Welcome to our dedicated page for PNC Financial Services Group SEC filings (Ticker: PNC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PNC Financial Services Group, Inc. (NYSE: PNC) files a broad range of documents with the U.S. Securities and Exchange Commission that detail its financial condition, capital structure, strategic transactions and governance matters. As a large diversified financial services institution incorporated in Pennsylvania, PNC uses SEC filings to report material events, securities offerings, mergers and acquisitions, and periodic financial results.
Among the most informative filings for PNC are its current reports on Form 8-K. Recent 8-Ks describe, for example, the completion of the acquisition of FirstBank Holding Company and its banking subsidiary, the receipt of required regulatory approvals for that transaction, and the establishment of a new series of preferred stock, the 7.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series X, issued in connection with the merger. Other 8-Ks discuss senior note offerings, including fixed rate/floating rate senior notes, and provide earnings releases, supplementary financial information and investor presentation materials.
Investors reviewing PNC’s SEC filings can also track information about its common stock and preferred stock listed on the New York Stock Exchange, dividend declarations on various preferred series, and details of indentures and underwriting agreements related to its debt securities. These documents help explain how PNC structures its capital, manages funding and communicates significant corporate events.
On this SEC filings page, users can access PNC’s 8-Ks and, through links to EDGAR, its annual reports on Form 10-K, quarterly reports on Form 10-Q, registration statements and other disclosures. AI-powered summaries can help interpret lengthy filings by highlighting key terms, such as changes to preferred stock rights, terms of senior note issuances, or milestones in merger agreements. Users interested in topics like PNC’s merger activity, debt offerings, preferred stock designations or earnings communications can use these filings, along with AI-generated insights, to better understand the company’s regulatory and financial reporting history.
PNC Financial Services Group director updates deferred stock holdings. On 01/02/2026, the reporting person acquired 31 phantom stock units tied to PNC common stock at a reference price of $211.46 per unit under a deferred compensation arrangement. After this transaction, the reporting person held 189 phantom stock units indirectly through a Deferred Compensation Plan.
The filing also shows 1,228 deferred stock units granted under PNC’s 2016 Incentive Award Plan, held directly. Each phantom stock unit is the economic equivalent of one share of PNC common stock and is settled in cash upon distribution, while each deferred stock unit represents the right at retirement to receive one share of PNC common stock or, in limited circumstances, cash equal to its fair market value. Some units were accumulated as dividend equivalents in exempt transactions.
PNC Financial Services Group, Inc. reported an equity-related transaction by a director. On 01/02/2026, the reporting person acquired 124 phantom stock units, each economically equivalent to one share of PNC common stock, at a reference price of $211.46 per underlying share. After this transaction, the reporting person beneficially owned 3,248 phantom stock units indirectly through a Deferred Compensation Plan and 3,821 deferred stock units (DSUs) directly under PNC’s 2016 Incentive Award Plan. Phantom stock units are settled in cash, while each DSU represents the right at retirement to receive one share of PNC common stock or, in limited circumstances, cash equal to the fair market value of one share.
PNC Financial Services Group director Debra A. Cafaro reported changes in her deferred equity-based holdings. On 01/02/2026, she acquired 124 phantom stock units, each tied economically to one share of PNC common stock, at a reference price of $211.46 per share. These phantom units are held indirectly in a PNC Deferred Compensation Plan and are settled in cash at distribution.
After this transaction, Cafaro beneficially owned 9,074 phantom stock units indirectly through the Deferred Compensation Plan and 10,070 deferred stock units (DSUs) directly under the PNC Directors Deferred Stock Unit Program. Each DSU represents the right to receive, generally at retirement, one share of PNC common stock or, in limited cases, cash equal to its fair market value.
PNC Financial Services Group director reports equity-linked awards. On 01/02/2026, the reporting person acquired 62 phantom stock units tied to PNC common stock at a reference price of $211.46 per unit. Each phantom unit is economically equivalent to one PNC share and will be settled in cash, generally without expiration.
Following this transaction, the director beneficially owns 1,818 phantom stock units indirectly through a deferred compensation plan and 4,824 deferred stock units directly under the PNC Directors Deferred Stock Unit Program. Each deferred stock unit represents the right to receive one PNC share at retirement, or in limited cases cash equal to the share’s fair market value.
The PNC Financial Services Group director reports new deferred compensation units. On 01/02/2026, director Richard J. Harshman acquired 31 phantom stock units tied to PNC common stock at a reference price of $211.46 per unit under a deferred compensation arrangement. After this transaction, he indirectly holds 2,134 phantom stock units through the PNC Deferred Compensation Plan and directly holds 8,788 deferred stock units (DSUs) under the PNC Directors Deferred Stock Unit Program. Each phantom stock unit is economically equivalent to one share of PNC common stock and is settled in cash, while each DSU generally represents the right to receive one share of PNC common stock at retirement, with both types of units also accumulating dividend equivalents.
The PNC Financial Services Group, Inc. established a new class of preferred stock in connection with its acquisition of FirstBank Holding Company. PNC created the 7.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series X, with 200,000 authorized shares, and issued 115,200 shares of this Series X preferred to former holders of FirstBank’s 7.250% Series B preferred stock at the effective time of the first merger step.
The new Series X preferred ranks senior to PNC common stock for dividends and liquidation, and on parity with other series of PNC preferred stock that are designated to rank equally. Holders have no conversion rights into other PNC securities, and PNC generally cannot pay dividends on junior securities unless dividends on Series X for the latest period are paid or set aside. PNC also confirmed that the two-step merger with FirstBank has been completed and disclosed a related press release.
The PNC Financial Services Group, Inc. is registering an additional $155,500,000 of unsecured deferred compensation obligations under two nonqualified plans. The filing covers $150,000,000 of obligations under The PNC Financial Services Group, Inc. and Affiliates Deferred Compensation and Incentive Plan for certain management and highly compensated employees, and $5,500,000 under The PNC Financial Services Group, Inc. Directors Deferred Compensation Plan for non-employee directors.
Participants in both plans may voluntarily defer eligible compensation, allocate it among investment options, and receive future cash distributions in lump sums or installments, including special rules for retirement, death and unforeseeable emergencies. The obligations are general unsecured promises of PNC, governed by Pennsylvania law, and the company describes indemnification protections for its directors and officers and lists related governing documents and opinions as exhibits.
The PNC Financial Services Group, Inc. reported that it has received all key regulatory approvals needed to complete its previously announced acquisition of FirstBank Holding Company and its banking subsidiary, FirstBank. Approvals were granted by the Federal Reserve, the Office of the Comptroller of the Currency and the Colorado Division of Banking.
PNC expects the transaction to close on January 5, 2026, subject to customary closing conditions. The deal will include the issuance of PNC common stock to FirstBank shareholders under an Agreement and Plan of Merger, supported by a previously filed Form S-4 registration statement that contains a joint proxy statement/prospectus. A detailed press release with additional information is furnished as an exhibit.
PNC Financial Services Group, Inc. executive reports small stock transfer. An Executive Vice President of PNC (ticker PNC) reported a transaction in PNC $5 par common stock dated 12/05/2025 on a Form 4 filed by a single reporting person.
The filing shows a transaction coded "G" (a gift) involving 255 shares disposed of at $0, leaving the insider with 23,493 shares beneficially owned directly after the transaction. No derivative securities transactions were reported in the excerpt provided.
PNC filed a Form 144 notice covering the planned sale of 4,722 shares of its common stock through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of 910,254.42. The filing lists total common shares outstanding as 392,158,451 and indicates an approximate sale date of 11/25/2025. The shares to be sold were acquired on 02/14/2025 through restricted stock vesting from the issuer as compensation.