STOCK TITAN

RBB Bancorp (RBB) EVP Jeffrey Yeh reports common stock, RSU and PSU holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RBB Bancorp executive Jeffrey Yeh, an EVP, reported his current equity holdings in the company. He now directly owns 59,973 shares of common stock. In addition, he holds several blocks of restricted stock units (RSUs) and performance stock units (PSUs) that convert into common stock if vesting conditions are met.

The filing shows RSUs scheduled to vest on specific future dates, including 02/21/2027, 03/20/2027, and in two annual installments on 05/08/2027 and 05/08/2028. The PSUs vest over three-year periods tied to performance goals and an employment condition, with cycles beginning on 03/20/2024, 05/08/2025, and 05/13/2026. This update reflects ongoing stock-based compensation rather than open-market trading.

Positive

  • None.

Negative

  • None.
Insider Yeh Jeffrey
Role EVP
Type Security Shares Price Value
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Performance Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Performance Stock Units -- -- --
holding Performance Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Common Stock, No Par Value -- -- --
Holdings After Transaction: Restricted Stock Units — 921 shares (Direct, null); Performance Stock Units — 5,967 shares (Direct, null); Common Stock, No Par Value — 59,973 shares (Direct, null)
Footnotes (1)
  1. There will be no expiration date once restricted stock units vest. These remaining restricted stock units vest on 02/21/2027. These remaining restricted stock units vest on 03/20/2027. These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition. These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028. Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition. Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/13/2026 subject to the Reporting Person's satisfaction of the employment condition These restricted stock units vest in three equal annual installments beginning one year after the 05/13/2026 date of grant.
Direct common stock holdings 59,973 shares Common Stock, No Par Value held directly after reported holdings
RSUs underlying shares 3,132 shares Restricted Stock Units convertible into Common Stock per derivative summary
PSUs underlying shares 4,699 shares Performance Stock Units tied to three-year period beginning 03/20/2024
PSUs maximum award block 6,589 shares Performance Stock Units with three-year period beginning 05/08/2025
Additional PSUs block 5,967 shares Performance Stock Units with three-year period beginning 05/13/2026
Additional RSUs block 2,929 shares Restricted Stock Units vesting on 05/08/2027 and 05/08/2028
Smaller RSU grant 1,326 shares Restricted Stock Units vesting in three installments after 05/13/2026 grant
Smallest RSU grant 921 shares Restricted Stock Units vesting per grant dated 05/13/2026
Restricted Stock Units financial
"These remaining restricted stock units vest on 02/21/2027."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Performance Stock Units financial
"These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals"
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
employment condition financial
"subject to the Reporting Person's satisfaction of the employment condition."
three-year period financial
"The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024"
maximum award financial
"The reported PSUs represent the maximum award that may be achieved and ultimately vest."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yeh Jeffrey

(Last)(First)(Middle)
1055 WILSHIRE BLVD
SUITE 1200

(Street)
LOS ANGELES CALIFORNIA 90017

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RBB Bancorp [ RBB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, No Par Value59,973D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0.0000 (2) (1)Common Stock921921D
Restricted Stock Units$0.0000 (3) (1)Common Stock1,3261,326D
Performance Stock Units$0.0000 (4) (1)Common Stock5,9675,967D
Restricted Stock Units$0.0000 (5) (1)Common Stock2,9292,929D
Performance Stock Units$0.0000 (6) (1)Common Stock6,5896,589D
Performance Stock Units$0.0000 (7) (1)Common Stock4,6994,699D
Restricted Stock Units$0.0000 (8) (1)Common Stock3,1323,132D
Explanation of Responses:
1. There will be no expiration date once restricted stock units vest.
2. These remaining restricted stock units vest on 02/21/2027.
3. These remaining restricted stock units vest on 03/20/2027.
4. These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
5. These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028.
6. Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.
7. Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/13/2026 subject to the Reporting Person's satisfaction of the employment condition
8. These restricted stock units vest in three equal annual installments beginning one year after the 05/13/2026 date of grant.
Remarks:
Restricted Stock Units (RSUs) and a maximum Performance Stock Units (PSUs) were granted on May 13, 2026.
/s/ Jeffrey Yeh05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did RBB Bancorp (RBB) EVP Jeffrey Yeh report in this Form 4?

Jeffrey Yeh reported his current equity holdings in RBB Bancorp, including 59,973 common shares plus multiple restricted and performance stock unit awards that may convert into shares over time, reflecting ongoing stock-based executive compensation rather than open-market trades.

How many RBB Bancorp (RBB) common shares does Jeffrey Yeh directly hold?

Jeffrey Yeh directly holds 59,973 shares of RBB Bancorp common stock. This ownership position sits alongside several restricted and performance stock unit awards that may increase his effective stake if vesting, performance, and employment conditions are satisfied in future periods.

What restricted stock units does RBB Bancorp (RBB) EVP Jeffrey Yeh hold and when do they vest?

Jeffrey Yeh holds several RSU awards that convert into RBB common stock. Footnotes state remaining RSUs vest on 02/21/2027, 03/20/2027, and in two equal annual installments on 05/08/2027 and 05/08/2028, subject to standard service-based vesting conditions.

How are Jeffrey Yeh’s performance stock units at RBB Bancorp (RBB) structured?

His performance stock units vest conditionally based on performance goals and continued employment. Three PSU cycles begin on 03/20/2024, 05/08/2025, and 05/13/2026, each vesting after three years if conditions are met, with awards potentially vesting up to 150% of target.

Do the performance stock units for RBB Bancorp (RBB) EVP Jeffrey Yeh have upside potential?

Yes. Footnotes state the PSUs are granted at a target level but can vest at up to 150% of that target. The reported PSU amounts represent the maximum awards that may ultimately vest if performance goals and employment conditions are fully satisfied.

Does this RBB Bancorp (RBB) Form 4 show Jeffrey Yeh buying or selling shares?

The provided data classify all entries as holding-related, with no explicit buy or sell codes. It primarily updates common share holdings and the remaining RSU and PSU awards, indicating equity-based compensation arrangements rather than open-market purchase or sale transactions.