UBS Group lifts Prudential (PUK) voting interest to 5.155% threshold

Q: How much of Prudential (PUK) does UBS hold directly through shares?

UBS holds 5.044417% of Prudential’s voting rights directly through shares, equal to 127,509,087 voting rights . The remaining exposure comes from various financial instruments linked to Prudential shares.

Q: What financial instruments linked to Prudential (PUK) does UBS hold?

UBS holds Prudential exposure via Depositary Receipts , rights to recall on Depositary Receipts , long call options , short put options , equity swaps , basket swaps and a reverse convertible bond , together adding a small extra percentage of voting rights.

Q: How did UBS’s total voting percentage in Prudential (PUK) change versus the prior notification?

UBS’s total voting rights increased from 5.094366% previously to 5.155180% now. This reflects a modest increase in exposure rather than a dramatic change in ownership level.

Q: Which UBS entities control the Prudential (PUK) voting rights reported here?

The voting rights are ultimately controlled by UBS Group AG through several chains including UBS AG , and in some chains additional entities such as UBS Switzerland AG , UBS Bank (Canada) , UBS Americas Holding LLC , UBS Americas Inc. and UBS Securities LLC .

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

6-K

Rhea-AI Filing Summary

Prudential Public Limited Company reports that UBS Group AG, through UBS AG and related entities, has crossed a major shareholding threshold. UBS now holds a total of 130,308,903 voting rights in Prudential, representing 5.155180% of voting rights, including shares and financial instruments.

Direct holdings attached to shares account for 5.044417% of voting rights, with the remainder held through instruments such as depositary receipts, options, equity swaps and a reverse convertible bond. The position has risen modestly from a previously notified total of 5.094366%, reflecting incremental accumulation rather than a new strategic stake.

Key Figures

Total voting rights held: 130,308,903 voting rights Total voting rights percentage: 5.155180% Direct voting rights percentage: 5.044417% +4 more

7 metrics

Total voting rights held 130,308,903 voting rights Resulting situation when threshold was crossed

Total voting rights percentage 5.155180% Combined shares and financial instruments

Direct voting rights percentage 5.044417% Voting rights attached to shares (Sub Total 8.A)

Direct voting rights count 127,509,087 voting rights Attached to shares under ISIN GB...

Financial instruments (8.B1) voting rights 1,391,956 voting rights Depositary Receipts, recall rights and long call option (Sub Total 8.B1)

Financial instruments (8.B2) voting rights 1,407,860 voting rights Options, equity swaps, basket swaps, reverse convertible (Sub Total 8.B2)

Previous total voting rights percentage 5.094366% Position of previous notification

Key Terms

Depositary Receipts, Long Call Option, Short Put Option, Equity Swaps, +2 more

6 terms

Depositary Receipts financial

"Depositary Receipts (US74435K2042) | | At any time | 128758 | 0.005094"

A depositary receipt is a certificate issued by a bank that represents ownership of shares in a foreign company and can be bought and sold on a local stock exchange. Think of it as a proxy share held in a safe abroad so investors can trade and receive dividends in their own market and currency, making it easier to access foreign companies while exposing investors to the issuer’s underlying business and cross‑border risks.

Long Call Option financial

"Long Call Option | 18/12/2026 - 18/06/2027 | | 947000 | 0.037464"

Short Put Option financial

"Short Put Option | 19/06/2026 - 18/06/2027 | | Physical | 1297000 | 0.051311"

Equity Swaps financial

"Equity Swaps | 23/04/2026 - 26/03/2029 | | Cash | 13005 | 0.000514"

Reverse Convertible Bond financial

"Reverse Convertible Bond | 27/04/2026 | | Physical | 82386 | 0.003259"

voting rights attached to shares financial

"% of voting rights attached to shares (total of 8.A)"

Form 6-K: How Foreign Companies Report to the SEC →

04/01/2026 - 08:48 AM

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of April, 2026

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

13/F, One International Finance Centre,

1 Harbour View Street, Central,

Hong Kong, China

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007099541

Issuer Name

Prudential Public Limited Company

UK or Non-UK Issuer

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

UBS Group AG-Investment Bank & Global Wealth Management

City of registered office (if applicable)

London

Country of registered office (if applicable)

United Kingdom

4. Details of the shareholder

Name	City of registered office	Country of registered office
UBS AG	London	United Kingdom

5. Date on which the threshold was crossed or reached

27-Mar-2026

6. Date on which Issuer notified

31-Mar-2026

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	5.044417	0.110763	5.155180	130308903
Position of previous notification (if applicable)	4.988492	0.105874	5.094366

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB0007099541		127509087		5.044417
Sub Total 8.A	127509087		5.044417%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Depositary Receipts (US74435K2042)		At any time	128758	0.005094
Right to recall on Depositary Receipts (US74435K2042)		At any time	316198	0.012509
Long Call Option	18/12/2026 - 18/06/2027		947000	0.037464
Sub Total 8.B1			1391956	0.055067%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Long Call Option	10/04/2026 - 29/05/2026		Cash	14314	0.000566
Short Put Option	19/06/2026 - 18/06/2027		Physical	1297000	0.051311
Equity Swaps	23/04/2026 - 26/03/2029		Cash	13005	0.000514
Swaps on Baskets	14/07/2027 - 30/09/2030		Cash	1155	0.000046
Reverse Convertible Bond	27/04/2026		Physical	82386	0.003259
Sub Total 8.B2				1407860	0.055696%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
UBS Group AG (Chain 1)
UBS Group AG (Chain 1)	UBS AG	5.043519		5.141000%
UBS Group AG (Chain 2)
UBS Group AG (Chain 2)	UBS AG	5.043519		5.141000%
UBS Group AG (Chain 2)	UBS Switzerland AG
UBS Group AG (Chain 3)
UBS Group AG (Chain 3)	UBS AG	5.043519		5.141000%
UBS Group AG (Chain 3)	UBS Bank (Canada)
UBS Group AG (Chain 4)
UBS Group AG (Chain 4)	UBS AG	5.043519		5.141000%
UBS Group AG (Chain 4)	UBS Americas Holding LLC
UBS Group AG (Chain 4)	UBS Americas Inc.
UBS Group AG (Chain 4)	UBS Securities LLC

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

31-Mar-2026

13. Place Of Completion

Zurich, Switzerland

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 01 April 2026

	PRUDENTIAL PUBLIC LIMITED COMPANY

	By: /s/ Thomas Clarkson

	Thomas Clarkson
	Company Secretary

Source: View Original Filing on SEC EDGAR

FAQ

What major shareholding change does Prudential (PUK) disclose in this filing?

Prudential discloses that UBS Group AG’s total voting stake has increased to 5.155180%, representing 130,308,903 voting rights. This crosses a key disclosure threshold under UK rules for major holdings notifications.

How much of Prudential (PUK) does UBS hold directly through shares?

UBS holds 5.044417% of Prudential’s voting rights directly through shares, equal to 127,509,087 voting rights. The remaining exposure comes from various financial instruments linked to Prudential shares.

What financial instruments linked to Prudential (PUK) does UBS hold?

UBS holds Prudential exposure via Depositary Receipts, rights to recall on Depositary Receipts, long call options, short put options, equity swaps, basket swaps and a reverse convertible bond, together adding a small extra percentage of voting rights.

How did UBS’s total voting percentage in Prudential (PUK) change versus the prior notification?

UBS’s total voting rights increased from 5.094366% previously to 5.155180% now. This reflects a modest increase in exposure rather than a dramatic change in ownership level.

Which UBS entities control the Prudential (PUK) voting rights reported here?

The voting rights are ultimately controlled by UBS Group AG through several chains including UBS AG, and in some chains additional entities such as UBS Switzerland AG, UBS Bank (Canada), UBS Americas Holding LLC, UBS Americas Inc. and UBS Securities LLC.