PennantPark Investment (PNNT) CFO buys 15,000 shares in open market

Rhea-AI Filing Summary

PennantPark Investment Corp's CFO and Treasurer, Richard T. Allorto Jr., bought 15,000 shares of common stock in an open-market purchase at $4.88 per share. Following this transaction, he directly owns 30,000 shares of the company’s common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Allorto Richard T JR

(Last) (First) (Middle)

C/O PENNANTPARK

1691 MICHIGAN AVENUE

(Street)

MIAMI BEACH FL 33139

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PENNANTPARK INVESTMENT CORP [ PNNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and Treasurer

3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/11/2026		P		15,000	A	$4.88	30,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Richard T. Allorto Jr.	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PennantPark Investment Corp (PNNT) disclose?

PennantPark Investment Corp disclosed that its CFO and Treasurer, Richard T. Allorto Jr., made an open-market purchase of 15,000 common shares at $4.88 per share, increasing his direct holdings to 30,000 shares after the transaction.

How many PennantPark Investment Corp (PNNT) shares did the CFO buy?

The CFO bought 15,000 shares of PennantPark Investment Corp common stock. The purchase was executed as an open-market transaction at a price of $4.88 per share, according to the Form 4 insider trading report.

What is the total PennantPark Investment Corp (PNNT) stake held by the CFO after this trade?

After the reported transaction, PennantPark Investment Corp’s CFO and Treasurer, Richard T. Allorto Jr., directly holds 30,000 shares of the company’s common stock, as shown in the Form 4 filing’s post-transaction ownership figure.

Was the PennantPark Investment Corp (PNNT) insider trade a purchase or a sale?

The insider trade was a purchase. The Form 4 shows transaction code “P,” indicating an open-market or private purchase of 15,000 PennantPark Investment Corp common shares by the CFO and Treasurer on the reported date.

What price did the PennantPark Investment Corp (PNNT) CFO pay per share?

The CFO paid $4.88 per share for PennantPark Investment Corp common stock. This price applies to all 15,000 shares acquired in the open-market purchase reported in the Form 4 insider transaction filing.