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QUIK Form 4: Ron Shelton awarded 5,246 RSUs vesting in one year

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

QuickLogic Corp director Ron Shelton was awarded 5,246 Restricted Stock Units (RSUs) on 09/02/2025. Each RSU represents the contingent right to one share of QuickLogic common stock and vests in full one year from the grant date. The reported RSUs have a $0 per-unit conversion/exercise price and, following the grant, Shelton beneficially owns 5,246 shares directly. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/04/2025.

Positive

  • 5,246 RSUs granted to a director, explicitly disclosed
  • Vesting schedule provided: RSUs vest in full one year from grant date
  • Post‑transaction beneficial ownership stated: 5,246 shares held directly

Negative

  • None.

Insights

TL;DR: Director received time‑based equity award of 5,246 RSUs that vest in one year, a routine governance compensation event.

The filing documents a standard grant of 5,246 RSUs to Ron Shelton on 09/02/2025 with full vesting one year after grant. The award is reported with a $0 conversion price and recorded as direct beneficial ownership of 5,246 shares following the transaction. From a governance perspective, this is a typical time‑based retention/compensation vehicle for insiders; the disclosure is complete regarding vesting and quantity.

TL;DR: Form 4 correctly reports a single non‑derivative equity grant and signer authority; no compliance issues apparent from the filing.

The Form 4 lists the transaction date, grant amount, vesting schedule (one year), and that the reporting person is a director. The signature is by an attorney‑in‑fact dated 09/04/2025. The disclosure contains the required elements for a Rule 16 filing: title of security, date, amount, ownership after grant, and ownership form (direct). No missing fields are evident in the provided content.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shelton Ron

(Last) (First) (Middle)
2220 LUNDY AVENUE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
QUICKLOGIC Corp [ QUIK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(1) $0 09/02/2025 A 5,246 (2) (2) Common Stock 5,246 $0 5,246 D
Explanation of Responses:
1. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
2. Restricted Stock Unit shares vest in full 1 year from the grant date.
/s/ Harjit Lally, Attorney-in-Fact 09/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did QuickLogic (QUIK) report on the Form 4 for Ron Shelton?

The Form 4 reports a grant of 5,246 Restricted Stock Units (RSUs) to director Ron Shelton on 09/02/2025.

When do the RSUs granted to Ron Shelton vest?

The RSUs "vest in full 1 year from the grant date" according to the filing.

How many shares does Ron Shelton beneficially own after the reported transaction?

Following the reported transaction, Shelton beneficially owns 5,246 shares (direct ownership) per the Form 4.

What is the price or conversion amount for the RSUs?

The filing shows a $0 price for the Restricted Stock Units and underlying common stock conversion.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by Harjit Lally, Attorney-in-Fact on 09/04/2025.
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