Welcome to our dedicated page for PPL SEC filings (Ticker: PPL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
PPL Corporation filings document the regulated utility holding company's operating results, regulatory proceedings and capital structure. Recent Form 8-K disclosures cover quarterly and annual results, Regulation FD presentations, Pennsylvania electric distribution rate matters, Kentucky utility rate orders, and FERC transmission return-on-equity matters affecting Rhode Island Energy.
Proxy materials describe board governance, shareholder voting items and executive compensation. Financing filings record PPL's corporate units, stock purchase contracts, PPL Capital Funding remarketable senior notes and related guarantees, linking capital-market activity to the company's common stock and utility financing structure.
PPL Corp director Armando Zagalo de Lima reported acquiring additional deferred stock units under the company’s Directors Deferred Compensation Plan. On 01/02/2026, he acquired 1,780.12 stock units, each tied to PPL common stock, at a reference price of $35.11 per unit. After this transaction, he beneficially owns a total of 128,025.88 stock units in the plan, held directly.
The filing notes that these deferred stock units do not have a conversion or exercise price, because the plan provides that payout of the underlying securities will occur after the director’s retirement. The reported total also includes units accumulated through the reinvestment of dividends.
PPL Corp director Keith H. Williamson reported acquiring additional deferred stock units under the company’s Directors Deferred Compensation Plan (DDCP). On 01/02/2026, a derivative security labeled as Stock Unit (DDCP) tied to PPL common stock was credited with 1,246.084 units at a derivative price of $35.11 per unit.
After this transaction, Williamson beneficially owned 137,034.885 derivative securities on a direct basis. Under the DDCP, there is no conversion or exercise price, and payout of the underlying securities occurs following the director’s retirement. The reported total also includes the reinvestment of dividends.
PPL Corp director Natica von Althann reported acquiring 1,246.084 deferred stock units on 01/02/2026 under the company’s Directors Deferred Compensation Plan (DDCP). These units are tied to PPL common stock and were valued at $35.11 per unit for this crediting event.
After this transaction, the director beneficially owns a total of 105,689.049 derivative securities in the form of DDCP stock units, held as a direct ownership interest. Under the plan’s terms, no exercise or conversion price applies; the underlying shares are scheduled to be paid out following the director’s retirement, and the reported total includes reinvested dividends.
PPL Corp director reports acquisition of deferred stock units
A PPL Corp director reported a routine equity transaction under a deferred compensation plan. On 01/02/2026, the director acquired 1,246.084 stock units (DDCP) as shown in Table II of the filing. These derivative securities are tied to PPL common stock, with an underlying amount of 1,246.084 shares at a reference price of $35.11 per share.
Under the Directors Deferred Compensation Plan, there is no exercise or conversion price because the payout of the underlying securities occurs following the director's retirement. After this transaction, the director beneficially owned 18,379.202 derivative securities, with the total including the reinvestment of dividends.
PPL Corp director Craig A. Rogerson reported acquiring additional deferred stock units tied to PPL common stock under the company’s Directors Deferred Compensation Plan (DDCP). On 01/02/2026, he acquired 1,246.084 stock units at a reference price of $35.11 per unit, each corresponding to one share of PPL common stock. These units do not have a conversion or exercise price; instead, payout of the underlying securities will occur after the director’s retirement in line with the DDCP’s terms.
Following this transaction, Rogerson beneficially owned 242,538.487 derivative securities in the form of deferred stock units held directly. The total also reflects reinvestment of dividends into additional units, as provided under the plan.
PPL Corp director Heather B. Redman reported acquiring additional deferred stock units linked to PPL common stock through the company’s Directors Deferred Compensation Plan (DDCP). On 01/02/2026, she acquired 1,246.084 stock units at a derivative security price of $35.11 per unit, classified as an acquisition transaction. These units represent the right to receive PPL common shares in the future rather than immediate stock ownership.
The filing states that there is no conversion or exercise price because, under the DDCP, payout of the underlying securities will occur following the director’s retirement. After this transaction, Redman beneficially owned 26,155.912 derivative securities on a direct basis, and this total includes the reinvestment of dividends within the plan.
PPL Corp director Venkata R. Madabhushi reported an increase in deferred equity under the company’s Directors Deferred Compensation Plan. On 01/02/2026, the director acquired 1,246.084 stock units tied to PPL common stock as a derivative security transaction reported in Table II. After this transaction, the director beneficially owns 93,567.426 stock units under the plan.
The stock units are payable in connection with the director’s retirement, rather than having a traditional exercise or conversion price. The reported total also reflects the reinvestment of dividends, meaning dividend equivalents are automatically added as additional units.
PPL Corp director Arthur P. Beattie reported an acquisition of deferred stock-based compensation tied to PPL common shares. On 01/02/2026, he was credited with 1,466.819 stock units under the company’s Directors Deferred Compensation Plan (DDCP), at a reference price of $35.11 per unit. Each unit represents the right to receive an equivalent number of PPL common shares in the future.
The filing states that these DDCP units have no conversion or exercise price, and that payout of the underlying securities will occur after the director’s retirement. Following this transaction, Beattie beneficially owned a total of 46,859.693 DDCP stock units, which includes amounts accumulated through the reinvestment of dividends.
PPL Corp (PPL) director Phoebe A. Wood reported an acquisition of additional deferred stock units under the company’s Directors Deferred Compensation Plan (DDCP). On 01/02/2026, a derivative position labeled Stock Unit (DDCP) tied to PPL common stock increased by 1,246.084 units at a reference price of $35.11 per underlying share. These DDCP units do not have a conversion or exercise price; instead, the underlying securities are scheduled to be paid out following the director’s retirement. After this transaction, Wood beneficially owned 50,537.473 DDCP stock units, which the filing notes includes the reinvestment of dividends. The holdings are reported as held in direct ownership.
PPL Corporation reported that it has partially settled previously executed forward sale agreements tied to its common stock. On December 29, 2025, the company physically settled certain of these agreements by delivering approximately 11.3 million shares of common stock to the forward purchasers, generating net cash proceeds of about $400 million.
The forward sale program initiated in 2025 covers a total of roughly 38.7 million shares, or about $1.4 billion. After this settlement, about 27.4 million shares, representing approximately $1.0 billion under two remaining forward agreements entered into in 2025, are still outstanding and must be settled on or before December 30, 2026 and August 11, 2027.