Welcome to our dedicated page for RBB SEC filings (Ticker: RBB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
RBB Bancorp filings document formal disclosures for a California bank holding company with common stock registered on the Nasdaq Global Select Market under RBB. Recent 8-K reports furnish operating results, financial-condition information, conference-call materials and Regulation FD presentations for RBB Bancorp and its subsidiaries, Royal Business Bank and RBB Asset Management Company.
The filing record also covers annual-meeting governance through the definitive proxy statement, including board matters, equity awards and executive compensation disclosures. Material-event filings address leadership and board changes, while securities disclosures identify the company's common stock, no par value, as its registered exchange-traded class.
RBB Bancorp EVP/COO Gary Fan reported an options exercise and share sale. On 2026-04-29, he exercised 6,000 Stock Options at $21.17 per share and sold 6,000 shares of Common Stock at $24.039 per share in an open-market transaction.
After these transactions, Fan holds 1,437 shares of Common Stock directly. He also holds several Performance Stock Units and Restricted Stock Units tied to Common Stock, which vest between 2026 and 2027 or based on multi-year performance periods beginning March 20, 2024 and May 8, 2025, subject to employment and performance conditions.
RBB Bancorp director Bill Bennett reported an open-market sale of 4,121 shares of common stock at $24.07 per share. After this transaction, he directly holds 0 shares of RBB Bancorp common stock.
Bennett also reports 700 Restricted Stock Units, granted on May 21, 2025, which vest one year from the grant date. Once these restricted stock units vest, they will have no expiration date.
Charles Schwab Corp. submitted a Form 144 notice listing proposed sales of Common stock related to equity compensation grants. The excerpt lists grant dates of 05/27/2025, 05/19/2025, and 05/16/2024 with respective share counts noted. The filing references Nasdaq and a 04/23/2026 entry.
RBB Bancorp EVP/CFO Lynn M. Hopkins reported compensation-related equity activity. Hopkins exercised 1,917 restricted stock units into common shares at $24.13 per share and 688 common shares were withheld to cover tax obligations, leaving 4,770 common shares held directly. The filing also updates and clarifies outstanding awards of restricted stock units and performance stock units that vest over multi‑year periods based on service and performance conditions. A prior Form 4 filed on May 12, 2025 was corrected for an administrative error that had overstated RSU and PSU grant amounts and now specifies that those grants will be settled in common stock.
RBB Bancorp reported stronger first quarter 2026 results, with net income of $11.3 million, or $0.66 diluted EPS, up from $10.2 million, or $0.59, in the prior quarter. Net interest income rose to $30.5 million and net interest margin expanded to 3.15% from 2.99%, helped by lower deposit costs and higher loan yields.
Asset quality improved as nonperforming assets fell 9% from the prior quarter to $48.8 million, or 1.16% of total assets, while net charge-offs were effectively zero. Total loans held for investment reached $3.33 billion, and deposits were $3.34 billion, with retail deposit growth offsetting lower wholesale balances.
The board declared a quarterly cash dividend of $0.16 per common share, payable on May 15, 2026 to shareholders of record on April 30, 2026. Return on average assets improved to 1.09% and the efficiency ratio strengthened to 55.41%, indicating better profitability and cost control.
RBB Bancorp is asking shareholders to vote at its 2026 annual meeting on May 21, 2026, at 9:00 a.m. Pacific Time, held in Los Angeles with phone and webcast access. Shareholders will elect nine directors for one-year terms, approve on a non-binding basis 2025 compensation for Named Executive Officers, and ratify Crowe LLP as independent auditor for the year ending December 31, 2026.
Holders of 17,074,159 common shares at the March 24, 2026 record date can vote, with cumulative voting available for directors if properly requested. The board, led by independent chair Christina Kao, recommends voting FOR all director nominees, FOR the advisory say-on-pay proposal, and FOR auditor ratification.
The proxy describes a largely independent board, committee structure across audit, risk, compensation and technology, and a refreshed director pay program combining increased monthly retainers with a reduced annual equity retainer, including restricted stock units that align director interests with shareholders.
RBB Bancorp announced that Dr. Christopher Lin, Ph.D., a current member of its Board of Directors and the Board of Royal Business Bank, will retire effective as of the Company’s 2026 Annual Meeting of Shareholders and will not stand for re-election.
Dr. Lin serves on the Audit Committee, Directors Loan Committee and Community Reinvestment Act Committee, and will leave these roles when he retires from the Board. The company states that his decision to retire did not involve any disagreement with management, the Board or the bank board regarding operations, policies or practices.
RBB Bancorp: The Vanguard Group filed an Amendment No. 1 to Schedule 13G/A reporting 0 shares beneficially owned and 0% of the common stock as of the filing. The filing explains an internal realignment effective January 12, 2026, after which certain Vanguard subsidiaries report ownership separately.
RBB Bancorp EVP Vincent Liu exercised restricted stock units that converted into 1,835 shares of common stock at an exercise price of $20.43 per share. To cover tax obligations from this vesting event, 659 common shares were withheld, leaving him with 17,325 common shares held directly after the transactions. Following this exercise, he also continues to hold restricted stock units representing 931 underlying common shares, which will vest in future installments as described in prior grant terms.