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Prospect Capital (PSEC) COO adds 942,800 shares at $2.9166

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Prospect Capital Corp’s Chief Operating Officer and director M. Grier Eliasek bought common stock in the company on February 11, 2026. He made an open‑market purchase of 942,800 shares at a price of $2.9166 per share. Following this transaction, he directly owns 3,443,930.422 Prospect Capital common shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Eliasek M Grier

(Last) (First) (Middle)
10 EAST 40TH STREET, 42ND FLOOR

(Street)
NEW YORK NY 10016

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PROSPECT CAPITAL CORP [ PSEC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 02/11/2026 P 942,800 A $2.9166 3,443,930.422 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ M. Grier Eliasek 02/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did PSEC report for M. Grier Eliasek?

Prospect Capital Corp reported that Chief Operating Officer and director M. Grier Eliasek bought 942,800 shares of common stock. The Form 4 shows this was an open‑market purchase, increasing his directly held stake in the company.

How many PSEC shares did the COO buy and at what price?

M. Grier Eliasek purchased 942,800 shares of Prospect Capital common stock at $2.9166 per share. The filing identifies the transaction code as a purchase in the open market, reflecting a sizeable insider acquisition.

What is M. Grier Eliasek’s total PSEC ownership after this trade?

After the reported transaction, M. Grier Eliasek directly owns 3,443,930.422 shares of Prospect Capital common stock. This figure in the filing reflects his beneficial ownership immediately following the 942,800‑share open‑market purchase.

What role does the reporting person hold at Prospect Capital (PSEC)?

The reporting person, M. Grier Eliasek, serves as both a director and the Chief Operating Officer of Prospect Capital Corp. The Form 4 identifies him as an officer and director of the issuer, but not as a ten percent owner.

Was the PSEC insider transaction a purchase or a sale?

The insider transaction was a purchase. The Form 4 lists transaction code "P" and describes it as an open‑market or private transaction, meaning M. Grier Eliasek bought additional Prospect Capital common shares rather than selling them.

Is the PSEC COO’s ownership classified as direct or indirect?

The filing classifies M. Grier Eliasek’s ownership as direct. In Table I, the ownership form is marked "D" for direct, and there is no nature of indirect beneficial ownership disclosed in the corresponding column or any footnote.
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