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Qualcomm EVP Alexander H. Rogers converts stock awards

The reported RSU terms schedule equal one-third vesting on October 31, 2026, 2027 and 2028, subject to continued employment, with a qualifying-retirement provision.

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Form Type
4

Rhea-AI Filing Summary

Qualcomm (QCOM) EVP, Pres QTL & Global Affairs Alexander H. Rogers reported conversion of 5,337 and 823 restricted stock units into 5,337 and 823 common shares on October 31, 2026. He also reported 2,521 shares delivered or withheld for payment of exercise price or tax liability, and 823 shares withheld to cover tax liability; both transactions were reported at $164.79 per share.

Insider ROGERS ALEXANDER H
Role EVP, Pres QTL & Global Affairs
Type Security Shares Price Value
Exercise Restricted Stock Unit F2, F3 5,337.4147 $0.00 $0.00
Exercise Restricted Stock Unit F2, F3 823 $0.00 $0.00
Exercise Common Stock 5,337 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 2,521 $164.79 $415K
Exercise Common Stock F1 823 $0.00 $0.00
Tax Withholding Common Stock F1 823 $164.79 $136K
Holdings After Transaction: Restricted Stock Unit — 12,323.4315 contracts (Direct); Common Stock — 32,967 shares (Direct)
Holdings Before and After: Restricted Stock Unit, 18,483.8462 to 12,323.4315 contracts (Direct); Common Stock, 30,151 to 32,967 shares (Direct)
Footnotes (3)
  1. F1. Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in October 2025 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.
  2. F2. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
  3. F3. These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 31, 2026, 2027 and 2028. The vesting is subject to the recipient's continued employment through the applicable vesting date, provided that the recipient will be eligible for continued vesting in connection with a qualifying retirement, as provided in and subject to the terms of the applicable Executive Restricted Stock Unit Award Agreement.
Restricted stock units converted 5,337 RSUs October 31, 2026
Restricted stock units converted 823 RSUs October 31, 2026
Common shares acquired 5,337 shares October 31, 2026
Common shares acquired 823 shares October 31, 2026
Shares delivered or withheld for payment of exercise price or tax liability 2,521 shares at $164.79 per share October 31, 2026
Shares withheld for tax liability 823 shares at $164.79 per share October 31, 2026
Restricted Stock Unit financial
"Restricted Stock Units granted to the reporting person in October 2025"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Normal Retirement Age financial
"attainment of Normal Retirement Age"
allocable dividend equivalents financial
"RSUs (and allocable dividend equivalents) vest in equal one-third amounts"
one-for-one basis technical
"converts on a one-for-one basis"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many QCOM shares did Alexander H. Rogers acquire on October 31, 2026?

Alexander H. Rogers reported acquisitions of 5,337 and 823 Qualcomm common shares on October 31, 2026. He also reported 2,521 shares delivered or withheld for payment of exercise price or tax liability at $164.79 per share, and 823 shares withheld for tax liability at the same price.

Why were 823 QCOM shares withheld from Alexander H. Rogers?

The 823 shares were withheld to cover tax liability associated with vesting of restricted stock units granted to Alexander H. Rogers in October 2025. Those units became fully vested upon his attainment of Normal Retirement Age, as defined in the applicable award agreements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROGERS ALEXANDER H

(Last)(First)(Middle)
5775 MOREHOUSE DR.

(Street)
SAN DIEGO CALIFORNIA 92121-1714

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
QUALCOMM INC/DE [ QCOM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Pres QTL & Global Affairs
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/31/2026M5,337A$0.035,488D
Common Stock10/31/2026F2,521D$164.7932,967D
Common Stock10/31/2026M823(1)A$0.033,790D
Common Stock10/31/2026F823(1)D$164.7932,967D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(2)10/31/2026M5,337.4147 (3)10/31/2028(3)Common Stock5,337.4147$0.013,146.4315D
Restricted Stock Unit(2)10/31/2026M823 (3)10/31/2028(3)Common Stock823$0.012,323.4315D
Explanation of Responses:
1. Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in October 2025 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.
2. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
3. These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 31, 2026, 2027 and 2028. The vesting is subject to the recipient's continued employment through the applicable vesting date, provided that the recipient will be eligible for continued vesting in connection with a qualifying retirement, as provided in and subject to the terms of the applicable Executive Restricted Stock Unit Award Agreement.
By: Jon Russo, Attorney-in-Fact For: Alexander H. Rogers11/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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