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Patriot National (PNBK) director buys 1,250 shares at $1.83 each

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PATRIOT NATIONAL BANCORP INC director Jonathan Paul Roth bought shares in the company. A footnote states that on December 19, 2025, he purchased 1,250 shares of common stock on the open market at an average price of $1.83 per share. Following this transaction, he directly holds 1,250 common shares.

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Insider Roth Jonathan Paul
Role Director
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,250 shares (Direct)
Footnotes (1)
  1. [object Object]
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Roth Jonathan Paul

(Last)(First)(Middle)
C/O PATRIOT NATIONAL BANCORP, INC.
900 BEDFORD STREET

(Street)
STAMFORD CONNECTICUT 06901

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
11/19/2025
3. Issuer Name and Ticker or Trading Symbol
PATRIOT NATIONAL BANCORP INC [ PNBK ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock1,250(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On December 19, 2025, the Reporting Person purchased 1,250 shares of the Issuer's common stock on the open market at an average price of $1.83 per share.
Remarks:
On November 19, 2025, the Reporting Person was appointed as a director of the Issuer.
/s/ Jonathan Paul Roth03/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What insider transaction did PNBK director Jonathan Paul Roth report?

Jonathan Paul Roth reported owning common stock in Patriot National Bancorp. A footnote explains he purchased 1,250 shares on December 19, 2025, in an open-market trade at an average price of $1.83 per share, establishing this direct ownership position.

How many Patriot National Bancorp (PNBK) shares does Jonathan Paul Roth hold?

Jonathan Paul Roth directly holds 1,250 shares of Patriot National Bancorp common stock. This amount matches the 1,250 shares he bought in an open-market purchase described in the footnote, so the filing reflects his entire reported position after that transaction.

At what price did Jonathan Paul Roth buy PNBK common stock?

Jonathan Paul Roth bought Patriot National Bancorp common stock at an average price of $1.83 per share. The footnote specifies this open-market purchase price for the 1,250 shares acquired on December 19, 2025, providing clarity on the cost basis of his reported holdings.

Is Jonathan Paul Roth a director of Patriot National Bancorp (PNBK)?

Yes, Jonathan Paul Roth is identified as a director of Patriot National Bancorp. The insider ownership report lists him as a reporting person with director status, and details his direct holding of 1,250 common shares following his disclosed open-market purchase.

Does the PNBK insider filing show any share sales by Jonathan Paul Roth?

The data reflect an initial ownership statement with a purchase, not any share sales. A footnote describes his acquisition of 1,250 common shares in an open-market trade at $1.83 per share, with no dispositions mentioned in the provided information.
Patriot Natl

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