Affiliate sale notice: 700 RSUs; director sales recorded (RBB)

Rhea-AI Filing Summary

Bill Bennett reported proposed and recent transactions in securities of Charles Schwab Corp. The filing lists 700 vested RSUs identified as "Securities To Be Sold" and shows 4,121 shares in "Securities Sold During The Past 3 Months." A shares-outstanding figure 16,935,888 appears with a 06/05/2026 date.

Insights

Insider Transactions Specialist

Routine affiliate sale notice with small-scale disposals.

The filing lists a proposed sale of 700 vested RSUs and reports 4,121 shares sold in the prior three months. These counts are modest relative to the disclosed outstanding share figure of 16,935,888 as of 06/05/2026.

Cash‑flow treatment and transaction methods are not specified in the excerpt; subsequent Form 4 or settlement notices would show execution details.

Corporate Governance Analyst

Disclosure aligns with routine insider/resale reporting obligations.

The entry labels the 700 vested RSUs as "Equity Compensation" and records prior sales totaling 4,121 shares. This matches typical affiliate reporting rather than a company-initiated capital raise.

Investor impact is limited; timing and proceeds recipients are not described in the provided excerpt.

Key Figures

Vested RSUs to be sold: 700 shares Shares sold in past 3 months: 4,121 shares Shares outstanding (listed): 16,935,888 shares +1 more

4 metrics

Vested RSUs to be sold 700 shares listed under Securities To Be Sold, 05/21/2026

Shares sold in past 3 months 4,121 shares reported under Securities Sold During The Past 3 Months, 04/23/2026

Shares outstanding (listed) 16,935,888 shares appears with date 06/05/2026

Filing form Form 144 transaction notice for affiliate resale

Key Terms

Vested RSU, Form 144, Equity Compensation

3 terms

Vested RSU financial

"Vested RSU's | Issuer | 700 | 05/21/2026"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Equity Compensation financial

"05/21/2026 | Vested RSU's | Issuer | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	700	16957.00	16935888	06/05/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/21/2026	Vested RSU's	Issuer			700	05/21/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Bill Bennett 1055 WILSHIRE BOULEVARD LOS ANGELES CA 90017	Common	04/23/2026	4121	99171.87

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did the Form 144 filed for RBB disclose about Bill Bennett's holdings?

The filing shows Bill Bennett listed 700 vested RSUs as securities to be sold and reports 4,121 shares sold in the prior three months, with an outstanding share figure of 16,935,888 noted as of 06/05/2026.

Does the Form 144 indicate who receives proceeds from the listed sales (RBB)?

The excerpt classifies the 700 vested RSUs under "Equity Compensation" but does not state who receives sale proceeds. The filing does not specify cash‑flow treatment or the recipient of proceeds in the provided content.

Are the reported transactions on the Form 144 already completed for RBB?

The filing lists 4,121 shares under "Securities Sold During The Past 3 Months," indicating those sales occurred. The 700 vested RSUs are shown as securities "To Be Sold," which denotes a proposed sale rather than a completed disposition.

How material are the disclosed amounts compared with outstanding shares for RBB?

The filing shows 4,121 shares sold and 700 RSUs proposed against an outstanding share figure of 16,935,888. These amounts represent a very small fraction of the listed outstanding shares, indicating limited dilutive or overhang effect.