PennantPark Investment (PNNT) director Jeffrey Flug discloses insider stock sales

Rhea-AI Filing Summary

PennantPark Investment Corp director reports stock sales by filing a Form 4. Reporting person Jeffrey Flug, a director of PennantPark Investment Corp (PNNT), disclosed open-market sales of common stock executed through various related trusts. On December 3, 2025, trusts sold 10,000 shares at an average price of $5.7511 per share. On December 4, 2025, they sold an additional 23,303 shares at an average price of $5.7763 per share. After these transactions, the filing shows continued indirect ownership of PennantPark shares held by related trusts.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Flug Jeffrey

(Last) (First) (Middle)

C/O PENNANTPARK

1691 MICHIGAN AVENUE

(Street)

MIAMI BEACH FL 33139

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PENNANTPARK INVESTMENT CORP [ PNNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/03/2025		S		10,000	D	$5.7511	197,218	I	Held by various related trusts
Common Stock	12/04/2025		S		23,303	D	$5.7763	173,915	I	Held by various related trusts
Common Stock								14,890	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Jeffrey Flug	12/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PennantPark Investment Corp (PNNT) report?

The filing reports that director Jeffrey Flug, through various related trusts, sold shares of PennantPark Investment Corp common stock in open-market transactions.

How many PennantPark (PNNT) shares were sold in the reported transactions?

The reporting person disclosed two sales of common stock, one for 10,000 shares and another for 23,303 shares, executed through related trusts.

On what dates did the PennantPark (PNNT) insider stock sales occur?

The sales of PennantPark Investment Corp common stock occurred on December 3, 2025 and December 4, 2025, as reported in the Form 4.

At what prices were PennantPark (PNNT) shares sold by the director?

The filing shows average sale prices of $5.7511 per share on December 3, 2025 and $5.7763 per share on December 4, 2025.

What is the reporting person’s relationship to PennantPark Investment Corp (PNNT)?

The reporting person, Jeffrey Flug, is listed as a director of PennantPark Investment Corp and filed the Form 4 as a single reporting person.

How are the PennantPark (PNNT) shares held after the reported transactions?

The Form 4 indicates that the remaining PennantPark Investment Corp shares are held under indirect ownership, described as being held by various related trusts.