Welcome to our dedicated page for Prospect Capital SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Prospect Capital’s disclosures can feel like a maze—hundreds of pages on fair-value marks, collateral tests, and CLO cash-flow waterfalls. If you have ever asked, “Why is net investment income buried so deep in the Prospect Capital annual report 10-K?” this page is built for you. Stock Titan delivers Prospect Capital SEC filings explained simply, transforming dense BDC language into clear insights you can act on.
As each document hits EDGAR, our platform posts it within seconds and layers on AI-powered summaries that highlight what matters: portfolio yield shifts in a Prospect Capital quarterly earnings report 10-Q filing, leverage covenant updates in an 8-K, or dividend coverage trends pulled from management discussion. Want instant alerts? We stream Prospect Capital Form 4 insider transactions real-time so you never miss a director’s buy or sale. The same engine demystifies the Prospect Capital proxy statement executive compensation, breaking out base fees, incentive fees, and hurdle rates without the legalese. Key filings you can explore include:
- Prospect Capital insider trading Form 4 transactions—track executive moves as they happen
- Prospect Capital 8-K material events explained—new CLO launches or portfolio impairments in plain English
- understanding Prospect Capital SEC documents with AI—quick answers to leverage tests, asset coverage, and dividend safety
- Prospect Capital earnings report filing analysis—AI context around NII per share and NAV changes
- Prospect Capital executive stock transactions Form 4—identify buying patterns before dividend announcements
Whether you’re modeling cash flows or just need the Prospect Capital annual report 10-K simplified, Stock Titan condenses every note, chart, and footnote into concise takeaways. Save hours, uncover risks earlier, and make decisions with confidence—without scrolling through endless PDFs.
Prospect Capital Corporation plans to issue new Prospect Capital InterNotes® as senior unsecured debt under its ongoing medium-term note program. The preliminary pricing supplement describes three fixed-rate series: 6.250% notes due 2028, 6.500% notes due 2030, and 6.750% notes due 2032, each sold at 100% of principal, paying interest semi-annually, and callable at par on or after June 15, 2026. The notes are issued in $1,000 denominations, clear through DTC, and pay interest on June 15 and December 15 each year, starting June 15, 2026.
The notes rank equally with Prospect’s other unsecured senior indebtedness and are effectively subordinated to secured debt and structurally subordinated to subsidiary liabilities. Certain series may include a Survivor’s Option, allowing repayment at 100% of principal plus accrued interest after a holder’s death, subject to annual caps of the greater of $2 million or 2% of notes outstanding and $250,000 per decedent. The broader program permits both fixed and SOFR-based floating-rate notes and is part of Prospect’s strategy to fund lending to middle-market companies as a regulated business development company.
Prospect Capital Corporation is issuing three small tranches of Prospect Capital InterNotes®: 6.250% Notes due 2028 with $161,000 principal, 6.500% Notes due 2030 with $114,000 principal, and 6.750% Notes due 2032 with $120,000 principal. Each series is sold at 100% of principal, with disclosed gross concessions and net proceeds, and pays semi-annual interest on May 15 and November 15, starting May 15, 2026.
The notes are senior unsecured obligations, issued under an existing indenture, and are callable at 100% of principal plus accrued interest on or after May 15, 2026. A Survivor’s Option allows repayment at par plus accrued interest upon the death of a beneficial owner, subject to annual caps of $2,000,000 or 2% of outstanding notes in total and $250,000 per deceased holder. The broader program allows Prospect to issue up to $1 billion of InterNotes, with $354.3 million outstanding as of February 8, 2023, and the filing highlights risks from leverage, subordination to secured debt and subsidiaries’ obligations, interest rate movements, and SOFR-based floating-rate structures for other series.
Prospect Capital Corporation filed Post-Effective Amendment No. 120 to its Form N-2 registration statement (Registration No. 333-269714). The company states this amendment is being made pursuant to Rule 462(d) solely to file exhibits to the existing registration statement and does not modify any other part of that statement. The amendment consists only of the facing page, an explanatory note, and Part C listing financial statements incorporated by reference and a detailed schedule of exhibit agreements, including numerous supplemental indentures for Prospect Capital InterNotes® and other debt instruments. Under Rule 462(d), this amendment becomes effective immediately upon filing with the SEC.
Prospect Capital Corporation is issuing additional Prospect Capital InterNotes under its medium-term note program, including $200,000 of 6.250% notes due 2028, $23,000 of 6.500% notes due 2030 and $43,000 of 6.750% notes due 2032. Each series is priced at 100% of principal with semi-annual interest payments on May 15 and November 15, starting May 15, 2026, and includes a Survivor’s Option that allows early repayment upon a beneficial owner’s death, subject to annual issuer caps.
The notes are senior unsecured obligations issued under Prospect Capital’s 2012 indenture and are callable at 100% of principal, plus accrued interest, at the company’s option on or after May 15, 2026. A related supplement updates and clarifies the operation of the Survivor’s Option and the program disclosure describes broader risks around leverage, interest rates and SOFR-based floating-rate notes.
Prospect Capital Corporation is offering new Prospect Capital InterNotes®, consisting of 6.250% notes due 2028, 6.500% notes due 2030, and 6.750% notes due 2032. The notes are unsecured senior obligations, pay interest semi-annually on May 15 and November 15 starting May 15, 2026, and are issued in minimum denominations of $1,000. Prospect may redeem any of the notes, in whole or in part, at $1,000 per note plus accrued interest on or after May 15, 2026. Each series includes a Survivor’s Option, allowing repayment at par plus accrued interest upon the death of a beneficial owner, subject to annual aggregate limits of the greater of $2,000,000 or 2% of notes outstanding and $250,000 per individual decedent.
Prospect Capital Corporation plans a primary debt offering of Prospect Capital InterNotes, comprising 6.250% Notes due 2028, 6.500% Notes due 2030, and 6.750% Notes due 2032. The notes are unsecured senior obligations, sold at 100.000% of principal, with semi-annual interest on May 15 and November 15, commencing May 15, 2026.
Each series is callable at 100% beginning 5/15/2026 and on every business day thereafter. Preliminary concessions to the purchasing agent are 1.125% (2028), 1.700% (2030), and 1.950% (2032). First coupon amounts per $1,000 are $30.38 (2028), $31.60 (2030), and $32.81 (2032). The notes include a Survivor’s Option as described, subject to annual caps.
Trade date is November 17, 2025; settlement on November 20, 2025. Minimum denomination is $1,000. The notes clear through DTC in book-entry form under an existing indenture with U.S. Bank National Association as trustee.
Prospect Capital Corporation furnished a press release with financial results for the fiscal quarter ended September 30, 2025, and announced cash distributions to equity holders.
Common stockholders will receive monthly dividends of $0.045 per share with record dates on 11/25/2025, 12/29/2025, and 1/28/2026, payable on 12/18/2025, 1/21/2026, and 2/18/2026, respectively.
Preferred dividends declared include: 7.50% Preferred at $0.156250 monthly; Floating Rate Preferred at $0.135417 monthly; 5.50% Preferred at $0.114583 monthly; and 6.50% Preferred at $0.135417 monthly, each with December 2025–February 2026 record dates and early following-month payments. The 5.35% Series A Preferred quarterly dividend is $0.334375 for the period noted, with a record date of 1/21/2026 and payment on 2/2/2026.
Prospect Capital Corporation filed Post-Effective Amendment No. 119 to its Form N-2 registration statement (No. 333-269714). The filing was made under Rule 462(d) solely to add exhibits and, per the explanatory note, it does not modify any other part of the registration statement.
The amendment becomes effective immediately upon filing with the SEC.
Prospect Capital Corporation priced three Prospect Capital InterNotes under its shelf program. The company will issue fixed‑rate senior unsecured notes in three tranches: 6.250% Notes due 2028 with $3,383,000 principal and net proceeds of $3,344,941.25; 6.500% Notes due 2030 with $140,000 principal and net proceeds of $137,620.00; and 6.750% Notes due 2032 with $50,000 principal and net proceeds of $49,025.00.
All three tranches price at 100% of principal, pay interest semi‑annually on May 15 and November 15 (first payment May 15, 2026), include a Survivor’s Option, and are callable at 100% beginning May 15, 2026 and every business day thereafter. Trade date is November 3, 2025, with settlement on November 6, 2025, in $1,000 denominations via DTC. Recent capital actions include repurchasing $20.3 million of 3.437% 2028 Notes at 88.95%–89.95% and issuing approximately $167.6 million of 5.50% Series A Notes due 2030 in Israel, yielding net proceeds of about $159.8 million for refinancing and liquidity purposes; the Series A Notes are listed on the TASE and rated ilAA‑ by S&P Global Ratings Maalot Ltd.
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