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Precision Optics CEO receives 6,742-share stock bonus

Following the award, the CEO's reported direct common-stock holdings were 150,701 shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PRECISION OPTICS CORPORATION, INC. (symbol: POCI) is the issuer of record for a Form 4 filing submitted to the SEC. Forkey Joseph Norman reported acquisition or exercise transactions in this Form 4 filing.

Precision Optics Corporation, Inc. (POCI) Chief Executive Officer Joseph Norman Forkey received a stock bonus grant of 6,742 common shares on September 21, 2026, under the company’s 2022 Equity Incentive Plan. The shares were fully vested at grant. His reported direct common-stock holdings after the award were 150,701 shares.

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Insider Forkey Joseph Norman
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 6,742 $0.00 $0.00
Holdings After Transaction: Common Stock — 150,701 shares (Direct)
Footnotes (1)
  1. F1. On September 21, 2026, the reporting person was granted a stock bonus of 6,742 shares of common stock under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan. The shares are fully vested at the time of grant.
Stock bonus shares 6,742 shares Granted September 21, 2026; fully vested at grant
Direct common-stock holdings 150,701 shares Reported after the award
stock bonus financial
"was granted a stock bonus of 6,742 shares"
fully vested financial
"shares are fully vested at the time of grant"
Equity Incentive Plan financial
"2022 Equity Incentive Plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did POCI's CEO receive in the stock bonus?

Joseph Norman Forkey received 6,742 common shares on September 21, 2026. The stock bonus was granted under the 2022 Equity Incentive Plan and was fully vested at grant.

Was the POCI CEO's stock bonus reported under a Rule 10b5-1 plan?

No Rule 10b5-1 plan is reported for the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Forkey Joseph Norman

(Last)(First)(Middle)
C/O PRECISION OPTICS CORPORATION, INC.
550 KING STREET, BLDG A, STE 100

(Street)
LITTLETON MASSACHUSETTS 01460

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PRECISION OPTICS CORPORATION, INC. [ POCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/21/2026A6,742(1)A$0150,701D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On September 21, 2026, the reporting person was granted a stock bonus of 6,742 shares of common stock under the Precision Optics Corporation, Inc. 2022 Equity Incentive Plan. The shares are fully vested at the time of grant.
/s/ Joseph N. Forkey09/24/2006
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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