Welcome to our dedicated page for PIMCO NY Municipal Income II SEC filings (Ticker: PNI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for PIMCO New York Municipal Income Fund II (PNI), a closed-end management investment company listed on the New York Stock Exchange. Through these filings, investors can review how the fund describes its investment objectives, tax-exempt focus and governance structure.
Current reports on Form 8‑K for PIMCO New York Municipal Income Fund II include disclosures about material events, such as changes to non-fundamental investment guidelines. In one Form 8‑K, the fund reports that its Board of Trustees approved a reduction in the minimum investment guideline for New York municipal bonds from 90% to 80% of net assets, while maintaining a fundamental policy to invest at least 80% of its assets in investments whose income is exempt from federal and New York State income taxes, as described in the filing.
Definitive proxy statements on Schedule 14A (DEF 14A) provide additional detail on the fund’s governance. Joint proxy materials for PIMCO New York Municipal Income Fund II and related funds outline how common and preferred shareholders vote on the election and re‑election of trustees, describe the role of Remarketable Variable Rate Municipal Term Preferred Shares and explain voting rights and procedures for joint annual meetings.
On Stock Titan, these SEC filings are available alongside AI-powered summaries that highlight key points from lengthy documents, helping users understand the implications of changes to investment guidelines, shareholder voting matters and other regulatory disclosures. Filings such as annual shareholder reports on Form N‑CSR, proxy statements and current reports can be reviewed in sequence, allowing investors to follow how PIMCO New York Municipal Income Fund II presents its municipal bond strategy and tax-exempt income objective over time.
PIMCO New York Municipal Income Fund II received an updated ownership disclosure on Schedule 13G/A from Saba Capital Management, its general partner Saba Capital Management GP, and Boaz R. Weinstein. The reporting group states beneficial ownership of 585,124 common shares, representing 2.45% of the fund’s common shares, based on 23,889,852 shares outstanding as of October 16, 2025 as disclosed in a DEF 14A.
The filing shows that all 585,124 shares are reported with shared voting and shared dispositive power, and no sole voting or dispositive power. The group certifies that the securities were not acquired and are not held for the purpose of changing or influencing control of the fund, other than activities solely in connection with a nomination under Rule 14a-11.
PIMCO New York Municipal Income Fund II director Sonya Morris filed an initial ownership report stating that she does not beneficially own any securities of the fund. The Form 3 confirms her status as a director and clarifies that there are no non-derivative or derivative securities reported as directly or indirectly owned.
PIMCO California Municipal Income Fund (PCQ), PIMCO Municipal Income Fund II (PML), and PIMCO New York Municipal Income Fund II (PNI) called a joint annual shareholder meeting for December 15, 2025 at 8:00 A.M. PT at PIMCO’s Newport Beach offices. Shareholders will vote on the election and re‑election of Trustees: Kathleen A. McCartney (re‑election) and Mark Michel (election) by common and preferred shareholders voting together, and Sarah E. Cogan (re‑election) and Deborah A. DeCotis (election) by preferred shareholders voting separately.
The record date is October 16, 2025. Voting is by mail, internet, telephone, or in person. A 30% quorum of entitled shares is required, and nominees are chosen by a plurality of votes cast. The Boards unanimously recommend voting FOR all nominees. PIMCO will bear the cost of soliciting proxies.
PricewaterhouseCoopers LLP was selected as independent auditor for the fiscal year ending December 31, 2025. Reported audit fees for 2024 were $58,301 (PCQ), $93,369 (PML), and $53,630 (PNI).
Form 3 filing by Mark D. Michel for PNI reports that Mark D. Michel, identified as a director of PIMCO New York Municipal Income Fund II (PNI), filed an initial Section 16 beneficial ownership statement for the event dated 09/18/2025. The filing states no securities are beneficially owned by the reporting person and includes a Power of Attorney (Exhibit 24). The form was signed by an attorney-in-fact on 09/25/2025.
PIMCO New York Municipal Income Fund II reported a change to its investment guidelines affecting how much it invests in New York-specific municipal bonds. The Board of Trustees approved reducing the Fund’s minimum guideline for New York Municipal Bonds from 90% to 80% of net assets. Effective October 20, 2025, the Fund will normally invest at least 80% of its net assets in New York Municipal Bonds whose interest is exempt from New York State and New York City income taxes.
The Fund will also continue to follow its fundamental policy to invest, under normal circumstances, at least 80% of its assets, measured at the time of investment, in investments whose income is exempt from federal and New York state income taxes. This change will first appear in the Fund’s annual shareholder report on Form N-CSR for the 12-month period ended December 31, 2025.
JPMorgan Chase Bank, N.A. reports beneficial ownership of 149 Remarketable Variable Rate MuniFund Term Preferred Shares of PIMCO New York Municipal Income Fund II, representing 11.30% of the preferred class. The filing explains that JPM acquired the shares and on June 27, 2024 deposited them into a tender option bond trust (J.P. Morgan Putters/Drivers, Series 5061 Trust) which holds title but does not have power to dispose of the shares. Voting rights for those shares were assigned in part to a Voting Trust on June 12, 2024; the Voting Consultant makes recommendations to the Voting Trustee, who follows those recommendations when voting. The amendment reflects the August 1, 2025 reorganization of related PIMCO funds and reports the resulting ownership percentage.
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