Every 8-K that Patriot National Bancorp Inc (PNBK) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow PNBK and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PNBK filings page.
Patriot National Bancorp, Inc. reported that on August 17, 2026 it posted a presentation covering certain Q2 2026 financial information on its Investor Relations website. The same presentation is furnished as Exhibit 99.1 to this report as a Regulation FD disclosure.
The company states that this information, including the exhibit, is being furnished rather than filed under the Securities Exchange Act, and therefore is not subject to Section 18 liabilities or automatically incorporated into other securities law filings.
Patriot National Bancorp, Inc. reported that it has made a presentation containing certain Q2 2026 financial information for Patriot Bank, National Association, its wholly owned subsidiary, available on its Investor Relations website. The same presentation is also included as Exhibit 99.1.
The company states that this Q2 2026 financial presentation is being furnished, not filed, under Regulation FD and therefore is not subject to Section 18 liability under the Securities Exchange Act of 1934, nor incorporated by reference into Securities Act or Exchange Act filings unless expressly stated.
Patriot National Bancorp, Inc. reports that its wholly owned subsidiary, Patriot Bank, N.A., received a letter from the Office of the Comptroller of the Currency (OCC) stating that, as of July 7, 2026, the OCC does not consider the Bank to be in “troubled condition” under 12 U.S.C. §1831i and 12 C.F.R. §5.51. The Bank’s prior “troubled condition” designation and the earlier termination of a related Formal Agreement with the OCC had been disclosed in earlier SEC reports. This update is furnished under Regulation FD and is not deemed filed for liability purposes under the Exchange Act.
Patriot National Bancorp, parent of Patriot Bank, announced that the Office of the Comptroller of the Currency terminated Patriot Bank’s Formal Agreement effective June 30, 2026. Regulators stated the bank’s safety, soundness, and compliance no longer require the agreement.
Management expects this improved regulatory status to cut more than $5 million of past remediation-type expenses, reduce ongoing regulatory and FDIC fees, and improve access to wholesale funding and the Federal Reserve’s primary credit window. The bank plans greater flexibility using reciprocal and brokered deposits.
Patriot grew total assets from $1.1 billion to $1.3 billion in the first half of 2026, while new loan originations exceeded $40 million per month at roughly 7% yields. The Beverly Hills office already serves over $100 million of deposits, and institutional banking deposits grew more than 25% in the period.
The bank has off-boarded certain legacy clients and offered pricing incentives that have reduced near-term profitability and non-interest income, but management views this as building a more durable, lower-risk model. The board decided against a reverse stock split, instead targeting asset growth to $2 billion, estimating that $700 million of additional assets could add over $1 million in monthly net income.
Patriot National Bancorp, Inc. reported results of its 2026 Annual Meeting of Shareholders. Shareholders elected seven directors to serve until the next annual meeting, with each nominee receiving a clear majority of votes cast, while broker non-votes were recorded on each director election.
Shareholders also authorized the Board to amend the certificate of incorporation to implement a reverse stock split of all issued and outstanding common shares at a ratio between 1‑for‑10 and 1‑for‑20. The Board may choose the exact ratio and timing in its sole discretion within one year of approval. In addition, shareholders ratified the appointment of Baker Tilly US, LLP as the independent registered public accounting firm for the year ending December 31, 2026. There were 117,085,713 shares of voting common stock outstanding and entitled to vote as of the April 7, 2026 record date, and shareholders representing approximately 76.7% of these shares were present in person or by proxy.
Patriot National Bancorp, Inc. furnished an investor presentation containing certain Q1 2026 financial information for its wholly owned subsidiary, Patriot Bank, National Association. The presentation was posted on the Company’s Investor Relations website and is included as Exhibit 99.1 to this report under Regulation FD.
The Company states that this information, including the exhibit, is being furnished rather than filed under the Securities Exchange Act of 1934 and will only be incorporated by reference into other securities filings if expressly stated there.
Patriot National Bancorp, Inc. updated its governance and executive protection framework through new indemnification and employment arrangements. The company entered into indemnification agreements with five directors, agreeing to cover legal expenses related to proceedings arising from their board service, including advancement of expenses to the fullest extent permitted by its charter, bylaws and applicable law.
The company also signed addenda to employment agreements for its President and Bank CEO, Chief Financial Officer, Chief Risk Officer and Chief Credit Officer, effective April 26, 2026. These addenda define severance terms for terminations without cause, for good reason and in connection with a change of control, including cash severance tied to compensation, pro rata bonus payments, continued health benefits, accelerated vesting of equity awards, and limits on payments that could trigger excise taxes under Sections 280G and 4999 of the Internal Revenue Code.
Patriot National Bancorp, Inc. reported leadership changes affecting both management and its board. On April 3, 2026, Frederick Staudmyer separated from Patriot Bank, N.A. and the Company, ending his roles as Executive Vice President and Chief Administrative Officer of the Bank and Chief Human Resources Officer and Secretary of the Company. He will continue to provide consulting services during a transition period, and the Company acknowledged his nearly twelve years of service.
On April 2, 2026, Ida Liu resigned from the Company’s board of directors due to her new employment. The Company stated that neither Staudmyer nor Liu had any disagreements with the Company, its management, or the board regarding operations, policies, or practices.
Patriot National Bancorp, Inc. furnished an investor presentation summarizing certain Q4 2025 financial information for Patriot Bank, National Association, its wholly owned banking subsidiary. The presentation was posted on the company’s Investor Relations website and attached as Exhibit 99.1.
The information is provided under Regulation FD as “furnished,” not “filed,” which means it is not automatically subject to certain Exchange Act liabilities or incorporated into other securities law filings unless specifically referenced.
Patriot National Bancorp, Inc. reported that its Board of Directors appointed three new directors on November 19, 2025: Ida Liu, Jonathan Roth and Jeffrey Seabold. Liu brings extensive global private banking experience from senior roles at Citi Private Bank, Roth adds nearly 40 years in real estate investment management and law, and Seabold contributes a background in commercial banking, community development finance, and bank entrepreneurship.
The company also posted an updated presentation of certain Q3 2025 financial information for Patriot Bank, National Association, on its investor relations website and furnished it as Exhibit 99.1. This information is furnished under Regulation FD and is not deemed filed for liability purposes under the Exchange Act.
Patriot National Bancorp, Inc. (PNBK) filed a current report to announce that it has posted a presentation with certain Q3 2025 financial information for Patriot Bank, National Association, its wholly owned banking subsidiary, on its Investor Relations website. The same investor presentation is also furnished as Exhibit 99.1 to this report.
The company notes that this information is being furnished, not filed, under securities laws, which means it is not subject to certain liability provisions and is not automatically incorporated into other securities filings unless specifically referenced.
Patriot National Bancorp, Inc. issued $12,000,000 of 8.50% Fixed Rate Senior Notes due 2026. Amendments tied to a March 20, 2025 private placement allowed the company to permit noteholder conversions to common stock and to repay outstanding principal early without penalty. Certain noteholders converted portions of principal and unpaid interest into common stock, leaving an aggregate unpaid balance of $3,081,380.97 as of September 5, 2025. On September 5, 2025 the Company repaid that remaining amount in cash, and states that all commitments and obligations under the Senior Notes have been satisfied in full. The filing notes that descriptions of the Senior Notes and Amendments are qualified by the referenced exhibits filed previously.
Patriot National Bancorp, Inc. entered into registered direct purchase agreements dated August 29, 2025 to sell an aggregate of 31,985,103 shares of common stock and related warrants to accredited investors. The transaction consists of 19,196,000 Voting Common Stock shares delivered at closing and 12,789,103 Non-Voting Common Stock shares issuable upon exercise of three-year warrants no earlier than six months after closing. Shares are priced at $1.25 each and warrants at $0.125 per warrant share; warrants are exercisable at $1.56 per Warrant Share, subject to adjustment up to $1.685 under stated conditions. Gross proceeds are expected to be approximately $25.6 million with estimated offering expenses of $250,000. The Company intends to use proceeds for general corporate purposes. The offering is expected to close on or about September 3, 2025, subject to customary closing conditions.
Patriot National Bancorp, Inc. reported a change in its independent registered public accounting firm and board compensation decisions. The Audit Committee approved engagement of Baker Tilly US, LLP as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2025, effective August 22, 2025, and ended RSM US LLP’s engagement on that date. RSM had issued unqualified reports for the years ended December 31, 2024 and 2023 and the company discloses no disagreements or reportable events with RSM through August 22, 2025. The company also approved director compensation effective July 1, 2025: Company independent directors will receive $50,000 cash plus $75,000 in restricted stock units; Bank independent directors will receive $20,000 cash plus $25,000 in restricted stock units.