Welcome to our dedicated page for Rani Therapeutics Holdings SEC filings (Ticker: RANI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rani Therapeutics Holdings, Inc. filings document the regulatory record of a clinical-stage biotherapeutics company developing oral delivery technology for biologics and drugs. Form 8-K reports include quarterly and annual financial results, corporate updates, clinical and preclinical program disclosures, collaboration and license matters, and material agreements affecting the company’s operations and strategy.
The filing record also covers capital-structure activity involving Class A common stock, common warrants and pre-funded warrants, as well as Nasdaq continued-listing compliance notices. Proxy materials describe annual meeting matters, board elections, auditor ratification, governance procedures and stockholder voting mechanics for RANI’s public-company structure.
Rani Therapeutics Holdings, Inc. furnished an 8‑K announcing a corporate update and financial results for the three and nine months ended September 30, 2025. The company issued a press release on November 6, 2025, which is included as Exhibit 99.1 and incorporated by reference.
The information provided under Item 2.02, including Exhibit 99.1, is furnished and not deemed “filed” under Section 18 of the Exchange Act, and will only be incorporated into other filings if specifically referenced.
Rani Therapeutics (RANI): Director equity grant reported. A director was granted a stock option covering 100,000 shares of Class A common stock on 10/23/2025 at an exercise price of $2.09 per share. The option expires on 10/22/2035.
The award vests over three years: one-third on October 23, 2026, then one‑thirty‑sixth monthly thereafter, subject to continuous service. Following the grant, 100,000 derivative securities were beneficially owned, held directly.
Rani Therapeutics Holdings, Inc. reported a Form 3 insider filing. The filing shows a director reported no securities beneficially owned as of 10/23/2025. The document indicates it was filed by one reporting person.
Rani Therapeutics Holdings, Inc. (RANI) reported a Form 4 showing a director received a stock option grant for 100,000 shares of Class A common stock at an exercise price of $2.09 per share on October 23, 2025.
The option expires on October 22, 2035 and vests over three years: one-third on October 23, 2026, then 1/36 monthly thereafter, subject to continuous service. Following the grant, 100,000 derivative securities were beneficially owned directly.
Rani Therapeutics Holdings, Inc. (RANI) reported an initial beneficial ownership filing (Form 3) for director Abraham Bassan. The filing states that no securities are beneficially owned as of the event date 10/23/2025. The form was filed by one reporting person and reflects the individual’s status as a director, with no non-derivative or derivative holdings listed.
Rani Therapeutics (RANI) reported insider activity: Director and 10% owner Mir A. Imran purchased 2,083,334 shares of Class A common stock at $0.605 on 10/23/2025 in a PIPE offering. He also acquired warrants to purchase 2,083,334 Class A shares with a $0.48 exercise price, which are exercisable upon stockholder approval and carry a five-year term from the date of such approval.
Following the transactions, he beneficially owns 2,083,334 Class A shares directly. Indirect holdings are reported as 74,139 Class A shares and 22,660,053 Class B shares through affiliated entities, subject to stated pecuniary interest disclaimers.
Rani Therapeutics Holdings, Inc. closed a private placement of 42,633,337 shares of Class A common stock, together with warrants to purchase up to 125,000,004 shares and pre-funded warrants to purchase up to 82,366,667 shares. Following the closing, shares outstanding were 97,541,221.
In connection with the financing, Andrew Farquharson and Maulik Nanavaty resigned from the board effective upon closing. The company appointed Abraham Bassan and Vasudev Bailey, Ph.D. to the board, naming Mr. Bassan chair of Nominating and Corporate Governance and Dr. Bailey chair of Compensation. For so long as Samsara BioCapital and Anomaly Ventures each beneficially own at least 25% of the securities issued to it at closing (including upon exercise of the warrants), each has the right to designate one board member, subject to Nasdaq rules.
Rani Therapeutics (RANI) reported insider share sales on a Form 4. The reporting person executed open‑market sales of Class A common stock on two dates. On 10/20/2025, they sold 1,923,000 shares at a weighted average price of $2.4115. On 10/21/2025, they sold 4,000,000 shares at a weighted average price of $2.7685.
Following these transactions, the reporting person beneficially owned 2,379,194 shares, held indirectly through South Lake One LLC. The filing notes that the weighted average prices reflect multiple trades within ranges of $2.25–$2.61 and $2.50–$3.09, and detailed trade breakdowns are available upon request. The ownership is reported as indirect, and the form was filed by one reporting person.
Rani Therapeutics entered a private placement to raise approximately $60.3 million in gross proceeds. The Company agreed to sell 42,633,337 Class A shares, issue warrants to purchase up to 125,000,004 shares, and issue pre-funded warrants for up to 82,366,667 shares. Institutional investors will pay $0.48 per share; an affiliated investor will pay $0.605 per share. Pre-funded warrants are exercisable immediately at $0.0001 per share; common warrants become exercisable following stockholder approval and have a five-year term.
As part of the financing, Avenue agreed to convert $6.0 million of loans into 12,500,000 shares (or pre-funded warrants) and will receive warrants to purchase up to 12,500,000 shares on the same terms. Rani also signed a collaboration and license agreement with Chugai, adding $10.0 million upfront, up to $18.0 million in technology transfer milestones, up to $57.0 million in development milestones, up to $100.0 million in sales-based milestones, and single-digit royalties.
The Company will file resale registration statements within 15 days of closing and use reasonable best efforts to have them declared effective 45 days after closing, or 90 days if subject to full review.
Rani Therapeutics entered a private placement to raise approximately $60.3 million in gross proceeds. The Company agreed to sell 42,633,337 Class A shares, issue warrants to purchase up to 125,000,004 shares, and issue pre-funded warrants for up to 82,366,667 shares. Institutional investors will pay $0.48 per share; an affiliated investor will pay $0.605 per share. Pre-funded warrants are exercisable immediately at $0.0001 per share; common warrants become exercisable following stockholder approval and have a five-year term.
As part of the financing, Avenue agreed to convert $6.0 million of loans into 12,500,000 shares (or pre-funded warrants) and will receive warrants to purchase up to 12,500,000 shares on the same terms. Rani also signed a collaboration and license agreement with Chugai, adding $10.0 million upfront, up to $18.0 million in technology transfer milestones, up to $57.0 million in development milestones, up to $100.0 million in sales-based milestones, and single-digit royalties.
The Company will file resale registration statements within 15 days of closing and use reasonable best efforts to have them declared effective 45 days after closing, or 90 days if subject to full review.
Armistice Capital, LLC and Steven Boyd disclosed ownership of 4,312,354 shares of Rani Therapeutics Holdings-A, representing 8.79% of the outstanding common stock. The filing states Armistice Capital acts as investment manager to Armistice Capital Master Fund Ltd., the direct holder of the shares, and that Armistice exercises shared voting and dispositive power over these securities while neither Armistice nor Mr. Boyd report sole voting or dispositive power.
The filing clarifies the Master Fund retains the right to receive dividends or sale proceeds, and includes a joint filing statement executed by Steven Boyd on behalf of both reporting persons.