Welcome to our dedicated page for RBB SEC filings (Ticker: RBB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
RBB Bancorp filings document formal disclosures for a California bank holding company with common stock registered on the Nasdaq Global Select Market under RBB. Recent 8-K reports furnish operating results, financial-condition information, conference-call materials and Regulation FD presentations for RBB Bancorp and its subsidiaries, Royal Business Bank and RBB Asset Management Company.
The filing record also covers annual-meeting governance through the definitive proxy statement, including board matters, equity awards and executive compensation disclosures. Material-event filings address leadership and board changes, while securities disclosures identify the company's common stock, no par value, as its registered exchange-traded class.
RBB Bancorp EVP/CFO Lynn M. Hopkins reported compensation-related equity activity involving company stock and units. On 2026-05-08, she exercised restricted stock units to acquire 2,339 shares of common stock at $24.05 per share. As part of the same event, 840 shares of common stock were withheld at $24.05 per share to cover tax obligations, a non–open-market disposition.
Following these transactions, Hopkins directly holds 7,109 shares of RBB Bancorp common stock. She also holds performance and restricted stock units tied to common stock, including 10,524 underlying shares in performance stock units and 5,749 underlying shares in restricted stock units, with additional unit awards subject to multi‑year vesting schedules and performance conditions extending to dates such as 03/20/2027 and 05/08/2028.
RBB Bancorp EVP and Chief Operations Officer Gary Fan reported routine equity compensation activity. On May 8, 2026, he exercised 1,452 shares of common stock at $24.05 per share through a derivative exercise, and 521 shares were disposed of to cover tax obligations.
After these transactions, he directly holds 2,368 shares of common stock. He also retains significant equity incentives, including performance stock units and restricted stock units that vest between 2026 and 2028, and 12,000 options expiring on December 20, 2032, many of which vest based on future service and performance conditions.
RBB Bancorp EVP Jeffrey Yeh reported routine equity compensation activity. He exercised restricted stock units to acquire 1,465 shares of Common Stock, while 526 shares were disposed of in a tax-withholding transaction tied to this vesting. Following these transactions, he directly held 59,973 shares of Common Stock.
Yeh also continues to hold performance stock units and restricted stock units that may convert into Common Stock in the future. According to the filing, certain remaining restricted stock units vest in 2027 and 2028, and performance stock units vest after three-year performance and employment periods beginning on 03/20/2024 and 05/08/2025.
RBB Bancorp EVP Tsu Te Huang exercised equity awards and settled taxes in shares. On 05/08/2026, Huang exercised derivative securities to acquire 671 shares of Common Stock, No Par Value, at a reported price of $24.05 per share. In a related tax-withholding disposition, 241 common shares were withheld to cover tax obligations rather than sold on the open market.
Following these transactions, Huang directly owns 16,399 common shares. The filing also shows Restricted Stock Units tied to 743 underlying common shares, which will vest over time, including tranches vesting on 02/21/2027 and in three equal annual installments beginning on 05/08/2027, 05/08/2028 and 05/08/2029.
RBB Bancorp EVP Ashley Chang reported routine equity compensation activity involving restricted stock units and stock options. On May 8, 2026, Chang exercised derivative awards to acquire 993 shares of common stock at an exercise price of $24.05 per share.
As part of the same event, 409 shares of common stock were disposed of to cover tax obligations, leaving Chang with 3,356 common shares held directly. The filing also shows outstanding derivative positions, including fully vested options for 30,000 shares at $17.74 expiring on January 21, 2031 and 6,000 shares at $20.55 expiring on January 22, 2030, along with restricted stock units that vest between February 21, 2027 and May 8, 2029.
RBB Bancorp director LIN CHUANG I reported an exercise-and-sell transaction in company stock. On May 7, 2026, the director exercised options for 10,000 shares of common stock at $18.25 per share and sold 10,000 shares in an open-market transaction at an average price of $24.2346 per share. After these transactions, the director directly holds 51,347 shares of common stock. The filing also shows 700 restricted stock units that are scheduled to vest on May 21, 2026, reflecting a remaining equity-based incentive position.
RBB Bancorp reported solid first-quarter 2026 results, with net income of $11.3 million and diluted EPS of $0.66, up sharply from $2.29 million a year earlier. Net interest income after credit provisions rose to $30.7 million, helped by lower credit loss provisioning.
Total assets were $4.19 billion, with loans held for investment of $3.33 billion and deposits of $3.34 billion as of March 31, 2026. Noninterest income increased to $4.25 million, driven by gains on other real estate owned and higher other income.
Asset quality metrics remained manageable. The allowance for loan losses was $43.7 million and nonaccrual loans totaled $41.4 million. The company maintained shareholders’ equity of $531.1 million and continued operating as a minority depository institution focused on Asian-centric communities.
RBB Bancorp director David Richard Morris reported an open-market sale of 4,500 shares of Common Stock, No Par Value, at $23.90 per share on May 4, 2026. After this transaction, he directly owns 43,422 common shares.
He also holds restricted stock units tied to 3,164 underlying common shares and another 2,225 underlying common shares. According to the footnotes, these remaining restricted stock units vest on February 21, 2027 and March 20, 2027, and will have no expiration date once vested.