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[Form 3] PTC INC. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PTC Inc. (PTC) disclosed equity awards held by its Chief Product Officer in a beneficial ownership report. The filing lists several grants of restricted stock units (RSUs) and performance-based RSUs that each represent a right to receive one share of PTC common stock.

One RSU grant dated August 11, 2025 vests in three substantially equal installments on August 15, 2026, 2027 and 2028. Additional performance-based RSUs granted on November 19, 2025 may vest to the extent earned on November 15, 2026, 2027 and 2028, with one grant vesting solely on November 15, 2028. Another RSU grant dated November 19, 2025 vests in three substantially equal installments on November 15, 2026, 2027 and 2028.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
STEVENSON JON

(Last) (First) (Middle)
121 SEAPORT BOULEVARD

(Street)
BOSTON MA 02210

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/20/2025
3. Issuer Name and Ticker or Trading Symbol
PTC INC. [ PTC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Product Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 12,297 (5) D
Restricted Stock Units (2) (2) Common Stock 7,269 (5) D
Restricted Stock Units (3) (3) Common Stock 7,269 (5) D
Restricted Stock Units (4) (4) Common Stock 14,539 (5) D
Explanation of Responses:
1. RSUs granted on August 11, 2025 that vest in three substantially equal installments on August 15, 2026, 2027 and 2028.
2. Performance-based RSUs granted on November 19, 2025 that vest to the extent earned on November 15, 2026, 2027 and 2028.
3. Performance-based RSUs granted on November 19, 2025 that vest to the extent earned on November 15, 2028.
4. RSUs granted on November 19, 2025 that vest in three substantially equal installments on November 15, 2026, 2027 and 2028.
5. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
/s/Catherine Gorecki by power of attorney filed 09/11/2025 11/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did PTC (PTC) report in this insider ownership filing?

PTC reported equity holdings of its Chief Product Officer, including several grants of restricted stock units (RSUs) and performance-based RSUs tied to PTC common stock.

Who is the reporting person in this PTC (PTC) Form 3 filing and what is their role?

The reporting person serves as an officer of PTC with the title Chief Product Officer, and the filing covers their beneficial ownership of PTC equity awards.

What are the key RSU grants disclosed for PTC's Chief Product Officer?

The filing discloses RSUs granted on August 11, 2025 that vest in three substantially equal installments on August 15, 2026, 2027 and 2028, plus additional time-based RSUs granted on November 19, 2025 that vest in three substantially equal installments on November 15, 2026, 2027 and 2028.

What performance-based RSUs are reported for PTC (PTC) in this filing?

The filing lists performance-based RSUs granted on November 19, 2025 that vest to the extent earned on November 15, 2026, 2027 and 2028, and a separate performance-based grant that vests to the extent earned on November 15, 2028.

How many PTC common shares underlie the RSUs in this report?

The derivative table shows RSUs covering 12,297 shares of PTC common stock, performance-based RSUs for 7,269 shares in one grant, another 7,269 shares in a separate grant, and additional RSUs for 14,539 shares.

What does each restricted stock unit represent for PTC (PTC)?

Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock, subject to the applicable vesting or performance conditions.

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Software - Application
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United States
BOSTON