QuickLogic awards CFO Sullivan 51.5K-unit stock grant

The CFO's award is contingent on continued employment and vests in installments over three years.

Rhea-AI Filing Summary

QUICKLOGIC Corp (QUIK) reported that its SVP Finance and CFO, James Sullivan, acquired 51,502 restricted stock units on October 5, 2026. Each unit represents a contingent right to receive one share of common stock. The inducement award was granted outside the QuickLogic 2019 Stock Plan in accordance with NASDAQ Listing Rule 5635(c)(4). It vests over three years, subject to continued employment, with one-third vesting on the one-year anniversary and 1/6 vesting every six months thereafter.

Insider Trade Summary

Grant/Award: 51,502 shares

Grant/Award 1 txn

Insider SULLIVAN JAMES

Role SVP Finance and CFO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit F1, F2	51,502	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 51,502 contracts (Direct)

Footnotes (2)

1. F1. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
2. F2. These Restricted Stock Units ("RSU") were awarded as an inducement award outside of the QuickLogic 2019 Stock Plan in accordance with NASDAQ Listing Rule 5635(c)(4). The RSU grant vests over a three-year period, with one-third vesting on the one-year anniversary of the grant date and 1/6th vesting each six months thereafter, subject to Mr. Sullivan's continued employment with the Company.

Key Figures

Restricted stock units awarded: 51,502 RSUs Vesting period: 3 years First vesting installment: One-third +1 more

4 metrics

Restricted stock units awarded 51,502 RSUs Awarded October 5, 2026

Vesting period 3 years Subject to continued employment

First vesting installment One-third On the one-year anniversary of the grant date

Subsequent vesting installments 1/6 Every six months thereafter

Key Terms

Restricted Stock Units, contingent right, inducement award, NASDAQ Listing Rule 5635(c)(4)

4 terms

Restricted Stock Units financial

"These Restricted Stock Units ("RSU") were awarded"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right technical

"Each RSU represents a contingent right to receive one share"

inducement award regulatory

"awarded as an inducement award outside of the QuickLogic 2019 Stock Plan"

An inducement award is a special cash or equity payment given to a new hire—often an executive or key employee—outside the company’s regular pay plans to persuade them to join. Think of it like a signing bonus that can align the new person’s goals with shareholders but also represents a cost and can reduce existing owners’ percentage of the company, so investors watch these awards for their impact on ownership and future performance.

NASDAQ Listing Rule 5635(c)(4) regulatory

"in accordance with NASDAQ Listing Rule 5635(c)(4)"

NASDAQ Listing Rule 5635(c)(4) is a rule that requires a company to get approval from its shareholders before selling a large amount of its shares, usually over 20%. This helps protect investors by making sure the company doesn't flood the market with new shares without their say, which could lower the stock's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did QUIK CFO James Sullivan receive?

James Sullivan acquired 51,502 RSUs on October 5, 2026. The award vests over three years, subject to his continued employment.

What does one QUIK RSU represent?

Each RSU represents a contingent right to receive one share of QuickLogic common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 10/06/2026 - 08:30 PM Accepted by SEC EDGAR 10/06/2026 - 08:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SULLIVAN JAMES

(Last) (First) (Middle)

2200 LUNDY AVENUE

(Street)

SAN JOSE CALIFORNIA 95131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
QUICKLOGIC Corp [ QUIK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP Finance and CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit(1)	$0	10/05/2026		A		51,502		(2)	(2)	Common Stock	51,502	$0	51,502	D

Explanation of Responses:

1. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

2. These Restricted Stock Units ("RSU") were awarded as an inducement award outside of the QuickLogic 2019 Stock Plan in accordance with NASDAQ Listing Rule 5635(c)(4). The RSU grant vests over a three-year period, with one-third vesting on the one-year anniversary of the grant date and 1/6th vesting each six months thereafter, subject to Mr. Sullivan's continued employment with the Company.

	/s/ Harjit Lally, Attorney-in-Fact	10/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)