PennantPark insider files to sell 15,000 PNNT shares via Rule 144

PennantPark Investment Corporation insider plans Rule 144 stock sale.

Rhea-AI Filing Summary

PennantPark Investment Corporation insider plans Rule 144 stock sale. A holder has filed to sell 15,000 shares of PennantPark common stock through broker Goldman Sachs & Co. LLC on the NYSE. The planned sale has an aggregate market value of $90,900, compared with 65,296,094 common shares outstanding, so it represents a very small portion of the company’s equity.

The shares to be sold were originally acquired from the issuer in a private transaction on April 19, 2007, for which full payment was made in cash. Over the past three months, the same seller disposed of an additional 25,000 common shares for gross proceeds of about $149,952.50. By signing the notice, the seller certifies that they are not aware of any undisclosed material adverse information about PennantPark’s current or prospective operations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for PNNT disclose?

The Form 144 discloses that a shareholder plans to sell 15,000 shares of PennantPark Investment Corporation common stock under Rule 144 through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of $90,900.

How large is the planned PNNT share sale compared to shares outstanding?

The planned sale covers 15,000 PennantPark common shares, while there are 65,296,094 common shares outstanding, meaning the sale represents a very small fraction of total shares.

When and how were the PNNT shares being sold originally acquired?

The 15,000 PennantPark common shares were acquired directly from the issuer in a private transaction on April 19, 2007, with full cash payment made on that date.

Has this PNNT shareholder sold other shares recently?

Yes. During the past three months, the same seller disposed of 25,000 PennantPark common shares on November 26, 2025, generating gross proceeds of about $149,952.50.

What representation does the seller make about PNNT’s information?

By signing the notice, the seller represents that they do not know of any material adverse information about PennantPark’s current or prospective operations that has not been publicly disclosed.

On which exchange will the PNNT shares subject to Form 144 be sold?

The Form 144 states that the 15,000 PennantPark common shares are intended to be sold on the NYSE.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/28/2025 - 01:36 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001396917
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PennantPark Investment Corporation
SEC File Number	814-00736
Address of Issuer	1691 Michigan Avenue Miami Beach FLORIDA 33319
Phone	1-786-297-9500
Name of Person for Whose Account the Securities are To Be Sold	Jeffrey Flug
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	15000	90900	65296094	11/28/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/19/2007	Acquired from issuer in private transaction	Issuer			15000	04/19/2007	None

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jeffrey Flug 1691 Michigan Avenue Miami Beach FL 33319	Common	11/26/2025	25000	149952.5

144: Remarks and Signature

Remarks	All shares to be sold by Flug 2015 GS Trust.
Date of Notice	11/28/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Goldman Sachs & Co. LLC on behalf of Jeffrey Flug
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)