Prudential shareholder tops 5% with 125.5M votes

Q: What percentage of PRUDENTIAL PLC (PUK) voting rights is held through shares?

The notified shareholder holds 5.021845% of PRUDENTIAL PLC’s voting rights through ordinary shares. These are classified as voting rights attached to shares under section 8A of the TR-1 notification.

Q: How many total voting rights in PRUDENTIAL PLC (PUK) are controlled by the notifying holder?

The notifying holder controls 125,526,620 voting rights in PRUDENTIAL PLC in total. This figure combines voting rights attached to shares and those held through relevant financial instruments.

Q: What part of the PRUDENTIAL PLC (PUK) holding is via financial instruments?

The TR-1 shows an additional 0.03% of PRUDENTIAL PLC voting rights held through financial instruments classified as “Shares lent or otherwise transferred”, which may be acquired if the instrument is exercised or converted.

A shareholder in PRUDENTIAL PLC has increased its aggregate holding to just over 5% of voting rights, triggering a UK major-holdings notification.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

6-K

Rhea-AI Filing Summary

PRUDENTIAL PLC (PUK) reports that a shareholder’s holding has crossed a major disclosure threshold, with total voting rights of 5.042598% in the company. This position comprises 5.021845% held through ordinary shares and a further 0.03% through financial instruments related to shares lent or otherwise transferred, corresponding in total to 125,526,620 voting rights. The same holder previously reported an aggregate position of 4.03957%, indicating an increase above the 5% UK disclosure threshold.

Filing Explained

This September 17 Form 6-K furnishes a major-holdings notification: the holder’s disclosed position is 5.042598% of voting rights, comprising 5.021845% through shares and 0.03% through shares lent or otherwise transferred. It records a holder-level voting-rights position, not a share issuance by Prudential.

Key Figures

Total voting rights percentage after threshold crossing: 5.042598% Voting rights attached to shares: 5.021845% Voting rights via financial instruments: 0.03% +5 more

8 metrics

Total voting rights percentage after threshold crossing 5.042598% Aggregate voting rights in Prudential PLC held by the notifying shareholder after the event

Voting rights attached to shares 5.021845% Percentage of Prudential PLC voting rights held directly through ordinary shares

Voting rights via financial instruments 0.03% Percentage of voting rights linked to shares lent or otherwise transferred

Total voting rights held 125,526,620 Number of Prudential PLC voting rights corresponding to the notifying holder’s aggregate position

Previous total voting rights percentage 4.03957% Holder’s previously notified aggregate voting-rights position in Prudential PLC

Previous voting rights attached to shares 4.01175% Prior percentage held directly through shares before the threshold crossing

Previous voting rights via financial instruments 0.02782% Prior percentage held via financial instruments before the threshold crossing

Voting rights attached to shares (count) 125,010,019 Number of Prudential PLC voting rights attached to shares in section 8A

Key Terms

TR-1, notification of major holdings, voting rights attached to shares, financial instruments, +2 more

6 terms

TR-1 regulatory

"TR-1: Standard form for notification of major holdings"

A TR-1 is a financial form used by investors to report significant ownership stakes in a company, typically when they acquire or dispose of a large number of shares. It helps keep the market informed about major shareholders and potential changes in control, allowing other investors to make better-informed decisions. This transparency encourages fair trading and reduces surprises related to ownership shifts.

notification of major holdings regulatory

"TR-1: Standard form for notification of major holdings"

A notification of major holdings is a regulatory report that discloses when an investor or institution acquires a large stake in a listed company. It tells the market who owns a meaningful piece of the company and can signal confidence, influence over decisions, or possible strategic moves; think of it like a public record showing when a new large homeowner buys into a neighborhood, which can change property dynamics and expectations. Investors use these notices to assess ownership shifts and potential impacts on share value and governance.

voting rights attached to shares financial

"% of voting rights attached to shares (total of 8.A)"

financial instruments financial

"% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)"

Financial instruments are assets or contracts that hold monetary value and can be bought, sold, or traded. They serve as tools for investors to grow, protect, or transfer money, much like how a ticket or voucher can be used to access goods or services. These instruments help individuals and organizations manage financial goals and risks across different markets and economic conditions.

Shares lent or otherwise transferred financial

"Type of financial instrument | ... | Shares lent or otherwise transferred"

DTR5.3.1R regulatory

"Financial Instruments according to (DTR5.3.1R.(1) (a))"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What major holding change did PRUDENTIAL PLC (PUK) disclose in this Form 6-K?

PRUDENTIAL PLC disclosed that a shareholder’s aggregate position crossed a UK major-holdings threshold, reaching 5.042598% of voting rights, up from 4.03957%. This change triggered a TR-1 notification of major holdings.

What percentage of PRUDENTIAL PLC (PUK) voting rights is held through shares?

The notified shareholder holds 5.021845% of PRUDENTIAL PLC’s voting rights through ordinary shares. These are classified as voting rights attached to shares under section 8A of the TR-1 notification.

How many total voting rights in PRUDENTIAL PLC (PUK) are controlled by the notifying holder?

The notifying holder controls 125,526,620 voting rights in PRUDENTIAL PLC in total. This figure combines voting rights attached to shares and those held through relevant financial instruments.

What part of the PRUDENTIAL PLC (PUK) holding is via financial instruments?

The TR-1 shows an additional 0.03% of PRUDENTIAL PLC voting rights held through financial instruments classified as “Shares lent or otherwise transferred”, which may be acquired if the instrument is exercised or converted.

What was the previous percentage holding before this PRUDENTIAL PLC (PUK) threshold crossing?

Before crossing the threshold, the holder’s previous notified position in PRUDENTIAL PLC was 4.03957% of voting rights in total, consisting of 4.01175% via shares and 0.02782% via financial instruments.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 6-K: How Foreign Companies Report to the SEC →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Available on EDGAR 09/17/2026 - 06:14 AM Accepted by SEC EDGAR 09/17/2026 - 06:14 AM

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of September, 2026

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

15/F, One International Finance Centre,

1 Harbour View Street, Central,

Hong Kong, China

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007099541

Issuer Name

Prudential Public Limited Company

UK or Non-UK Issuer

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Norges Bank

City of registered office (if applicable)

Oslo

Country of registered office (if applicable)

Norway

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

15-Sep-2026

6. Date on which Issuer notified

16-Sep-2026

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	5.021845	0.020753	5.042598	125526620
Position of previous notification (if applicable)	4.011750	0.027820	4.039570

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB0007099541	125010019	0	5.021845	0.000000
Sub Total 8.A	125010019		5.021845%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Shares lent or otherwise transferred	N/A	At any time	516601	0.020753
Sub Total 8.B1			516601	0.020753%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights

Sub Total 8.B2

9. Information in relation to the person subject to the notification obligation

1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

If date does not apply, explain below

11. Additional Information

12. Date of Completion

16-Sep-2026

13. Place Of Completion

Oslo, Norway

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 17 September 2026

	PRUDENTIAL PUBLIC LIMITED COMPANY

	By: /s/ Sylvia Edwards

	Sylvia Edwards
	Deputy Group Secretary

Source: View Original Filing on SEC EDGAR

Prudential shareholder tops 5% with 125.5M votes

Rhea-AI Filing Summary

Positive

Negative