[144] QuantumScape Corp SEC Filing

Rhea-AI Filing Summary

Form 144 filed for QuantumScape Corp (QS) reporting proposed insider sales. Jeffrey B. Straubel notified a broker he intends to sell 157,171 shares of Class A common stock through Goldman Sachs with an approximate aggregate market value of $2,293,124.89 and an approximate sale date of 10/01/2025 on the NYSE. The filing shows 130,065 of the shares were acquired 12/11/2019 as compensation (stock options exercised cashless/same-day sale) and 27,106 were acquired 11/25/2020 as restricted stock units. The notice discloses two prior sales on 09/12/2025 totaling 157,180 shares with gross proceeds of $1,445,014.11 and affirms no undisclosed material adverse information by the seller.

Positive

• Transparent compliance: Form 144 properly discloses proposed insider sales and acquisition history.
• Brokered execution: Planned sale through Goldman Sachs & Co. LLC provides an organized market channel.
• Detailed lot origins: Filing specifies shares came from stock option exercise and RSUs, clarifying compensation basis.

Negative

• Insider sale activity: Seller intends to sell 157,171 shares, and sold 157,180 shares on 09/12/2025, which may be viewed negatively by some market participants.
• Monetary scale: Aggregate market value of the planned sale is $2,293,124.89, representing a sizeable personal liquidity event.

Insights

Securities Analyst

TL;DR: Routine insider notice of planned sale; amount and recent dispositions are disclosed, suggesting compliance and liquidity actions.

The filing is a standard Form 144 notifying the market that an insider, Jeffrey B. Straubel, plans to sell 157,171 Class A shares via Goldman Sachs on 10/01/2025 valued at approximately $2.29 million. The record shows the lots' origin—stock option exercise and RSUs—which clarifies the nature of the holdings being sold. Two prior dispositions on 09/12/2025 totaling 157,180 shares are also reported with combined gross proceeds of $1,445,014.11. For investors, this filing documents transparent execution mechanics and the insider's recent liquidity activity without providing company operational data.

Corporate Governance Expert

TL;DR: Disclosure aligns with Rule 144 requirements; no governance red flags within the filing content.

The notice meets Rule 144 reporting elements by identifying acquisition dates, nature of acquisition (stock options and RSUs), payment method for exercised options, broker details (Goldman Sachs & Co. LLC), and recent sales. The seller attests there is no undisclosed material adverse information. The filing itself does not indicate any governance issues; it functions as required market disclosure of insider sales and recent transactions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	157171	2293124.89	522939205	10/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	12/11/2019	Acquired as compensation -- Stock Options	The Issuer			130065	12/11/2019	Compensation -- Cashless exercise / same-day sale
Class A Common Stock	11/25/2020	Acquired as compensation -- Restricted Stock Units	The Issuer			27106	11/25/2020	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jeffrey B. Straubel 1730 Technology Drive San Jose CA 95110	Class A Common Stock	09/12/2025	27113	239811.77
Jeffrey B. Straubel 1730 Technology Drive San Jose CA 95110	Class A Common Stock	09/12/2025	130067	1206202.34

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

Who is selling shares in the QS Form 144?

The seller is Jeffrey B. Straubel as named in the filing.

How many QuantumScape (QS) shares are proposed for sale and when?

The filing reports a proposed sale of 157,171 Class A shares with an approximate sale date of 10/01/2025.

What is the aggregate market value of the proposed QS sale?

The aggregate market value is reported as $2,293,124.89.

Through which broker will the QS shares be sold?

The filing lists Goldman Sachs & Co. LLC as the broker handling the sale.

What were the acquisition sources for the shares being sold?

Shares were acquired as stock options (12/11/2019) and restricted stock units (11/25/2020).

Were there recent sales by the same person?

Yes, two sales on 09/12/2025 totaling 157,180 shares with gross proceeds of $1,445,014.11 are reported.