PNNT (PNNT) insider Jeffrey Flug files Form 144 to sell 23,303 shares

Rhea-AI Filing Summary

PNNT insider Jeffrey Flug has filed a Form 144 notice to sell common stock. The planned sale covers 23,303 shares of common stock through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of 134,458.31 and an approximate sale date of 12/04/2025. Flug acquired these shares in two public market purchases in February 2013, buying 9,463 shares and 13,840 shares for cash. Over the past three months, he has already sold 15,000, 21,100, 25,000, and 10,000 PNNT common shares in separate transactions, with disclosed gross proceeds for each sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	23303	134458.31	65296094	12/04/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/21/2013	Acquired from public market	Public market			9463	02/21/2013	Cash
Common	02/15/2013	Acquired from public market	Public Market			13840	02/15/2013	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	11/28/2025	15000	90493.5
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	12/01/2025	21100	127422
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	11/26/2025	25000	149952.5
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	12/03/2025	10000	57211

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for PNNT disclose?

The Form 144 discloses that Jeffrey Flug intends to sell 23,303 shares of PNNT common stock through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of 134,458.31.

When is the PNNT insider planning to sell the 23,303 shares?

The planned sale date for the 23,303 PNNT common shares is approximately 12/04/2025, according to the Form 144 notice.

How and when were the PNNT shares in this Form 144 originally acquired?

The shares were acquired in the public market. On 02/21/2013, 9,463 shares were purchased for cash, and on 02/15/2013, an additional 13,840 shares were purchased for cash.

Which broker is handling the planned PNNT share sale?

The Form 144 lists Goldman Sachs & Co. LLC, located at 200 West Street, New York, NY 10282, as the broker for the planned sale of 23,303 PNNT common shares on the NYSE.

What PNNT stock sales has the insider made in the past three months?

Over the past three months, Jeffrey Flug has sold PNNT common stock in several transactions: 15,000 shares on 11/28/2025, 21,100 shares on 12/01/2025, 25,000 shares on 11/26/2025, and 10,000 shares on 12/03/2025, each with reported gross proceeds.

What representation does the insider make in the PNNT Form 144?

By signing the notice, the person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.