uniQure CEO auto-sells 34,437 shares for tax

Accepted by SEC EDGAR 03/04/2026 - 04:42 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

uniQure N.V. CEO and Managing Director Matthew C. Kapusta reported an automatic open-market sale of 34,437 ordinary shares on March 2, 2026 at an average price of $9.95 per share. The filing explains the shares were sold upon vesting of restricted share units solely to cover estimated withholding taxes under automatic instructions, so the sale was not a discretionary trade. After this transaction, Kapusta held 604,639 ordinary shares. The reported price reflects a weighted average from multiple trades between $9.67 and $10.25 per share.

Insider Trade Summary

Net Seller: 34,437 shares

Net Sell 1 txn

Insider Kapusta Matthew C

Role CEO, Managing Director

Sold 34,437 shs ($343K)

Share of Position Sold 5.4%

Type	Security	Shares	Price	Value
Sale	Ordinary Shares	34,437	$9.95	$343K

Holdings After Transaction: Ordinary Shares — 604,639 shares (Direct)

Holdings Before and After: Ordinary Shares, 639,076 to 604,639 shares (Direct)

Other Insiders: 3 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (2)

1. F1. The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.
2. F2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.67 to $10.25. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did uniQure (QURE) report for Matthew Kapusta?

uniQure (QURE) reported that CEO Matthew C. Kapusta sold 34,437 ordinary shares on March 2, 2026. The sale was connected to restricted share units vesting and was executed automatically to cover estimated tax withholding obligations.

At what price did Matthew Kapusta’s QURE shares sell in this Form 4?

The reported average sale price was $9.95 per uniQure share. Footnotes state the shares actually traded in multiple transactions, with prices ranging from $9.67 to $10.25, and the $9.95 figure reflects a weighted average across those trades.

Was Matthew Kapusta’s QURE share sale a discretionary trade?

No, the sale was not a discretionary trade by Matthew Kapusta. Footnotes state the shares were sold automatically upon vesting of restricted share units solely to cover estimated withholding taxes, following pre-set instructions in the award agreement.

How many uniQure (QURE) shares does Matthew Kapusta hold after the sale?

After the reported transaction, Matthew Kapusta beneficially owned 604,639 uniQure ordinary shares. This balance reflects his direct holdings immediately following the automatic sale of 34,437 shares related to restricted share unit vesting.

What is the nature of the security reported in this uniQure (QURE) Form 4?

The Form 4 reports transactions in uniQure ordinary shares, classified as non-derivative securities. These were underlying shares delivered upon restricted share unit vesting, with a portion sold automatically to satisfy estimated tax withholding requirements.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kapusta Matthew C

(Last) (First) (Middle)

C/O UNIQURE N.V.

PAASHEUVELWEG 25A

(Street)

AMSTERDAM P7 11058BP

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
uniQure N.V. [ QURE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO, Managing Director

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares	03/02/2026		S(1)		34,437(1)	D	$9.95(2)	604,639	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.

2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.67 to $10.25. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

	/s/ Christian Klemt, Attorney-in-Fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.