Prudential says UBS cuts 5.1% stake to zero

UBS Group AG has notified Prudential PLC that its previously just-over-5% voting interest has fallen to zero, removing it from the list of major shareholders.

Rhea-AI Filing Summary

Prudential PLC (PUK) reports a change in major shareholdings: UBS Group AG and its related entities have reduced their position in Prudential so that they now hold 0 voting rights, crossing below the UK notifiable threshold for major holdings.

Previously, UBS’s last reported position represented 5.012263% of voting rights attached to shares and an additional 0.106229% through financial instruments, for a total of 5.118492% of Prudential’s voting rights. Following this change, UBS has no reportable direct or indirect voting rights or relevant financial instruments in Prudential.

Key Figures

Previous total voting rights held: 5.118492% Previous voting rights attached to shares: 5.012263% Previous voting rights via financial instruments: 0.106229% +2 more

5 metrics

Previous total voting rights held 5.118492% Total voting rights (shares plus financial instruments) in the previous UBS notification

Previous voting rights attached to shares 5.012263% Voting rights attached to Prudential shares in the previous UBS position

Previous voting rights via financial instruments 0.106229% Voting rights through financial instruments in the previous UBS position

Current voting rights attached to shares 0.000000% Resulting position after UBS crossed the notifiable threshold

Current total voting rights held 0 Total number of Prudential voting rights now held by UBS entities

Key Terms

TR-1: Standard form for notification of major holdings, voting rights attached to shares, financial instruments, DTR5.3.1R, +1 more

5 terms

TR-1: Standard form for notification of major holdings regulatory

"TR-1: Standard form for notification of major holdings 1. Issuer Details"

voting rights attached to shares financial

"% of voting rights attached to shares (total of 8.A)"

financial instruments financial

"% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)"

Financial instruments are assets or contracts that hold monetary value and can be bought, sold, or traded. They serve as tools for investors to grow, protect, or transfer money, much like how a ticket or voucher can be used to access goods or services. These instruments help individuals and organizations manage financial goals and risks across different markets and economic conditions.

DTR5.3.1R regulatory

"Financial Instruments according to (DTR5.3.1R.(1) (a))"

proxy voting regulatory

"10. In case of proxy voting Name of the proxy holder"

Proxy voting is a process that allows investors to have their voting power on company decisions exercised by someone else if they cannot attend meetings in person. It ensures that their opinions are still represented, similar to authorizing someone else to vote on their behalf at an election. This helps investors influence company actions even when they cannot be physically present.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What major shareholding change in PUK is disclosed in this Form 6-K?

The filing states that UBS Group AG and its related entities now hold 0 voting rights in Prudential PLC, down from a previously reportable position above the UK 5% major-holdings threshold.

What was UBS Group AG’s previous percentage holding in Prudential PLC (PUK)?

UBS Group AG’s previous notification showed 5.012263% of Prudential’s voting rights attached to shares plus 0.106229% via financial instruments, for a total of 5.118492% of voting rights.

What is UBS Group AG’s current percentage of voting rights in PUK?

UBS Group AG’s current reported position in Prudential PLC is 0.000000% of voting rights attached to shares, 0.000000% through financial instruments, and therefore 0.000000% in total, with 0 voting rights held.

Does UBS Group AG still hold financial instruments linked to PUK shares?

No. The notification shows 0.000000% of voting rights through financial instruments and no voting rights that may be acquired via such instruments, indicating no reportable derivative or similar exposure to Prudential PLC.

Which UBS entities were listed in the control chain for the former PUK holding?

The control chain listed UBS Group AG and several undertakings including UBS AG, UBS Bank (Canada), UBS Americas Holding LLC, UBS Americas Inc., UBS Securities LLC, and UBS Financial Services Inc..

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 6-K: How Foreign Companies Report to the SEC →

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Available on EDGAR 09/16/2026 - 06:18 AM Accepted by SEC EDGAR 09/16/2026 - 06:18 AM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of September, 2026

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

15/F, One International Finance Centre,

1 Harbour View Street, Central,

Hong Kong, China

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X           Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes              No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007099541

Issuer Name

Prudential Public Limited Company

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; Other

Comments

UBS trading book holdings in Prudential PLC fell below 5% and are therefore exempt from reporting.

3. Details of person subject to the notification obligation

Name

UBS Group AG-Investment Bank & Global Wealth Management

City of registered office (if applicable)

London

Country of registered office (if applicable)

United Kingdom

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

14-Sep-2026

6. Date on which Issuer notified

15-Sep-2026

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	0.000000	0.000000	0.000000	0
Position of previous notification (if applicable)	5.012263	0.106229	5.118492

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB0007099541		0		0.000000
Sub Total 8.A	0		0.000000%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Sub Total 8.B2

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
UBS Group AG (Chain 1)
UBS Group AG (Chain 1)	UBS AG
UBS Group AG (Chain 2)
UBS Group AG (Chain 2)	UBS AG
UBS Group AG (Chain 2)	UBS Bank (Canada)
UBS Group AG (Chain 3)
UBS Group AG (Chain 3)	UBS AG
UBS Group AG (Chain 3)	UBS Americas Holding LLC
UBS Group AG (Chain 3)	UBS Americas Inc.
UBS Group AG (Chain 3)	UBS Securities LLC
UBS Group AG (Chain 4)
UBS Group AG (Chain 4)	UBS AG
UBS Group AG (Chain 4)	UBS Americas Holding LLC
UBS Group AG (Chain 4)	UBS Americas Inc.
UBS Group AG (Chain 4)	UBS Financial Services Inc.

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

If date does not apply, explain below

11. Additional Information

UBS trading book holdings in Prudential PLC fell below 5% and are therefore exempt from reporting.

12. Date of Completion

15-Sep-2026

13. Place Of Completion

Zurich, Switzerland

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 16 September 2026

PRUDENTIAL PUBLIC LIMITED COMPANY

By: /s/ Sylvia Edwards

Sylvia Edwards

Deputy Group Secretary