Qualcomm CEO Amon reports stock award transactions

Continued vesting is subject to employment through each vesting date, with a qualifying-retirement provision under the award agreements.

Available on EDGAR 11/02/2026 - 04:28 PM EST Accepted by SEC EDGAR 11/02/2026 - 04:27 PM EST

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Form Type

Rhea-AI Filing Summary

Qualcomm President & CEO Cristiano R. Amon reported October 31, 2026 transactions involving restricted stock units and common shares. The entries include exercise or conversion of 18,148 and 2,799 restricted stock units, alongside acquisition of 18,147 and 2,799 common shares by his family trust.

The trust also had 8,571 shares delivered or withheld for payment of exercise price or tax liability at $164.79 per share; a separate 2,799 shares were withheld for RSU tax liability at that price. Amon and his spouse are trustees of the trust, whose beneficiaries include Amon and members of his immediate family.

Insider Trade Summary

20,947.2697 shares exercised/converted

Exercise 6 txns

Insider AMON CRISTIANO R

Role President & CEO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit ^{F3, F4}	18,147.8321	$0.00	$0.00
Exercise	Restricted Stock Unit ^{F3, F4}	2,799.4376	$0.00	$0.00
Exercise	Common Stock ^F1	18,147	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock ^F1	8,571	$164.79	$1.41M
Exercise	Common Stock ^{F2, F1}	2,799	$0.00	$0.00
Tax Withholding	Common Stock ^{F2, F1}	2,799	$164.79	$461K

Holdings After Transaction: Restricted Stock Unit — 41,896.582 contracts (Direct); Common Stock — 198,063 shares (Indirect, by Trust)

Holdings Before and After: Restricted Stock Unit, 62,843.8517 to 41,896.582 contracts (Direct); Common Stock, 188,487 to 198,063 shares (Indirect, by Trust)

Footnotes (4)

F1. Shares held by the reporting person's family trust, for which the reporting person and his spouse are trustees. The reporting person and members of his immediate family are the sole beneficiaries of the trust.
F2. Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in October 2025 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.
F3. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
F4. These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 31, 2026, 2027 and 2028. The vesting is subject to the recipient's continued employment through the applicable vesting date, provided that the recipient will be eligible for continued vesting in connection with a qualifying retirement, as provided in and subject to the terms of the applicable Executive Restricted Stock Unit Award Agreement.

Key Figures

Restricted stock units: 18,148 RSUs Restricted stock units: 2,799 RSUs Common shares acquired: 18,147 shares +3 more

6 metrics

Restricted stock units 18,148 RSUs Direct derivative transaction reported October 31, 2026

Restricted stock units 2,799 RSUs Direct derivative transaction reported October 31, 2026

Common shares acquired 18,147 shares Acquired by Amon’s family trust on October 31, 2026

Common shares acquired 2,799 shares Acquired by Amon’s family trust on October 31, 2026

Shares delivered or withheld 8,571 shares For payment of exercise price or tax liability at $164.79 per share

Shares withheld for RSU tax liability 2,799 shares Family trust transaction at $164.79 per share

Key Terms

Normal Retirement Age, allocable dividend equivalents, one-for-one basis

3 terms

Normal Retirement Age financial

"attainment of Normal Retirement Age"

allocable dividend equivalents financial

"Restricted Stock Units (and allocable dividend equivalents) vest"

one-for-one basis technical

"converts on a one-for-one basis"

FAQ

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What QCOM shares did Cristiano R. Amon report on October 31, 2026?

The transactions included exercise or conversion entries for 18,148 and 2,799 restricted stock units, acquisition of 18,147 and 2,799 common shares by his family trust, and 8,571 shares delivered or withheld for payment of exercise price or tax liability at $164.79 per share. A separate 2,799 trust-held shares were withheld for RSU tax liability.

How are Cristiano R. Amon’s QCOM restricted stock units scheduled to vest?

The restricted stock units and allocable dividend equivalents vest in equal one-third amounts on October 31, 2026, 2027 and 2028, subject to continued employment through the applicable date. The award terms provide eligibility for continued vesting in connection with a qualifying retirement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AMON CRISTIANO R

(Last)

(First)

(Middle)

5775 MOREHOUSE DR.

(Street)

SAN DIEGO

CALIFORNIA

92121-1714

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
QUALCOMM INC/DE [ QCOM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/31/2026		M		18,147	A	$0.0	206,634	I	by Trust⁽¹⁾
Common Stock	10/31/2026		F		8,571	D	$164.79	198,063	I	by Trust⁽¹⁾
Common Stock	10/31/2026		M		2,799⁽²⁾	A	$0.0	200,862	I	by Trust⁽¹⁾
Common Stock	10/31/2026		F		2,799⁽²⁾	D	$164.79	198,063	I	by Trust⁽¹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽³⁾	10/31/2026		M			18,147.8321	⁽⁴⁾	10/31/2028⁽⁴⁾	Common Stock	18,147.8321	$0.0	44,696.0196	D
Restricted Stock Unit	⁽³⁾	10/31/2026		M			2,799.4376	⁽⁴⁾	10/31/2028⁽⁴⁾	Common Stock	2,799.4376	$0.0	41,896.582	D

Explanation of Responses:

1. Shares held by the reporting person's family trust, for which the reporting person and his spouse are trustees. The reporting person and members of his immediate family are the sole beneficiaries of the trust.

2. Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in October 2025 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.

3. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.

4. These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 31, 2026, 2027 and 2028. The vesting is subject to the recipient's continued employment through the applicable vesting date, provided that the recipient will be eligible for continued vesting in connection with a qualifying retirement, as provided in and subject to the terms of the applicable Executive Restricted Stock Unit Award Agreement.

	By: Jon Russo, Attorney-in-Fact For: Cristiano R. Amon	11/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR