QuantumScape CFO sells 9,800 shares under plan

QuantumScape Corp Chief Financial Officer Kevin Hettrich reported an open-market sale of 9,800 shares of Class A Common Stock at a weighted average price of $6.2036 per share.

Rhea-AI Filing Summary

QuantumScape Corp Chief Financial Officer Kevin Hettrich reported an open-market sale of 9,800 shares of Class A Common Stock at a weighted average price of $6.2036 per share. The transaction was executed under a pre-arranged Rule 10b5-1 trading plan.

Following the sale, Hettrich directly holds 1,357,918 shares of Class A Common Stock, including 893,176 shares represented by restricted stock units and performance stock units that vest over time based on service and performance conditions.

Insider Trade Summary 10b5-1

Net Seller: 9,800 shares

Net Sell 1 txn

Insider Hettrich Kevin

Role CHIEF FINANCIAL OFFICER

Sold 9,800 shs ($61K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	9,800	$6.2036	$61K

Holdings After Transaction: Class A Common Stock — 1,357,918 shares (Direct)

Footnotes (3)

1. F1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2025.
2. F2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.015 to $6.345, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
3. F3. Includes 893,176 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Key Figures

Shares sold: 9,800 shares Average sale price: $6.2036 per share Holdings after transaction: 1,357,918 shares +3 more

6 metrics

Shares sold 9,800 shares Open-market sale by CFO Kevin Hettrich

Average sale price $6.2036 per share Weighted average price for 9,800 shares sold

Holdings after transaction 1,357,918 shares Total Class A Common Stock directly held after sale

RSUs and PSUs included 893,176 shares Portion of holdings represented by RSUs and PSUs

Sale price range $6.015–$6.345 per share Range of individual trade prices within reported sale

Net share change -9,800 shares Net-sell direction from transactionSummary

Key Terms

Rule 10b5-1 trading plan, restricted stock units ("RSUs"), performance restricted stock units ("PSUs"), weighted average price

4 terms

Rule 10b5-1 trading plan regulatory

"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

restricted stock units ("RSUs") financial

"Includes 893,176 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs")."

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

performance restricted stock units ("PSUs") financial

"Includes 893,176 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs")."

weighted average price financial

"The price reported is a weighted average price. These shares were sold in multiple transactions"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did QuantumScape (QS) CFO Kevin Hettrich report in this Form 4?

QuantumScape CFO Kevin Hettrich reported selling 9,800 shares of Class A Common Stock at a weighted average price of $6.2036 per share. The sale was an open-market transaction executed under a pre-arranged Rule 10b5-1 trading plan.

How many QuantumScape (QS) shares does the CFO hold after the reported sale?

After the sale, CFO Kevin Hettrich directly holds 1,357,918 shares of QuantumScape Class A Common Stock. This total includes 893,176 shares represented by RSUs and PSUs that vest quarterly or upon meeting specified performance milestones, subject to continued service.

Was the QuantumScape (QS) CFO sale part of a Rule 10b5-1 trading plan?

Yes. The filing states the sale was effected under a Rule 10b5-1 trading plan adopted by the reporting person. Such plans pre-schedule trades, helping separate routine portfolio management from discretionary timing decisions in response to short-term market developments.

At what prices were the QuantumScape (QS) shares sold by the CFO?

The reported weighted average sale price was $6.2036 per share. Footnotes explain that multiple trades occurred within a range from $6.015 to $6.345 per share, and detailed breakdowns are available from the company or regulator upon request.

What are the RSUs and PSUs included in the QuantumScape (QS) CFO’s holdings?

The CFO’s holdings include 893,176 shares represented by RSUs and PSUs. Each unit corresponds to one share of Class A Common Stock, with RSUs vesting quarterly and PSUs vesting upon achieving specified performance milestones, assuming continued service at each vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/03/2026 - 06:13 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hettrich Kevin

(Last) (First) (Middle)

C/O QUANTUMSCAPE CORPORATION

1730 TECHNOLOGY DRIVE

(Street)

SAN JOSE CALIFORNIA 95110

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
QuantumScape Corp [ QS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF FINANCIAL OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	04/02/2026		S(1)		9,800	D	$6.2036(2)	1,357,918(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2025.

2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.015 to $6.345, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

3. Includes 893,176 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Remarks:

	/s /Michael O McCarthy III, attorney-in-fact	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)