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PTC (PTC) CEO Neil Barua reports RSU vesting and tax share tender

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

PTC Inc. President and CEO Neil Barua reported equity award activity on January 12, 2026. A block of 7,628 restricted stock units, originally granted on January 12, 2023, vested and converted into the same number of shares of PTC common stock at an exercise price of $0, increasing his direct common stock holdings to 89,164 shares.

On the same date, 2,611 shares of common stock at $171.43 per share were tendered back to PTC to satisfy Barua’s tax withholding obligations related to this vesting, a disposition reported under transaction code “F”. After this tax withholding transaction, Barua directly owned 86,553 shares of PTC common stock.

Positive

  • None.

Negative

  • None.
Insider Barua Neil
Role President and CEO
Type Security Shares Price Value
Exercise Restricted Stock Units 7,628 $0.00 --
Exercise Common Stock 7,628 $0.00 --
Tax Withholding Common Stock 2,611 $171.43 $448K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 89,164 shares (Direct)
Footnotes (1)
  1. Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock. RSUs granted on January 12, 2023 that vested on January 12, 2026. This amount represents the total number of derivative securities beneficially owned of the class shown.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barua Neil
(Last) (First) (Middle)
121 SEAPORT BOULEVARD
(Street)
BOSTON MA 02210
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PTC INC. [ PTC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
01/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/12/2026 M 7,628 A $0 89,164 D
Common Stock 01/12/2026 F 2,611(1) D $171.43 86,553 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 01/12/2026 M 7,628 (3) (3) Common Stock 7,628 $0 0(4) D
Explanation of Responses:
1. Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
2. Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
3. RSUs granted on January 12, 2023 that vested on January 12, 2026.
4. This amount represents the total number of derivative securities beneficially owned of the class shown.
/s/Sean McGrath by power of attorney filed 07/19/2023 12/14/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did PTC (PTC) report for January 12, 2026?

PTC reported that President and CEO Neil Barua had 7,628 restricted stock units vest and convert into PTC common stock on January 12, 2026, followed by a share tender to cover taxes.

How many PTC shares did CEO Neil Barua receive from RSU vesting?

Neil Barua received 7,628 shares of PTC common stock upon the vesting and settlement of 7,628 restricted stock units granted on January 12, 2023.

How many PTC shares were used to cover taxes for Neil Baruaa0on this Form 4?

A total of 2,611 shares of PTC common stock at $171.43 per share were tendered to the issuer to satisfy Neil Baruaa0s tax withholding obligations from the RSU vesting.

What is Neil Baruaa0s direct PTC share ownership after these transactions?

After the RSU vesting and tax share tender, Neil Barua directly owned 86,553 shares of PTC common stock, as reported in the Form 4.

Were Neil Baruaa0s PTC RSUs tied to a specific grant date?

Yes. The 7,628 restricted stock units that vested on January 12, 2026 were granted on January 12, 2023, with each RSU representing a contingent right to receive one share of PTC common stock.