Welcome to our dedicated page for PPL SEC filings (Ticker: PPL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PPL Corporation (NYSE: PPL) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures, along with AI-powered summaries to help interpret complex documents. As a U.S. energy company based in Allentown, Pennsylvania, with regulated utility operations in Pennsylvania, Kentucky and Rhode Island, PPL uses SEC filings to report financial performance, financing transactions and significant regulatory and operational events.
Investors can review PPL’s Form 8-K current reports, which describe material developments such as quarterly earnings releases, rate case and CPCN outcomes, bond and note issuances and forward equity arrangements. Recent 8-K filings detail PPL Capital Funding’s exchangeable senior notes due 2030, the use of proceeds to repay short-term debt, and the structure of exchange rights into PPL common stock. Other 8-Ks discuss rate proceedings and regulatory orders affecting subsidiaries like PPL Electric Utilities, LG&E, KU and Rhode Island Energy.
Core periodic reports such as the Form 10-K annual report and Form 10-Q quarterly reports (when available in the feed) provide broader context on segment performance, regulatory environments, capital expenditure plans and risk factors relevant to PPL’s regulated utility model. These filings often include segment-level discussions for Kentucky Regulated, Pennsylvania Regulated and Rhode Island Regulated operations, along with information on allowed returns on equity and cost recovery mechanisms.
For users interested in capital structure and securities information, filings also cover instruments such as first mortgage bonds issued by LG&E and KU, equity distribution agreements and forward sale agreements involving PPL common stock. Where applicable, Form 4 insider transaction reports and proxy materials can shed light on insider activity and governance matters.
Stock Titan’s AI tools summarize lengthy PPL filings, highlight key terms, and surface items such as new debt obligations, changes in guidance, regulatory decisions and notable risks. Real-time updates from EDGAR ensure that new PPL filings, including 10-K, 10-Q, 8-K and Form 4 submissions, are quickly reflected, helping investors and researchers navigate the detailed regulatory record that accompanies PPL’s multi-jurisdiction utility operations.
PPL Corp filed a Form 4 for President and CEO Vincent Sorgi. On 11/07/2025, he disposed of 30,200 shares of common stock at $0.00 (transaction code G). Following the transaction, he beneficially owns 445,993.08 shares directly and 176.935 shares indirectly, held in a trust under the Employee Stock Ownership Plan. The reported totals include reinvested dividends.
PPL Corporation updated its significant accounting policies to include a clear reconciliation of cash, cash equivalents and restricted cash between the Balance Sheets and Statements of Cash Flows.
As of September 30, 2025, PPL reported cash and cash equivalents $1,102 million and restricted cash (current) $42 million, for total cash, cash equivalents and restricted cash of $1,144 million. At December 31, 2024, the comparable figures were $306 million in cash and cash equivalents and $1 million in restricted cash, totaling $307 million. The company states that bank deposits and other cash equivalents restricted by agreement or designated for a specific purpose are classified as restricted cash, with the current portion included in Other current assets.
PPL Corporation filed an 8-K announcing it furnished a press release with financial results for the quarter ended September 30, 2025. The press release is included as Exhibit 99.1.
Senior management will host a teleconference and webcast on November 5, 2025 at 11:00 a.m. Eastern to discuss results and other business matters. The webcast and slides will be available on PPL’s website, with a replay accessible for 90 days. The information in Items 2.02 and 7.01 is furnished, not filed.
PPL Corporation reported that the Kentucky Public Service Commission approved certificates of public convenience and necessity to build two natural gas combined‑cycle units—E.W. Brown Unit 12 and Mill Creek Unit 6—each rated at 645 MW, and to install a selective catalytic reduction facility at Ghent Unit 2. The order also allows relevant Ghent Unit 2 SCR costs to flow through the existing environmental cost recovery mechanism and opens a separate monitoring case for Mill Creek Unit 6 construction.
The KPSC approved regulatory asset deferral treatment for certain AFUDC‑related amounts and noted expectations around tariffs and power supply contracts for potential high‑load customers in pending rate cases. It declined to approve proposed new rate adjustment mechanisms tied to Mill Creek Unit 6 and extended operation of Mill Creek Unit 2 beyond its original 2027 retirement, without prejudice to resubmission. The order did not grant a CPCN for the Cane Run BESS due to a conditional withdrawal, though LG&E and KU may seek approval in future proceedings. The order is subject to rehearing or appeal, and the Companies are evaluating next steps.
PPL Corporation reported that subsidiaries Louisville Gas and Electric (LG&E) and Kentucky Utilities (KU) filed a stipulation with the Kentucky Public Service Commission proposing an aggregate annual electricity and gas revenue increase of about $235 million. The proposal includes $58 million in LG&E electricity, $132 million in KU electricity, and $45 million in LG&E gas, with a revised authorized ROE of 9.90%.
The agreement includes a “stay out” commitment to refrain from effective base rate increases before August 1, 2028, and proposes two trackers: a Generation Cost Recovery Adjustment (GCR) for recovery and return on investment of covered new generation and storage projects as they enter service, and a Sharing Mechanism (SM) that adjusts for revenue deficiency or surplus outside a 9.40%–10.15% ROE band during July 2027–July 2028, settled over 13 months beginning November 2028.
A KPSC hearing is set for November 3, 2025. The proposal remains subject to KPSC approval, denial, or modification. LG&E and KU anticipate a ruling in Q4 2025, with a final order due by March 31, 2026.
PPL Corp. director Armando Zagalo de Lima received 1,656.874 stock units under the company's Directors Deferred Compensation Plan on 10/01/2025. The units are payable in common stock following the director's retirement and the report shows a per-unit reference price of $36.59. After this grant and reinvestment of dividends, the reporting person beneficially owns 125,273.472 shares. The Form 4 was filed by an Attorney-in-Fact and signed on 10/02/2025. The filing explains the units have no exercise price because payout occurs at retirement and that the total includes dividend reinvestment.
Keith H. Williamson, a director of PPL Corp (PPL), reported an acquisition under the company's Directors Deferred Compensation Plan on 10/01/2025. The Form 4 shows he was credited with 1,161.52 Stock Units (DDCP) at a reported per‑unit value of $36.59. The filing states the DDCP payout has no exercise price and that payout of the underlying common stock will occur following a director's retirement. After this transaction (which includes dividend reinvestment), the report lists total beneficial ownership of 134,743.018 shares. The Form 4 was signed by an attorney‑in‑fact on 10/02/2025.
PPL Corp director Natica von Althann received 1,161.52 stock units under the company's Directors Deferred Compensation Plan on 10/01/2025. Under the DDCP the units are payable in stock following the director's retirement, so no exercise price applies. The filing reports a resulting beneficial ownership of 103,638.593 shares (which includes reinvested dividends). The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 10/02/2025.
PPL Corp director Heather B. Redman acquired 1,161.52 stock units under the company's Directors Deferred Compensation Plan (DDCP) on 10/01/2025. Those units represent an entitlement to common stock that will be paid out following the director's retirement; no exercise or conversion price applies. The filing shows the Director now beneficially owns 24,717.983 shares in total, which the filer notes includes the reinvestment of dividends. The transaction was reported on a Form 4 and was filed individually by the reporting person.
PPL Corporation filed an 8-K reporting it has petitioned the state Public Utility Commission (PUC) in Docket No. R-2025-3057164 to raise rates. The company requested an annual base rate distribution revenue increase of approximately $356 million, equal to about 8.6% of current annual revenue, based on a fully projected future test year of July 1, 2026 through June 30, 2027. The petition asks for an authorized return on equity of 11.3%. PPL states it cannot predict the proceeding outcome and expects a PUC ruling in the second quarter of 2026.