Charles Schwab Corp. files Rule 144 notice for equity grants

Charles Schwab Corp. submitted a Form 144 notice listing proposed sales of Common stock related to equity compensation grants.

Rhea-AI Filing Summary

Charles Schwab Corp. submitted a Form 144 notice listing proposed sales of Common stock related to equity compensation grants. The excerpt lists grant dates of 05/27/2025, 05/19/2025, and 05/16/2024 with respective share counts noted. The filing references Nasdaq and a 04/23/2026 entry.

Insights

Securities Compliance Analyst

Routine Rule 144 notice of proposed resale by holders tied to equity grants.

The excerpt lists multiple stock grants and proposed sales under Rule 144; specific proceeds treatment is not shown in the excerpt. These notices commonly signal holder resale intentions rather than company issuance.

Timing and exact sale mechanics are not specified in the excerpt; subsequent filings or transaction reports would show completed sales.

Key Figures

Table value: 99213.00 Table value: 17,066,400 Grant shares: 2,721 shares +3 more

6 metrics

Table value 99213.00 Value shown in the securities table fragment

Table value 17,066,400 Value shown in the securities table fragment

Grant shares 2,721 shares Stock Grant dated <date>05/27/2025</date>

Grant shares 700 shares Stock Grant dated <date>05/19/2025</date>

Grant shares 700 shares Stock Grant dated <date>05/16/2024</date>

Referenced date 04/23/2026 Date shown alongside Nasdaq in the table

Key Terms

Form 144, Stock Grants, Equity Compensation, Nasdaq

4 terms

Form 144 regulatory

"Submitted a <b>Form 144</b> notice listing proposed sales"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Grants financial

"Stock Grants | Issuer | ... | Equity Compensation"

Equity Compensation financial

"Equity Compensation Common | 05/27/2025 | Stock Grants"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Nasdaq market

"04/23/2026 | Nasdaq"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Charles Schwab's Form 144 filing (RBB) mean?

It is a notice of proposed resale of common stock under Rule 144. The excerpt lists proposed sales tied to equity compensation grants dated 05/27/2025, 05/19/2025, and 05/16/2024

How many shares are shown in the excerpt for the stock grants?

The excerpt shows grant-related share counts of 2,721, 700, and 700. These numbers are listed next to grant dates and labeled as Stock Grants in the provided table fragment.

Does the Form 144 excerpt state proceeds or who receives sale proceeds?

No, the provided excerpt does not state proceeds or the recipient of sale proceeds. It lists grant dates and share counts but does not disclose cash amounts or proceeds recipients in the visible text.

Which market and key date appear in the excerpt?

The excerpt references Nasdaq and includes the date 04/23/2026. Those items appear alongside the securities table but the excerpt does not expand on their specific roles.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/23/2026 - 03:41 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001981657
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	RBB Bancorp
SEC File Number	001-38149
Address of Issuer	1055 WILSHIRE BOULEVARD SUITE 1200 LOS ANGELES CALIFORNIA 90017
Phone	213-533-7918
Name of Person for Whose Account the Securities are To Be Sold	Bennett Bill
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	4121	99213.00	17066400	04/23/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/27/2025	Stock Grants	Issuer			2721	05/27/2025	Equity Compensation
Common	05/19/2025	Stock Grants	issuer			700	05/19/2025	Equity Compensation
Common	05/16/2024	Stock Grants	Issuer			700	05/16/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Client did not pay for the shares. They were stock granted to him as part of his equity Compensation
Date of Notice	04/23/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	William A Bennett
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)