Notice: proposed sale of 5,500 common shares
Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 notice reporting a proposed sale of 5,500 shares of common stock as of 03/09/2026.
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 notice reporting a proposed sale of 5,500 shares of common stock as of 03/09/2026. The shares consist of restricted stock grants dated 12/09/2022 (3,996 shares) and 08/25/2023 (1,504 shares).
The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services as the selling broker-dealer and identifies the securities as common stock to be sold on NASDAQ. This is a regulatory notice of a proposed affiliate sale under applicable resale rules.
Positive
- None.
Negative
- None.
Insights
Form 144 shows a proposed affiliate sale of 5,500 common shares by an affiliate broker-dealer.
The filing lists two restricted stock grant dates and quantities: 12/09/2022 (3,996 shares) and 08/25/2023 (1,504 shares), totaling 5,500 shares. The filing is a notice of proposed sale intended to comply with resale requirements for affiliates.
Cash-flow treatment and planned sale method are not detailed in the excerpt; subsequent transaction reports will show actual sale amounts and timing.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Form 144 filed for QUIK indicate?
Who is the selling party named in the Form 144 for QUIK?
What types of securities are included in the Form 144 for QUIK?
AI-generated analysis. How Rhea-AI works. Not financial advice.