Welcome to our dedicated page for Prospect Capital SEC filings (Ticker: PSEC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Prospect Capital Corporation files regulatory reports that document its business development company structure, investment results, distribution policy and capital structure. Form 8-K filings cover quarterly results releases, Regulation FD distribution announcements, material agreements and financing activity involving common stock, preferred stock series and senior unsecured notes.
Proxy statements and shareholder-meeting filings describe voting matters for common and preferred stockholders, governance procedures and meeting mechanics. Prospect Capital filings also document preferred stock offering arrangements, dealer manager agreements, equity distribution agreements, dividend declarations and the security terms associated with its debt and preferred equity instruments.
Prospect Capital Corporation is offering Prospect Capital InterNotes® in three fixed-rate series: 6.250% due 7/15/2029, 6.500% due 7/15/2031 and 6.750% due 7/15/2033, with optional redemptions at par beginning 1/15/2027. Trade date is 6/29/2026 and settlement is 7/2/2026.
The pricing supplement shows each series issued at 100.000% with first coupon amounts of $33.51, $34.85 and $36.19 respectively and semi-annual interest payments commencing 1/15/2027. The supplement also discloses a recent sale agreement for Valley Electric for approximately $328.0 million, expected to close about 7/1/2026.
Prospect Capital Corporation priced three Prospect Capital InterNotes® series in a pricing supplement dated June 22, 2026: fixed-rate notes with coupons of 6.500% due 6/15/2029, 6.750% due 6/15/2031 and 7.000% due 6/15/2033. The notes are callable at 100% beginning 12/15/2026, pay semiannual interest beginning 12/15/2026, settle 6/25/2026 and will be issued in book-entry form through DTC. The pricing supplement notes a recent agreement to sell Prospect's investment in Valley Electric for approximately $328.0 million, subject to adjustments and regulatory approvals, with a closing expected on or about July 1, 2026.
Prospect Capital Corporation filed Post-Effective Amendment No. 15 to its Form N-2 registration statement (File No. 333-293349) to furnish exhibits and incorporated financial statements.
The amendment, filed pursuant to Rule 462(d), becomes effective immediately upon filing and consists only of exhibit and Part C updates.
Prospect Capital Corporation filed Post-Effective Amendment No. 14 to its Registration Statement on Form N-2 (Registration No. 333-293349) on June 11, 2026. The amendment is filed pursuant to Rule 462(d) and consists only of exhibits; it becomes effective immediately upon filing.
The filing incorporates consolidated financial statements with period end dates including June 30, 2022 and includes a schedule of numerous supplemental indentures and note forms listed as exhibits. The prospectus states the proposed public offering may occur "from time to time after the effective date."
Prospect Capital Corporation priced three series of Prospect Capital InterNotes®: fixed-rate 6.500% due 2029, 6.750% due 2031 and 7.000% due 2033, callable at 100% beginning 12/15/2026. Trades are scheduled 6/15/2026 with settlement 6/18/2026, minimum denomination $1,000. The offering is being made under the existing board authorization allowing up to $1.0 billion aggregate principal amount of InterNotes; as of 2/6/2026, $637.2 million aggregate principal amount of notes were outstanding. The preliminary pricing supplement sets selling price at 100% and shows first coupon payments on 12/15/2026.
Prospect Capital Corporation priced three Prospect Capital InterNotes®: a 6.500% Note due 6/15/2029 with principal $108,000, a 6.750% Note due 6/15/2031 with principal $30,000, and a 7.000% Note due 6/15/2033 with principal $30,000.
Each series bears fixed semi-annual interest beginning 12/15/2026, was sold at 100.000% and is callable at 100.000% on 12/15/2026 and thereafter. The notes are unsecured senior obligations issued under the indenture dated 2/16/2012 as supplemented on 6/11/2026.
Prospect Capital Corporation priced a preliminary offering of Prospect Capital InterNotes®: fixed-rate 6.500% Notes due 2029, 6.750% Notes due 2031 and 7.000% Notes due 2033, via a Preliminary Pricing Supplement dated June 1, 2026, subject to completion. The notes are callable beginning December 15, 2026 and will accrue interest from June 11, 2026; first coupon dates commence December 15, 2026.
The pricing supplement sits on a $1.0 billion program authorization and supplements the February 10, 2026 prospectus. Recent events disclosed a signed agreement to sell Prospect's investment in Valley Electric Company for approximately $328.0 million, subject to adjustments and regulatory approvals, with closing expected on or about July 1, 2026.
Prospect Capital Corporation filed Post-Effective Amendment No. 13 to its Form N-2 registration statement to furnish exhibits required under the registration statement. The amendment, filed pursuant to Rule 462(d), consists of a facing page, an explanatory note and Part C listing exhibits and financial statements incorporated by reference.
The filing incorporates consolidated financial statements as of June 30, 2022 and interim unaudited statements as of December 31, 2022, and attaches numerous supplemental indentures and forms for various notes (rates and maturities are listed in the exhibit index).
Prospect Capital Corp chief executive and 10% owner John F. Barry reported open-market purchases of a total of 433,000 shares of common stock on May 26, 2026. The trades were executed in two lots of 3,000 shares at $2.325 per share and 430,000 shares at $2.3249 per share, bringing his directly held stake to about 87.1 million shares. A separate holding entry shows an additional 426,199.377 shares owned indirectly through his spouse.
Prospect Capital CEO John F. Barry reported open-market purchases of 232,000 shares of common stock on May 22, 2026, at prices between $2.2920 and $2.3337 per share. After these buys he directly owns 86,657,350.884 shares, plus 426,199.377 shares held indirectly by his spouse.