Notice: proposed sale of 5,500 common shares
Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 notice reporting a proposed sale of 5,500 shares of common stock as of 03/09/2026.
Sentiment and the balance of points
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Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 notice reporting a proposed sale of 5,500 shares of common stock as of 03/09/2026. The shares consist of restricted stock grants dated 12/09/2022 (3,996 shares) and 08/25/2023 (1,504 shares).
The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services as the selling broker-dealer and identifies the securities as common stock to be sold on NASDAQ. This is a regulatory notice of a proposed affiliate sale under applicable resale rules.
Insights
Form 144 shows a proposed affiliate sale of 5,500 common shares by an affiliate broker-dealer.
The filing lists two restricted stock grant dates and quantities: 12/09/2022 (3,996 shares) and 08/25/2023 (1,504 shares), totaling 5,500 shares. The filing is a notice of proposed sale intended to comply with resale requirements for affiliates.
Cash-flow treatment and planned sale method are not detailed in the excerpt; subsequent transaction reports will show actual sale amounts and timing.
FAQ
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