Patriot National Bancorp director files Form 3

PATRIOT NATIONAL BANCORP INC director Liu Ida Haung filed an initial Form 3 ownership report.

Rhea-AI Filing Summary

PATRIOT NATIONAL BANCORP INC director Liu Ida Haung filed an initial Form 3 ownership report. The filing shows no reported transactions, no derivative positions, and no holding entries, serving as a baseline disclosure of insider status rather than a record of recent trading activity.

Key Figures

Buy transactions: 0 Sell transactions: 0 Derivative transactions: 0

3 metrics

Buy transactions 0 Form 3 transaction summary buyCount

Sell transactions 0 Form 3 transaction summary sellCount

Derivative transactions 0 Form 3 derivativeTransactionCount

Key Terms

Form 3, reporting person, ten percent owner

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

""reportingPersons": [ { "name": "Liu Ida Haung""

ten percent owner regulatory

""is_ten_percent_owner": 0"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the PNBK Form 3 filed by Liu Ida Haung show?

The Form 3 for PATRIOT NATIONAL BANCORP INC reports that director Liu Ida Haung is an insider. It lists no transactions, no derivative positions, and no holding entries, functioning solely as an initial ownership status disclosure required for new reporting persons.

Are there any buy or sell transactions reported in the PNBK Form 3?

No transactions are reported in this Form 3. The transaction summary shows zero buys, zero sells, zero acquisitions, and zero dispositions, indicating the filing is purely administrative and does not reflect recent trading by the reporting person.

Does the PNBK Form 3 disclose any derivative securities for Liu Ida Haung?

The Form 3 discloses no derivative securities for Liu Ida Haung. The derivative summary is empty and the transaction summary shows zero derivative transactions, so there is no listed position in options, warrants, or other derivative instruments in this filing.

What is the role of Liu Ida Haung at PATRIOT NATIONAL BANCORP INC?

The filing states that Liu Ida Haung is a director of PATRIOT NATIONAL BANCORP INC. She is not identified as an officer and is not flagged as a ten percent owner in the reporting metadata, which focuses on her board role.

Does the PNBK Form 3 indicate that Liu Ida Haung is a ten percent owner?

The Form 3 metadata indicates she is not a ten percent owner. The field for ten percent owner status is set to zero, while she is explicitly identified as a director, clarifying the capacity in which she is a reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/10/2026 - 07:22 AM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Liu Ida Haung

(Last) (First) (Middle)

C/O PATRIOT NATIONAL BANCORP, INC.

900 BEDFORD STREET

(Street)

STAMFORD CONNECTICUT 06901

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
11/19/2025

3. Issuer Name and Ticker or Trading Symbol
PATRIOT NATIONAL BANCORP INC [ PNBK ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

On November 19, 2025, the Reporting Person was appointed as a director of the Issuer.

No securities are beneficially owned.

	/s/ Ida Liu	04/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)