Welcome to our dedicated page for PPL SEC filings (Ticker: PPL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PPL Corporation filings document the regulated utility holding company's operating results, regulatory proceedings and capital structure. Recent Form 8-K disclosures cover quarterly and annual results, Regulation FD presentations, Pennsylvania electric distribution rate matters, Kentucky utility rate orders, and FERC transmission return-on-equity matters affecting Rhode Island Energy.
Proxy materials describe board governance, shareholder voting items and executive compensation. Financing filings record PPL's corporate units, stock purchase contracts, PPL Capital Funding remarketable senior notes and related guarantees, linking capital-market activity to the company's common stock and utility financing structure.
PPL Corp President and CEO Vincent Sorgi reported equity award activity involving company stock. On 01/20/2026, 45,395.453 Stock Incentive Plan units vested and were converted into the same number of PPL common shares at an indicated price of $36.91 per share. This increased his directly held common stock to 494,838.522 shares, including amounts reflecting dividend reinvestment.
On the same date, 16,001 shares of common stock were withheld by the company at his request to cover taxes due upon expiration of the restriction period, leaving him with 478,837.522 shares of PPL common stock held directly after these transactions. He also beneficially owns 178.31 additional common shares held indirectly in a trust under the Employee Stock Ownership Plan.
PPL Corp executive Christine M. Martin, President of a PPL subsidiary, reported equity award activity involving company common stock. On 01/20/2026, 1,784 stock units granted under the Incentive Compensation Plan for Key Employees vested and were converted into 1,784 shares of PPL common stock at a price of $36.91 per share, increasing her directly held stake.
On the same date, 603 shares of common stock were withheld by the company at her request to cover taxes due upon expiration of the restriction period, also at $36.91 per share. After these transactions, she directly beneficially owned 37,616.782 shares of PPL common stock and indirectly beneficially owned an additional 245.084 shares held in trust through the Employee Stock Ownership Plan. The total reported holdings include reinvested dividends.
PPL Corp executive Tadd J. Henninger, SVP-Finance and Treasurer, reported stock-based compensation activity on 01/20/2026. A total of 2,226.809 Stock Incentive Plan (SIP) units vested and were converted into the same number of shares of Common Stock at a price of $36.91 per share.
To cover taxes due at vesting, 759 shares were withheld by the company, leaving Henninger with 12,727.166 shares of common stock held directly after the transactions. He also has an additional 101.571 common shares held indirectly in a trust under the Employee Stock Ownership Plan. Footnotes note that totals include dividend reinvestment and confirm the vesting date of the units.
PPL Corp executive Angela K. Gosman, EVP and CHRO, reported stock-based compensation activity. On 01/20/2026, 5,722.601 Stock Unit (SIP) awards vested and were converted into 5,722.601 shares of PPL common stock, reported at a price of $36.91 per share. In a separate transaction the same day, the company withheld 1,911 shares at $36.91 per share to cover taxes at her request under the Stock Incentive Plan. After these transactions, Gosman directly owned 32,429.324 shares of PPL common stock.
PPL Corp executive John R. Crockett III reported stock-based compensation activity involving common stock on 01/20/2026. A total of 6,090.229 stock units granted under the Stock Incentive Plan (SIP) vested and were converted into 6,090.229 shares of PPL common stock at an exercise price of $0.00 per unit. These new shares were acquired at a market price of $36.91 per share, increasing his directly held common stock to 29,739.744 shares.
On the same date, 2,062 shares of common stock were withheld by the company at Crockett’s request to cover taxes due upon the expiration of the restriction period, also valued at $36.91 per share. After this tax withholding, Crockett directly owned 27,677.744 shares of PPL common stock.
PPL Corp executive John Gregory Cornett reported routine equity compensation activity. On 01/20/2026, 1,237 Stock Unit (SIP) derivatives with a conversion price of $0.00 vested and were converted into 1,237 shares of PPL common stock at a price of $36.91 per share. On the same date, 455 common shares were withheld by the company at his request to cover taxes due under the Stock Incentive Plan, also valued at $36.91 per share. After these transactions, Cornett directly held 8,616 shares of PPL common stock.
PPL Corp executive David J. Bonenberger, EVP & COO-Utilities, reported routine equity compensation activity. On January 20, 2026, 5,197.733 Stock Incentive Plan units vested and were converted into the same number of PPL common shares at $36.91 per share.
The company then withheld 1,726 shares at $36.91 per share to cover taxes, as requested under the Stock Incentive Plan. After these transactions, Bonenberger directly owned 49,174.906 shares of PPL common stock, plus indirect holdings of 5,073.336 shares held in an Employee Stock Ownership Plan trust and 100 shares held in a spouse’s IRA.
PPL Corp executive Joseph P. Bergstein Jr., EVP and CFO, reported routine equity compensation activity. On 01/20/2026 he converted 13,938.871 Stock Incentive Plan units into the same number of shares of PPL common stock at a price of $36.91 per share. The company then withheld 4,232 shares at his request to cover taxes due when the restriction period ended, as allowed under the Stock Incentive Plan.
After these transactions, he directly held 161,777.549 shares of common stock. He also had indirect beneficial ownership of 395.195 shares held in trust under the Employee Stock Ownership Plan and 62.527 shares as custodian for children under the Dividend Reinvestment Plan. The filing notes that the total includes the reinvestment of dividends and that the units vested on 01/20/2026.
PPL Corp executive vice president Lonnie E. Bellar reported routine equity compensation activity. On January 20, 2026, 2,106 Stock Unit (SIP) derivative units vested and were converted into 2,106 shares of PPL common stock at a price of $36.91 per share, increasing his directly held shares to 31,859.
On the same date, 729 shares of common stock were withheld by the company at Bellar’s request to cover taxes due upon vesting, as noted in the footnote. After this tax withholding transaction, Bellar directly held 31,130 shares of PPL common stock.
PPL Corp executive Marlene C. Beers, Vice President and Controller, reported equity award activity in company stock on 01/20/2026. She exercised 2,165.907 Stock Units (SIP), which converted into the same number of PPL common shares at an exercise price of $0.00 per unit. The resulting common stock was recorded at a transaction price of $36.91 per share.
To cover taxes due at vesting under the Stock Incentive Plan, 738 common shares were withheld by the company, as noted in the footnotes. After these transactions, Beers directly beneficially owned 45,053.861 PPL common shares and also had indirect investment power over 1,500 additional shares held by a family member. The filing reflects routine compensation-related vesting and tax withholding activity.