[144] Qualcomm Inc SEC Filing

Rhea-AI Filing Summary

Form 144 notice for proposed sale of securities. The filing reports 1,106 shares of common stock offered for sale through Morgan Stanley Smith Barney LLC (New York) with an aggregate market value of $177,022.45 and an approximate sale date of 08/28/2025 on NASDAQ. The filing lists multiple prior acquisitions from the issuer: Employee Stock Purchase Plan purchases of 94 shares on 07/31/2025, 07/31/2024 and 01/31/2025; restricted stock grants of 275, 273, and 276 shares on various dates. It also discloses a prior sale by Neil A Martin of 791 shares on 08/21/2025 for gross proceeds of $122,462.62. The filer attests no undisclosed material adverse information.

Positive

• Detailed acquisition history is provided showing ESPP and restricted-stock origins for the shares
• Broker-dealer identified (Morgan Stanley Smith Barney LLC) and proposed exchange (NASDAQ) are specified
• Prior sale disclosure lists date, amount and gross proceeds (791 shares; $122,462.62)

Negative

• Issuer identification fields are incomplete or blank in the provided content, limiting direct issuer confirmation
• Form lacks a visible date of notice/signature block in the extract, which may affect filing traceability

Insights

Financial Analyst

TL;DR: Insider sold a small block relative to total outstanding shares; transactions largely reflect routine ESPP purchases and restricted stock vesting.

The filing shows an intended sale of 1,106 common shares valued at $177k, routed through Morgan Stanley Smith Barney, with previous acquisitions primarily from an Employee Stock Purchase Plan and restricted stock grants. The disclosed prior sale of 791 shares for $122.5k indicates recent disposition activity by the named seller. Given the scale—1,106 shares versus 1,079,000,000 shares outstanding—the transactions are immaterial to overall capitalization. This appears to be routine insider liquidity rather than a corporate event affecting fundamentals.

Corporate Governance Expert

TL;DR: Form 144 is procedural; disclosures align with Rule 144 aggregation and signature attestation requirements.

The form documents the seller's representation that no material nonpublic information is known and enumerates acquisition dates and payment methods (cash for ESPP purchases, not applicable for restricted grants). The presence of multiple acquisition types and an executed prior sale are consistent with standard insider reporting. One data quality note: several issuer identification fields in the body appear incomplete, which may complicate cross-referencing with company records and SEC public filings.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1106	177022.45	1079000000	08/28/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/31/2025	Employee Stock Purchase Plan	Issuer			94	07/31/2025	Cash
Common	05/20/2025	Restricted Stock	Issuer			275	05/20/2025	Not Applicable
Common	07/31/2024	Employee Stock Purchase Plan	Issuer			94	07/31/2024	Cash
Common	01/31/2025	Employee Stock Purchase Plan	Issuer			94	01/31/2025	Cash
Common	02/20/2025	Restricted Stock	Issuer			273	02/20/2025	Not Applicable
Common	08/20/2025	Restricted Stock	Issuer			276	08/20/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
NEIL A MARTIN 5775 Morehouse Drive San Diego CA 92121-1714	Common	08/21/2025	791	122462.62

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 filing report for QCOM?

The filing reports a proposed sale of 1,106 common shares with aggregate market value $177,022.45, via Morgan Stanley Smith Barney on NASDAQ (approximate date 08/28/2025).

Who previously sold shares according to the filing?

The filing discloses a prior sale by Neil A Martin of 791 shares on 08/21/2025 for gross proceeds of $122,462.62.

How were the current shares to be sold originally acquired?

Acquisitions listed include Employee Stock Purchase Plan purchases (94 shares on several dates) and restricted stock grants (amounts of 275, 273, 276 on various dates).

Does the filer state possession of material nonpublic information?

The signer represents they do not know any material adverse nonpublic information regarding the issuer, per the attestation in the filing.

Which broker and exchange are named for the proposed sale?

Broker: Morgan Stanley Smith Barney LLC; Exchange: NASDAQ.