STOCK TITAN

Precision Optics (POCI) CFO acquires 1,257 shares via stock compensation plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Precision Optics Corporation, Inc. reported that Chief Financial Officer Wayne M. Coll acquired 1,257 shares of common stock on June 30, 2026, at $4.972 per share as a grant/award. This stock issuance reflects an Employment Agreement allowing up to $25,000 per year of compensation to be paid in stock instead of cash, priced at the quarterly volume weighted average price. Following this transaction, Coll directly holds 38,064 shares of common stock. The shares dated June 30, 2026 were issued on August 12, 2026 based on payroll withholdings for the relevant quarters.

Positive

  • None.

Negative

  • None.
Insider COLL WAYNE M
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 1,257 $4.972 $6K
Holdings After Transaction: Common Stock — 38,064 shares (Direct)
Footnotes (1)
  1. F1. On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $4.972 for the quarter ended June 30, 2026. Share purchases are based on payroll withholdings for the relevant quarters. Shares dated June 30, 2026 were issued on August 12, 2026.
Shares acquired 1,257 shares Common stock grant/award dated June 30, 2026
Price per share $4.972 Quarterly volume weighted average price for quarter ended June 30, 2026
Shares held after transaction 38,064 shares Direct holdings of CFO Wayne M. Coll following reported acquisition
Annual stock compensation cap $25,000 per annum Maximum compensation substitutable in common stock under Employment Agreement
Share issuance date August 12, 2026 Issue date for shares dated June 30, 2026
volume weighted average price financial
"the stock is priced at the quarterly volume weighted average price which was $4.972"
The volume weighted average price (VWAP) is a way to measure the average price of a security, such as a stock, over a specific period, taking into account how many units were traded at each price. It’s similar to calculating the average cost of items bought when some are more frequently purchased than others. Investors use VWAP to assess whether a security is being bought or sold at a fair price during trading.
Employment Agreement financial
"the reporting person entered into an Employment Agreement with the Issuer that permits"
payroll withholdings financial
"Share purchases are based on payroll withholdings for the relevant quarters"

FAQ

What did POCI’s CFO report in this Form 4 transaction?

Precision Optics’ CFO Wayne M. Coll acquired 1,257 common shares on June 30, 2026 as a grant/award. The stock was issued under an Employment Agreement permitting partial compensation in shares instead of cash.

At what price were the POCI shares acquired by the CFO?

The 1,257 Precision Optics shares were priced at a volume weighted average price of $4.972 for the quarter ended June 30, 2026. This VWAP is used under the Employment Agreement to determine stock compensation value.

How many POCI shares does the CFO hold after this reported transaction?

After this acquisition, CFO Wayne M. Coll directly holds 38,064 shares of Precision Optics common stock. This figure reflects the reported total shares following the June 30, 2026 grant/award transaction.

What does the Employment Agreement for POCI’s CFO allow regarding stock compensation?

The Employment Agreement, entered June 12, 2023, permits substituting up to $25,000 per year of compensation in common stock. The stock is priced at the quarterly volume weighted average price, with shares based on payroll withholdings.

When were the June 30, 2026 POCI shares actually issued to the CFO?

Although dated June 30, 2026, the shares were issued on August 12, 2026. The issuance was based on payroll withholdings for the relevant quarters, consistent with the terms of the Employment Agreement.

Is the reported POCI CFO transaction under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as using a plan. The transaction instead arises from an Employment Agreement that allows a portion of compensation to be paid in stock using quarterly VWAP pricing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
COLL WAYNE M

(Last)(First)(Middle)
C/O PRECISION OPTICS CORPORATION, INC.
550 KING STREET, BLDG. A, STE. 100

(Street)
LITTLETON MASSACHUSETTS 01460

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PRECISION OPTICS CORPORATION, INC. [ POCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/30/2026A1,257(1)A$4.97238,064D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On June 12, 2023, the reporting person entered into an Employment Agreement with the Issuer that permits the Issuer to substitute up to $25,000 per annum in common stock in lieu of cash. The issuer elected this provision effective January 1, 2024. Under the terms of the agreement, the stock is priced at the quarterly volume weighted average price which was $4.972 for the quarter ended June 30, 2026. Share purchases are based on payroll withholdings for the relevant quarters. Shares dated June 30, 2026 were issued on August 12, 2026.
/s/ Wayne M. Coll08/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)