Welcome to our dedicated page for Prospect Capital SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Prospect Capital Corporation (PSEC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual proxy statements on Schedule 14A and other materials that describe Prospect’s financial results, distributions, capital structure and governance.
Prospect uses Form 8-K to report material events such as quarterly and annual financial results, the declaration of monthly cash distributions to common shareholders, and dividends on its 5.35%, 5.50%, 6.50%, 7.50% and floating rate preferred stock series. These filings specify record dates, payment dates and dividend rates based on the stated value of the preferred shares. Form 8-Ks also describe institutional funding transactions, including the pricing and issuance of 5.5% Series A senior unsecured Notes due 2030, the key terms of the Deed of Trust governing those notes, and the expected listing of the notes and PSEC common stock on the Tel Aviv Stock Exchange.
Prospect’s definitive proxy statement on Schedule 14A outlines the agenda for its annual meeting of stockholders, including the election of directors, voting rights of common and preferred stockholders, and procedures for participating in virtual meetings. The proxy materials also discuss the company’s stockholder base, noting the significant presence of retail investors, and describe the use of a proxy solicitor to help achieve a quorum.
Through these filings, investors can review Prospect’s reported net investment income, net income or loss applicable to common shareholders, distributions, net asset value to common shareholders, leverage and coverage ratios, and portfolio composition, as summarized in the earnings press releases attached as exhibits. Filings also detail the company’s revolving credit facility, program notes, unsecured debt issuances and perpetual preferred stock programs.
On Stock Titan, AI-powered tools can help summarize lengthy PSEC filings, highlight key terms such as dividend declarations, new debt obligations and covenant descriptions, and make it easier to locate information about common and preferred stock, institutional notes and governance matters within Prospect Capital’s regulatory history.
Prospect Capital Corporation has outlined terms for three new series of unsecured senior Prospect Capital InterNotes®, offering fixed coupons of 6.500% due 2029, 6.750% due 2031 and 7.000% due 2033. Interest is paid semi-annually starting August 15, 2026, and the notes are callable at par on or after August 15, 2026.
The notes include a Survivor’s Option feature, allowing repayment at par plus accrued interest upon a beneficial owner’s death, subject to annual caps. All series rank as senior unsecured obligations under an existing indenture and clear through DTC in $1,000 denominations.
The filing also highlights recent balance sheet actions, including repurchases of existing 3.437% 2028 and 3.364% 2026 notes and the issuance of approximately 5.50% Series A notes due 2030 in Israel, with net proceeds of about $159.8 million earmarked primarily to refinance existing indebtedness. Prospect’s common stock and the 5.50% 2030 notes are listed on the Tel Aviv Stock Exchange.
Prospect Capital Corporation is issuing new Prospect Capital InterNotes® as part of its ongoing medium-term note program. The company priced 6.500% notes due 2029 with $212,000 principal and 7.000% notes due 2033 with $135,000 principal, both sold at 100% of principal and callable at par on or after July 15, 2026. Interest is paid semi-annually each January 15 and July 15, starting July 15, 2026, and the notes include a Survivor’s Option that allows early repayment upon a beneficial owner’s death, subject to annual issuer limits.
Recent financing moves include repurchasing $20.3 million of 3.437% 2028 notes and $34.8 million of 3.364% 2026 notes below par, and issuing approximately $167.6 million of 5.50% Series A notes due 2030 in Israel, generating about $159.8 million in net proceeds primarily for refinancing existing indebtedness. The new 5.50% 2030 notes are listed on the Tel Aviv Stock Exchange, where Prospect’s common stock also began trading under the symbol “PSEC.”
Prospect Capital Corporation filed Post-Effective Amendment No. 129 to its existing Form N-2 registration statement. The company explains that this amendment is being filed under Rule 462(d) solely to add and update exhibits to the registration statement.
The amendment consists only of the facing page, an explanatory note, and Part C, which lists extensive charter documents, bylaws, indentures, and hundreds of supplemental indentures related to Prospect Capital InterNote® and other note offerings. It does not change any other part of the effective registration statement, and becomes effective immediately upon filing with the SEC.
Prospect Capital Corporation is offering three new series of unsecured Prospect Capital InterNotes®: 6.500% notes due 2029, 6.750% notes due 2031 and 7.000% notes due 2033. The notes pay fixed interest semi-annually on January 15 and July 15, starting July 15, 2026, and are issued in minimum denominations of $1,000. Each series is callable at 100% of principal plus accrued interest on July 15, 2026 and on any business day thereafter at the company’s option. The notes include a Survivor’s Option, allowing repayment at par plus accrued interest following the death of a beneficial owner, subject to annual aggregate and per‑holder limits.
Prospect Capital is an externally managed business development company that lends to and invests in middle‑market, privately held companies. Recent balance sheet actions include repurchases of portions of its 3.437% 2028 and 3.364% 2026 notes, and issuance of 5.50% senior notes due 2030 in Israel, with net proceeds intended primarily for refinancing existing indebtedness and maintaining liquidity. The company’s common stock and the 5.50% 2030 notes are listed on the Tel Aviv Stock Exchange.
Prospect Capital Corporation is issuing new Prospect Capital InterNotes®, including 6.500% notes due 2029 and 7.000% notes due 2033. The company priced $316,000 principal amount of the 6.500% 2029 notes and $146,000 of the 7.000% 2033 notes at 100% of principal, with semi-annual interest starting July 15, 2026 and optional redemption at par from July 15, 2026.
Recent balance sheet actions include repurchasing $20.3 million of 3.437% 2028 notes and $34.8 million of 3.364% 2026 notes at discounts to par. Prospect Capital also issued approximately $167.6 million of 5.50% Series A notes due 2030 in Israel, receiving about $159.8 million in net proceeds primarily to refinance existing debt, and listed both the 5.50% 2030 notes and its common stock on the Tel Aviv Stock Exchange.
Prospect Capital Corporation reported the results of its virtual Annual Meeting of Stockholders held on January 15, 2026. Common and multiple series of preferred stock, each entitled to one vote per share, were eligible to vote on a single proposal described in the company’s definitive proxy statement filed on September 18, 2025.
As of September 17, 2025, the company had 465,087,009 shares of common stock outstanding, along with several series of preferred stock, including 26,232,644 shares of 5.50% Series A1 Preferred Stock and 5,251,157 shares of 5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock, among others. Stockholders elected two Class III directors: John F. Barry III and Eugene S. Stark, who will serve until the 2028 annual meeting or until their successors are elected and qualified or they otherwise cease to serve.
Prospect Capital Corporation filed Post-Effective Amendment No. 128 to its Form N-2 registration statement (Registration No. 333-269714). The company states this amendment is being made under Rule 462(d) solely to file exhibits and related Part C information. It consists of a facing page, an explanatory note and an updated exhibit list and expressly does not modify any other part of the existing registration statement. The filing incorporates previously prepared financial statements by reference and becomes effective immediately upon filing with the SEC.
Prospect Capital Corporation filed Post-Effective Amendment No. 124 to its Form N-2 registration statement (File No. 333-269714) as an administrative update. The amendment is made under Rule 462(d) of the Securities Act of 1933 and is described as being filed solely to include exhibits with the existing registration statement.
The company states that this amendment consists only of the facing page, an explanatory note, and Part C listing financial statements incorporated by reference and a very extensive schedule of exhibit agreements, primarily supplemental indentures for various Prospect Capital InterNotes and related debt instruments. It expressly does not modify any other part of the registration statement and becomes effective immediately upon filing with the SEC.
Prospect Capital Corporation is offering new Prospect Capital InterNotes with fixed coupons of 6.250% due 2028, 6.500% due 2030, and 6.750% due 2032. The notes pay interest semi-annually starting June 15, 2026, are senior unsecured obligations, and are callable at 100% of principal on or after June 15, 2026. Each series includes a Survivor’s Option, allowing repayment at par upon the death of a long‑term beneficial owner, subject to annual issuer caps.
Prospect is an externally managed business development company focused on lending to middle‑market private companies. Recent actions include repurchasing $20.3 million of 3.437% 2028 notes and $34.8 million of 3.364% 2026 notes below par, and issuing approximately $167.6 million of 5.50% Series A notes due 2030 in Israel, generating about $159.8 million in net proceeds primarily for refinancing existing debt. The 5.50% 2030 notes and Prospect’s common stock are listed for trading on the Tel Aviv Stock Exchange.
Prospect Capital Corporation is issuing $110,000 of 6.250% notes due 2028, $62,000 of 6.500% notes due 2030 and $22,000 of 6.750% notes due 2032 under its Prospect Capital InterNotes program. The notes pay semi-annual interest starting June 15, 2026, include a Survivor’s Option, and may be redeemed at par plus accrued interest on or after June 15, 2026. Recent activity includes repurchases of $20.3 million of 3.437% 2028 notes and $34.8 million of 3.364% 2026 notes at discounts, and the issuance of approximately $167.6 million of 5.50% Series A notes due 2030 in Israel, generating about $159.8 million of net proceeds primarily for refinancing existing debt and maintaining liquidity. The company’s common stock and the 5.50% 2030 notes are listed on the Tel Aviv Stock Exchange.
FAQ
What is the current stock price of Prospect Capital (PSEC)?
What is the market cap of Prospect Capital (PSEC)?
