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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 10, 2026
uniQure
N.V.
(Exact Name of Registrant as Specified in Charter)
| The Netherlands |
|
001-36294 |
|
N/A |
(State or Other
Jurisdiction of Incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
Paasheuvelweg
25a,
1105 BP Amsterdam,
The Netherlands |
|
N/A |
| (Address of Principal Executive Offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code: +31-20-240-6000
(Former Name or Former Address, if Changed Since
Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant
to Section 12(b) of the Act:
| Title of each class: |
|
Trading
Symbol(s) |
|
Name of each exchange on which
registered: |
Ordinary
Shares, par value €0.05 per share |
|
QURE |
|
The
Nasdaq Stock Market LLC
The Nasdaq Global Select Market |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02 Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
As described in Item 5.07, on June 10, 2026, at the 2026 Annual
General Meeting of Shareholders (the “Annual Meeting”), the shareholders of uniQure N.V. (the “Company”)
approved an amendment to the Company’s Amended and Restated 2014 Share Incentive Plan (the “2014 Plan”)
to increase the number of ordinary shares reserved for issuance thereunder (the “Plan Amendment”). The board
of directors of the Company (the “Board”) approved the Plan Amendment on April 14, 2026, and directed that
the Plan Amendment be submitted to a vote of the Company’s shareholders at the Annual Meeting. The Plan Amendment became effective
immediately upon its approval by shareholders at the Annual Meeting.
A description of the 2014 Plan and the Plan Amendment are set forth
in the Company’s definitive proxy statement filed with the Securities and Exchange Commission (“SEC”)
on April 27, 2026 (the “Proxy Statement”). The foregoing description of the material terms of the 2014
Plan and the Plan Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the 2014
Plan, as amended by the Plan Amendment, a conformed copy of which is attached hereto as Exhibit 10.1 and incorporated herein by reference.
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change
in Fiscal Year.
On June 10, 2026, at the Annual Meeting, the shareholders of
the Company approved proposed amendments to the Company’s articles of association (the “Articles of
Association”) to (i) reflect the Dutch large company regime, (ii) increase the Company's authorized share
capital, and (iii) provide that the federal district courts of the United States will serve as the exclusive forum for the
adjudication of certain legal disputes. Subsequent to such approval, the Company filed, on June 15, 2026, with the Dutch Trade
Register at the Netherlands Chamber of Commerce a deed of amendment (the “Deed of Amendment”), giving
effect to the exclusive forum provision and to the authorized ordinary share increase. A copy of the conformed Articles of
Association, giving effect to the Deed of Amendment is attached hereto as Exhibit 3.1 and is incorporated herein by
reference.
Item 5.07 Submission of Matters to a
Vote of Security Holders.
On June 10, 2026, the Company held its Annual Meeting. There were
63,033,249 ordinary shares entitled to vote or be voted. 44,523,051 ordinary shares were voted in person or by proxy at the Annual Meeting.
The following are the voting results for the proposals considered and
voted upon at the Annual Meeting, all of which are described in the Proxy Statement.
Voting
Proposal 1 – Adoption of the 2025 Dutch statutory annual accounts and treatment of the results. This proposal was approved
as set forth below.
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 37,879,783 |
|
12,179 |
|
17,457 |
|
6,613,632 |
Voting
Proposal 2 – Discharge of liability of the members of the Board. This proposal was approved as set forth below.
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 37,560,795 |
|
297,403 |
|
51,221 |
|
6,613,632 |
Voting
Proposal 3 - Reappointment of Madhavan Balachandran as non-executive director. This proposal was approved as set forth below.
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 37,342,223 |
|
533,759 |
|
33,437 |
|
6,613,632 |
Voting
Proposal 4 - Reappointment of Jack Kaye as non-executive director. This proposal was approved as set forth below.
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 37,256,535 |
|
619,247 |
|
33,637 |
|
6,613,632 |
Voting
Proposal 5 - Reappointment of Leonard Post as non-executive director. This proposal was approved as set forth below.
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 37,326,031 |
|
550,517 |
|
32,871 |
|
6,613,632 |
Voting
Proposal 6 – Designation of the Board as the competent body to issue ordinary shares and grant rights to subscribe for
ordinary shares. This proposal was approved as set forth below.
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 37,615,862 |
|
228,624 |
|
64,933 |
|
6,613,632 |
Voting
Proposal 7 – Designation of the Board as the competent body to exclude or limit preemptive rights upon the issuance of
ordinary shares and granting of rights to subscribe for ordinary shares. This proposal was approved as set forth below.
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 33,851,683 |
|
3,997,674 |
|
60,062 |
|
6,613,632 |
Voting
Proposal 8 – Reauthorization of the Board to repurchase ordinary shares. This proposal was approved as set forth below.
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 37,753,778 |
|
132,203 |
|
23,438 |
|
6,613,632 |
Voting
Proposal 9 - Appointment KPMG Accountants N.V. as external auditors of the Company for the fiscal year 2026. This proposal
was approved as set forth below.
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 44,419,027 |
|
82,473 |
|
21,551 |
|
0 |
Voting
Proposal 10 - Approval, on an advisory basis, the compensation of the named executive officers of the Company. This proposal
was approved as set forth below.
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 37,422,626 |
|
414,084 |
|
72,709 |
|
6,613,632 |
Voting
Proposal 11 - Approval, on an advisory basis, of the frequency of advisory votes on the compensation of the named executive
officers of the Company. The results of the advisory vote are set forth below.
| 1 Year |
|
2 Years |
|
3 Years |
|
Abstain |
|
Broker Non-Votes |
| 37,197,949 |
|
47,246 |
|
628,681 |
|
35,543 |
|
6,613,632 |
The Board considered the recommendation of the Company’s shareholders
and intends to present a proposal regarding an advisory vote on the compensation of the Company’s named executive officers to its
shareholders each year until the next vote on the frequency of future advisory votes on the compensation of the Company’s named
executive officers is held, which is expected to be no later than the Company’s 2032 annual general meeting of shareholders.
Voting
Proposal 12 - Resolution to adopt the Plan Amendment and authorize the Board to issue ordinary shares and grant rights to subscribe
for ordinary shares pursuant to the 2014 Plan (as amended by the Plan Amendment). This proposal was approved as set forth below.
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 37,461,945 |
|
389,128 |
|
58,346 |
|
6,613,632 |
Voting
Proposal 13 - Resolution to adopt the amendment to the Company’s Articles of Association to reflect Dutch large company
regime. This proposal was approved as set forth below.
| |
|
|
|
|
|
|
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 28,197,514 |
|
9,657,289 |
|
54,616 |
|
6,613,632 |
Voting
Proposal 14 - Resolution to adopt the amendment to the Company’s Articles of Association to increase the authorized share
capital and number of ordinary shares. This proposal was approved as set forth below.
| |
|
|
|
|
|
|
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 37,616,838 |
|
265,504 |
|
27,077 |
|
6,613,632 |
Voting
Proposal 15 - Resolution to adopt the amendment to the Company’s Articles of Association to include a federal forum selection
provision. This proposal was approved as set forth below.
| |
|
|
|
|
|
|
| For |
|
Against |
|
Abstain |
|
Broker Non-Votes |
| 33,960,143 |
|
3,880,065 |
|
69,211 |
|
6,613,632 |
Based on the foregoing votes, the shareholders reappointed Madhavan
Balachandran, Jack Kaye, and Dr. Leonard Post as non-executive directors, each to serve until the end of the 2029 annual general
meeting of shareholders of the Company, and approved all other proposals set forth on the agenda for the Annual Meeting.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
| Exhibit No. |
|
Description |
| |
|
|
| 3.1 |
|
Amended Articles of Association of uniQure N.V. |
| |
|
|
| 10.1 |
|
Amended and Restated 2014 Share Incentive Plan of uniQure N.V. (conformed to include the Amendment to the Amended and Restated 2014 Share Incentive Plan attached as Appendix A to the Proxy Statement) |
| |
|
|
| 104 |
|
Cover Page Interactive Data File (embedded with the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| |
UNIQURE N.V. |
| |
|
| Date: June 15, 2026 |
By: |
/s/ Jeannette Potts |
| |
|
Jeannette Potts |
| |
|
Chief Legal and Compliance Officer |