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Phillips 66 (NYSE: PSX) director Howard Ungerleider files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Phillips 66 director Howard I Ungerleider filed an initial insider ownership report on Form 3. The filing lists him as a director but does not report any transactions in Phillips 66 securities, indicating that this document is a baseline disclosure rather than a record of recent trading activity.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Ungerleider Howard I

(Last) (First) (Middle)
2331 CITYWEST BLVD.

(Street)
HOUSTON TX 77042-2862

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/06/2026
3. Issuer Name and Ticker or Trading Symbol
Phillips 66 [ PSX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ William H. Bald, as Attorney-in-Fact 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Howard I Ungerleider Form 3 filing for PSX show?

The Form 3 filing shows that Howard I Ungerleider is an insider of Phillips 66 as a director. It reports no transactions or holdings entries, serving as an initial baseline ownership disclosure rather than documenting recent trading activity.

Did Howard I Ungerleider buy or sell Phillips 66 (PSX) shares in this Form 3?

No, the Form 3 for Howard I Ungerleider reports no buy or sell activity. Transaction counts for buys, sells, exercises, gifts, tax withholding, and restructurings are all shown as zero in the transaction summary section.

What insider role does Howard I Ungerleider have at Phillips 66 (PSX)?

The filing identifies Howard I Ungerleider as a director of Phillips 66. He is not reported as an officer or a ten percent owner in this Form 3, which focuses on his status as a board-level insider.

Does the PSX Form 3 for Howard I Ungerleider include derivative securities?

No, the filing shows an empty derivativeSummary, indicating no listed options, warrants, or other derivative positions. The transaction summary likewise reports zero derivative transactions for this initial insider ownership report.

What is the overall transaction direction in Howard I Ungerleider’s PSX Form 3?

The transaction summary indicates a neutral net buy/sell direction. All transaction counts and share totals for buys, sells, exercises, gifts, tax withholdings, and restructurings are zero, so no net change in ownership is reported in this filing.
Phillips 66

NYSE:PSX

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69.77B
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Oil & Gas Refining & Marketing
Petroleum Refining
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