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PROSPECT CAPITAL CORP SEC Filings

PSEC NASDAQ

Welcome to our dedicated page for PROSPECT CAPITAL SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on PROSPECT CAPITAL's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into PROSPECT CAPITAL's regulatory disclosures and financial reporting.

Rhea-AI Summary

Prospect Capital Corporation is issuing additional Prospect Capital InterNotes under its medium-term note program, including $200,000 of 6.250% notes due 2028, $23,000 of 6.500% notes due 2030 and $43,000 of 6.750% notes due 2032. Each series is priced at 100% of principal with semi-annual interest payments on May 15 and November 15, starting May 15, 2026, and includes a Survivor’s Option that allows early repayment upon a beneficial owner’s death, subject to annual issuer caps.

The notes are senior unsecured obligations issued under Prospect Capital’s 2012 indenture and are callable at 100% of principal, plus accrued interest, at the company’s option on or after May 15, 2026. A related supplement updates and clarifies the operation of the Survivor’s Option and the program disclosure describes broader risks around leverage, interest rates and SOFR-based floating-rate notes.

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Rhea-AI Summary

Prospect Capital Corporation is offering new Prospect Capital InterNotes®, consisting of 6.250% notes due 2028, 6.500% notes due 2030, and 6.750% notes due 2032. The notes are unsecured senior obligations, pay interest semi-annually on May 15 and November 15 starting May 15, 2026, and are issued in minimum denominations of $1,000. Prospect may redeem any of the notes, in whole or in part, at $1,000 per note plus accrued interest on or after May 15, 2026. Each series includes a Survivor’s Option, allowing repayment at par plus accrued interest upon the death of a beneficial owner, subject to annual aggregate limits of the greater of $2,000,000 or 2% of notes outstanding and $250,000 per individual decedent.

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Rhea-AI Summary

Prospect Capital Corporation plans a primary debt offering of Prospect Capital InterNotes, comprising 6.250% Notes due 2028, 6.500% Notes due 2030, and 6.750% Notes due 2032. The notes are unsecured senior obligations, sold at 100.000% of principal, with semi-annual interest on May 15 and November 15, commencing May 15, 2026.

Each series is callable at 100% beginning 5/15/2026 and on every business day thereafter. Preliminary concessions to the purchasing agent are 1.125% (2028), 1.700% (2030), and 1.950% (2032). First coupon amounts per $1,000 are $30.38 (2028), $31.60 (2030), and $32.81 (2032). The notes include a Survivor’s Option as described, subject to annual caps.

Trade date is November 17, 2025; settlement on November 20, 2025. Minimum denomination is $1,000. The notes clear through DTC in book-entry form under an existing indenture with U.S. Bank National Association as trustee.

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Rhea-AI Summary

Prospect Capital Corporation furnished a press release with financial results for the fiscal quarter ended September 30, 2025, and announced cash distributions to equity holders.

Common stockholders will receive monthly dividends of $0.045 per share with record dates on 11/25/2025, 12/29/2025, and 1/28/2026, payable on 12/18/2025, 1/21/2026, and 2/18/2026, respectively.

Preferred dividends declared include: 7.50% Preferred at $0.156250 monthly; Floating Rate Preferred at $0.135417 monthly; 5.50% Preferred at $0.114583 monthly; and 6.50% Preferred at $0.135417 monthly, each with December 2025–February 2026 record dates and early following-month payments. The 5.35% Series A Preferred quarterly dividend is $0.334375 for the period noted, with a record date of 1/21/2026 and payment on 2/2/2026.

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Rhea-AI Summary

Prospect Capital Corporation reports a net increase in net assets from operations of $77.981M for the quarter ended September 30, 2025, a sharp improvement from a loss in the prior-year period. Total investment income was $157.624M, down from $196.308M a year earlier, but operating expenses also fell to $78.274M from $106.431M, resulting in net investment income of $79.350M.

After preferred dividends and related items, net income applicable to common stockholders was $48.087M, versus a loss of $165.069M a year ago. Net asset value per common share was $6.45, slightly below $6.56 at June 30, 2025, with common shares outstanding increasing to 465.9 million. Total investments at fair value were $6.513B, and net assets applicable to common shares were $3.005B, supported by a diversified portfolio of control, affiliate, and non-control investments.

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Filing
Rhea-AI Summary

Prospect Capital Corporation filed Post-Effective Amendment No. 119 to its Form N-2 registration statement (No. 333-269714). The filing was made under Rule 462(d) solely to add exhibits and, per the explanatory note, it does not modify any other part of the registration statement.

The amendment becomes effective immediately upon filing with the SEC.

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Rhea-AI Summary

Prospect Capital Corporation priced three Prospect Capital InterNotes under its shelf program. The company will issue fixed‑rate senior unsecured notes in three tranches: 6.250% Notes due 2028 with $3,383,000 principal and net proceeds of $3,344,941.25; 6.500% Notes due 2030 with $140,000 principal and net proceeds of $137,620.00; and 6.750% Notes due 2032 with $50,000 principal and net proceeds of $49,025.00.

All three tranches price at 100% of principal, pay interest semi‑annually on May 15 and November 15 (first payment May 15, 2026), include a Survivor’s Option, and are callable at 100% beginning May 15, 2026 and every business day thereafter. Trade date is November 3, 2025, with settlement on November 6, 2025, in $1,000 denominations via DTC. Recent capital actions include repurchasing $20.3 million of 3.437% 2028 Notes at 88.95%–89.95% and issuing approximately $167.6 million of 5.50% Series A Notes due 2030 in Israel, yielding net proceeds of about $159.8 million for refinancing and liquidity purposes; the Series A Notes are listed on the TASE and rated ilAA‑ by S&P Global Ratings Maalot Ltd.

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Rhea-AI Summary

Prospect Capital Corporation entered a material financing, issuing approximately $167 million aggregate principal amount of 5.5% Series A Notes due 2030. The notes are senior unsecured, pay interest quarterly starting March 31, 2026, and are expected to list on the Tel Aviv Stock Exchange on November 2, 2025. Net proceeds are estimated at $160 million, which the company expects to use primarily to refinance existing debt, including borrowings under its revolving credit facility, with any remainder for liquidity and investments aligned with its objective.

The notes may be redeemed, after 60 days from TASE listing, at the greater of par plus accrued interest, the 30‑day average closing price before board approval, or the discounted value of remaining payments, as defined in the deed of trust. Covenants include minimum total equity, a maximum net debt‑to‑total assets ratio, a minimum equity‑to‑total assets ratio, and a negative pledge. The notes, governed by Israeli law and issued under Regulation S, were sold to non‑U.S. persons offshore. The company also entered foreign exchange forwards covering expected interest and principal on the shekel‑denominated notes. Common stock is also expected to list on the TASE on November 2, 2025.

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Rhea-AI Summary

Prospect Capital Corporation filed Post-Effective Amendment No. 118 to its Form N-2 registration statement (File No. 333-269714). The filing was made under Rule 462(d) solely to add and file exhibits and, per the company, does not modify any other part of the registration statement.

The amendment becomes effective immediately upon filing with the SEC. Prospect Capital is registered as a closed-end fund regulated as a business development company. The base registration contemplates securities that may be offered from time to time after effectiveness; this amendment is an administrative update limited to exhibits.

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Rhea-AI Summary

Prospect Capital Corporation announced it priced an institutional offering of approximately $167 million in aggregate principal amount of 5.5% Series A Notes due 2030. The Notes pay interest quarterly on March 31, June 30, September 30 and December 31, commencing March 31, 2026, and mature on December 31, 2030. They are general senior unsecured obligations, ranking equally with existing and future senior unsecured debt, and are rated ilAA- by S&P Global Ratings Maalot Ltd.

The offering is expected to close on October 30, 2025, with the Notes and the Company’s common stock expected to list and commence trading on the Tel Aviv Stock Exchange on November 2, 2025. The Company may redeem the Notes, in whole or in part, at any time after 60 days from the TASE listing at the greater of par plus accrued interest, the 30-day average closing price prior to board approval, or the discounted value of remaining payments. Net proceeds are expected to be used primarily to refinance existing indebtedness, including borrowings under the revolving credit facility, with any remainder for liquidity and investments consistent with its objectives.

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FAQ

How many PROSPECT CAPITAL (PSEC) SEC filings are available on StockTitan?

StockTitan tracks 148 SEC filings for PROSPECT CAPITAL (PSEC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for PROSPECT CAPITAL (PSEC)?

The most recent SEC filing for PROSPECT CAPITAL (PSEC) was filed on November 17, 2025.