[144] POWELL INDUSTRIES INC SEC Filing

Rhea-AI Filing Summary

Powell Industries (POWL) insider sale notice: The filer reports a proposed sale of 3,200 common shares through Fidelity Brokerage Services on NASDAQ with an aggregate market value of $955,964.58. The filing shows those shares were acquired through restricted stock vesting on 08/07/2025 (500 shares), 10/01/2023 (1,500 shares), and 11/29/2023 (1,200 shares), paid as compensation. The notice lists two prior sales by the same person in June 2025 totaling 6,454 shares for gross proceeds of $1,332,273.85 ($506,722.43 on 06/26/2025 and $825,551.42 on 06/27/2025). The filer certifies no undisclosed material adverse information.

Positive

• Filing is compliant with Rule 144 disclosure requirements, listing broker, acquisition dates, payment nature, and prior three-month sales.

Negative

• Insider sales continued: prior June sales (6,454 shares) plus the proposed 3,200-share sale increase insider share disposals, which may raise investor concern.

Insights

Securities Analyst

TL;DR: Insider plans a modest sale relative to total shares outstanding; prior June sales suggest ongoing liquidity events.

The proposed sale of 3,200 shares, valued at about $956k, represents a small fraction of the issuer's 12,068,548 outstanding shares. Recent June disposals totaling 6,454 shares generated roughly $1.33 million, indicating the insider has been reducing or monetizing vested compensation. From a market-impact perspective, these transactions are likely immaterial to overall free float given the company's share count, but they increase share supply from this insider in the near term. Disclosure appears complete for Rule 144 purposes based on provided data.

Corporate Governance Expert

TL;DR: Multiple insider sales in a short period raise governance and signaling questions despite formal Rule 144 compliance.

The record shows several rounds of restricted stock vesting followed by sales, including two recent June transactions and a planned September sale. While filings state the signer has no undisclosed material information and the form documents acquisition dates and compensation origin, recurring insider sales can prompt investor scrutiny about confidence in near-term prospects. The filing itself follows required Rule 144 disclosure elements: acquisition details, payment nature, broker, and prior three-month sales.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3200	955964.58	12068548	09/22/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/07/2025	Restricted Stock Vesting	Issuer			500	08/07/2025	Compensation
Common	10/01/2023	Restricted Stock Vesting	Issuer			1500	10/01/2023	Compensation
Common	11/29/2023	Restricted Stock Vesting	Issuer			1200	11/29/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Michael W. Metcalf 8550 Mosley Road Houston TX 77075-1180	Common	06/26/2025	2533	506722.43
Michael W. Metcalf 8550 Mosley Road Houston TX 77075-1180	Common	06/27/2025	3921	825551.42

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Form 144 filed for POWL mean?

Form 144 notifies the market of a proposed sale of 3,200 common shares by an insider under Rule 144, to be executed through Fidelity on NASDAQ.

How much are the 3,200 shares worth in the filing?

The filing reports an aggregate market value of $955,964.58 for the proposed 3,200-share sale.

Were there recent insider sales by the same person?

Yes. The filing discloses two prior sales by the same person in June 2025 totaling 6,454 shares for gross proceeds of $1,332,273.85.

How were the shares acquired that are being sold?

The shares were acquired via restricted stock vesting on 08/07/2025 (500), 10/01/2023 (1,500), and 11/29/2023 (1,200) and were paid as compensation.

Does the filer state they have undisclosed material information?

The filer certifies by signing the notice that they do not know any material adverse information about the issuer that has not been publicly disclosed.