covering a total of 66,667 RSUs.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
De Tomasi Mario

(Last)(First)(Middle)
C/O PATRIOT NATIONAL BANCORP, INC.
900 BEDFORD STREET

(Street)
STAMFORD CONNECTICUT 06901

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PATRIOT NATIONAL BANCORP INC [ PNBK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026M(1)22,222A$0(1)209,941D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$007/01/2026M(1)22,22207/01/202607/01/2026Common Stock22,222$044,445D
Explanation of Responses:
1. On July 1, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 66,667 shares of Common Stock of the Issuer, which will vest over three years (22,222 shares, 22,222 shares, and 22,223 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 22,222 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement.
/s/ Mario De Tomasi07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)