Welcome to our dedicated page for PPL SEC filings (Ticker: PPL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PPL Corporation (NYSE: PPL) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures, along with AI-powered summaries to help interpret complex documents. As a U.S. energy company based in Allentown, Pennsylvania, with regulated utility operations in Pennsylvania, Kentucky and Rhode Island, PPL uses SEC filings to report financial performance, financing transactions and significant regulatory and operational events.
Investors can review PPL’s Form 8-K current reports, which describe material developments such as quarterly earnings releases, rate case and CPCN outcomes, bond and note issuances and forward equity arrangements. Recent 8-K filings detail PPL Capital Funding’s exchangeable senior notes due 2030, the use of proceeds to repay short-term debt, and the structure of exchange rights into PPL common stock. Other 8-Ks discuss rate proceedings and regulatory orders affecting subsidiaries like PPL Electric Utilities, LG&E, KU and Rhode Island Energy.
Core periodic reports such as the Form 10-K annual report and Form 10-Q quarterly reports (when available in the feed) provide broader context on segment performance, regulatory environments, capital expenditure plans and risk factors relevant to PPL’s regulated utility model. These filings often include segment-level discussions for Kentucky Regulated, Pennsylvania Regulated and Rhode Island Regulated operations, along with information on allowed returns on equity and cost recovery mechanisms.
For users interested in capital structure and securities information, filings also cover instruments such as first mortgage bonds issued by LG&E and KU, equity distribution agreements and forward sale agreements involving PPL common stock. Where applicable, Form 4 insider transaction reports and proxy materials can shed light on insider activity and governance matters.
Stock Titan’s AI tools summarize lengthy PPL filings, highlight key terms, and surface items such as new debt obligations, changes in guidance, regulatory decisions and notable risks. Real-time updates from EDGAR ensure that new PPL filings, including 10-K, 10-Q, 8-K and Form 4 submissions, are quickly reflected, helping investors and researchers navigate the detailed regulatory record that accompanies PPL’s multi-jurisdiction utility operations.
PPL Corp director reports acquisition of deferred stock units
A PPL Corp director reported a routine equity transaction under a deferred compensation plan. On 01/02/2026, the director acquired 1,246.084 stock units (DDCP) as shown in Table II of the filing. These derivative securities are tied to PPL common stock, with an underlying amount of 1,246.084 shares at a reference price of $35.11 per share.
Under the Directors Deferred Compensation Plan, there is no exercise or conversion price because the payout of the underlying securities occurs following the director's retirement. After this transaction, the director beneficially owned 18,379.202 derivative securities, with the total including the reinvestment of dividends.
PPL Corp director Craig A. Rogerson reported acquiring additional deferred stock units tied to PPL common stock under the company’s Directors Deferred Compensation Plan (DDCP). On 01/02/2026, he acquired 1,246.084 stock units at a reference price of $35.11 per unit, each corresponding to one share of PPL common stock. These units do not have a conversion or exercise price; instead, payout of the underlying securities will occur after the director’s retirement in line with the DDCP’s terms.
Following this transaction, Rogerson beneficially owned 242,538.487 derivative securities in the form of deferred stock units held directly. The total also reflects reinvestment of dividends into additional units, as provided under the plan.
PPL Corp director Heather B. Redman reported acquiring additional deferred stock units linked to PPL common stock through the company’s Directors Deferred Compensation Plan (DDCP). On 01/02/2026, she acquired 1,246.084 stock units at a derivative security price of $35.11 per unit, classified as an acquisition transaction. These units represent the right to receive PPL common shares in the future rather than immediate stock ownership.
The filing states that there is no conversion or exercise price because, under the DDCP, payout of the underlying securities will occur following the director’s retirement. After this transaction, Redman beneficially owned 26,155.912 derivative securities on a direct basis, and this total includes the reinvestment of dividends within the plan.
PPL Corp director Venkata R. Madabhushi reported an increase in deferred equity under the company’s Directors Deferred Compensation Plan. On 01/02/2026, the director acquired 1,246.084 stock units tied to PPL common stock as a derivative security transaction reported in Table II. After this transaction, the director beneficially owns 93,567.426 stock units under the plan.
The stock units are payable in connection with the director’s retirement, rather than having a traditional exercise or conversion price. The reported total also reflects the reinvestment of dividends, meaning dividend equivalents are automatically added as additional units.
PPL Corp director Arthur P. Beattie reported an acquisition of deferred stock-based compensation tied to PPL common shares. On 01/02/2026, he was credited with 1,466.819 stock units under the company’s Directors Deferred Compensation Plan (DDCP), at a reference price of $35.11 per unit. Each unit represents the right to receive an equivalent number of PPL common shares in the future.
The filing states that these DDCP units have no conversion or exercise price, and that payout of the underlying securities will occur after the director’s retirement. Following this transaction, Beattie beneficially owned a total of 46,859.693 DDCP stock units, which includes amounts accumulated through the reinvestment of dividends.
PPL Corp (PPL) director Phoebe A. Wood reported an acquisition of additional deferred stock units under the company’s Directors Deferred Compensation Plan (DDCP). On 01/02/2026, a derivative position labeled Stock Unit (DDCP) tied to PPL common stock increased by 1,246.084 units at a reference price of $35.11 per underlying share. These DDCP units do not have a conversion or exercise price; instead, the underlying securities are scheduled to be paid out following the director’s retirement. After this transaction, Wood beneficially owned 50,537.473 DDCP stock units, which the filing notes includes the reinvestment of dividends. The holdings are reported as held in direct ownership.
PPL Corporation reported that it has partially settled previously executed forward sale agreements tied to its common stock. On December 29, 2025, the company physically settled certain of these agreements by delivering approximately 11.3 million shares of common stock to the forward purchasers, generating net cash proceeds of about $400 million.
The forward sale program initiated in 2025 covers a total of roughly 38.7 million shares, or about $1.4 billion. After this settlement, about 27.4 million shares, representing approximately $1.0 billion under two remaining forward agreements entered into in 2025, are still outstanding and must be settled on or before December 30, 2026 and August 11, 2027.
PPL Corporation reported that its subsidiary Rhode Island Energy has filed a request with the Rhode Island Public Utilities Commission for a two-year increase in electric and natural gas base distribution rates, expected to take effect on September 1, 2026. The plan is designed to collect additional operating revenue of $180.7 million in the first year and $49.4 million in the second year across electric and gas combined. The filing is based on a historical test year from September 1, 2024 through August 31, 2025 and includes a requested authorized return on equity of 10.75%. The company states it cannot predict the outcome of the proceeding and anticipates a PUC ruling in the third quarter of 2026.
PPL Capital Funding, Inc., a wholly owned subsidiary of PPL Corporation, issued $1.15 billion of 3.000% Exchangeable Senior Notes due 2030 in a private Rule 144A offering to qualified institutional buyers. The notes are senior unsecured obligations of the issuer and are fully and unconditionally guaranteed by PPL Corporation.
The notes bear 3.000% interest, payable semiannually, and mature on December 1, 2030, with exchange rights into PPL common stock at an initial rate of 23.4412 shares per $1,000 principal amount, equivalent to an exchange price of approximately $42.66 per share, a 20.0% premium to the $35.55 share price on November 19, 2025. The issuer received net proceeds of $1.14 billion, which it intends to use to repay short-term debt and for general corporate purposes.
The issuer may redeem the notes for cash on or after December 5, 2028 if PPL’s stock trades at least 130% of the then-current exchange price, and holders may require repurchase upon a fundamental change. Initially, a maximum of 32,348,695 PPL common shares may be issued upon exchange, based on an initial maximum exchange rate of 28.1293 shares per $1,000 principal amount.
PPL Corporation reported that its wholly owned subsidiary, PPL Capital Funding, Inc., has priced a private placement of $1.0 billion principal amount of 3.000% Exchangeable Senior Notes due 2030. These notes will be fully and unconditionally guaranteed by PPL Corporation, meaning the parent company stands behind the debt obligations of its financing subsidiary.
The announcement was made through a press release, which is included as an exhibit. By issuing these exchangeable senior notes, PPL is adding long-dated, fixed-rate debt to its capital structure, which can help fund general corporate needs or refinancing plans, depending on how the company chooses to use the proceeds.