Welcome to our dedicated page for RBB SEC filings (Ticker: RBB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to RBB Bancorp (NASDAQ: RBB) filings with the U.S. Securities and Exchange Commission, along with AI-powered tools to help interpret the information. RBB Bancorp is a California-based bank holding company and the parent of Royal Business Bank, a full-service commercial bank focused on Asian-centric communities across several U.S. states.
Through its SEC filings, RBB Bancorp reports detailed information about its financial condition, results of operations, and regulatory disclosures. Annual reports on Form 10-K and quarterly reports on Form 10-Q typically include discussions of net interest income, net interest margin, loan and deposit composition, credit quality metrics, and risk factors relevant to its commercial banking activities. These core filings are central resources for understanding how the company manages lending, deposits, and capital in its markets.
Current reports on Form 8-K document material events such as earnings announcements and dividend declarations. For example, RBB Bancorp has filed 8-Ks to furnish press releases covering quarterly financial results and to disclose board-approved cash dividends on its common stock. These filings often reference related investor presentations and conference calls, which are made available through the company’s website.
Investors interested in insider activity and governance can use this page to locate forms related to insider transactions (such as Form 4, when available) and proxy materials that address topics like executive compensation and board matters. For a commercial bank holding company, these documents complement the financial statements by outlining how management and directors interact with the company’s equity.
The platform’s AI features summarize lengthy filings, highlight key banking metrics, and surface important changes from prior periods. This can help readers quickly identify developments in areas such as loan portfolio performance, nonperforming assets, capital management, and dividend policy, without needing to manually review every page of each SEC document.
RBB Bancorp EVP/COO Gary Fan reported equity award activity and corrections to prior disclosures. On 2026-02-20, he exercised 1,011 Restricted Stock Units into 1,011 shares of common stock at a stated price of $22.20 per share, and 417 shares were withheld at the same price to cover tax obligations, leaving 594 common shares directly owned after these transactions. The filing also reports updated holdings of options, restricted stock units, and performance stock units that vest over time, some subject to performance goals and continued employment. A footnote explains that a prior Form 4 filed on May 12, 2025 contained an administrative error that overstated RSU and PSU grants from May 8, 2025, and clarifies that those grants will be settled in common stock.
RBB Bancorp EVP Jeffrey Yeh reported equity award activity involving restricted stock units, performance stock units, and common stock on February 20, 2026. He exercised 922 restricted stock units into common shares and, in a related move, used 380 common shares to cover tax obligations at a stated price of $22.20 per share. Following these transactions, he directly held 58,184 common shares. The filing also details continuing holdings of restricted and performance stock units that vest over multi-year schedules based on time and performance conditions, and clarifies that prior grants on May 8, 2025 were previously overstated due to an administrative error.
RBB Bancorp EVP Vincent Liu reported equity award activity involving restricted stock units and common shares. On February 20, 2026, he exercised 932 restricted stock units, which converted into 932 shares of RBB common stock at a stated price of $22.20 per share. In a separate transaction that same day, 384 common shares were disposed of to cover tax obligations related to the award, also at $22.20 per share.
After these transactions, Liu directly held 16,149 shares of common stock and 3,670 restricted stock units. Footnotes explain that certain RSU grants vest in three equal annual installments beginning one year after their 2024 grant dates and that, once vested, the units have no expiration date and are settled in common stock.
RBB Bancorp President and CEO Johnny C. Lee reported equity award activity involving restricted stock units, performance stock units, and common shares. On February 20, 2026, he exercised 1,098 restricted stock units, which converted into the same number of common shares at a price of $22.20 per share.
To cover associated tax obligations, 453 common shares were withheld and disposed of at $22.20 per share, leaving him with 10,120 common shares held directly after these transactions. Footnotes explain that multiple RSU and PSU grants vest in three equal annual installments or after three-year performance periods, subject to continued employment and performance goals, and clarify an earlier Form 4 that overstated May 8, 2025 awards.
RBB Bancorp executive vice president Ashley Chang exercised restricted stock units and had shares withheld for taxes. On February 20, 2026, 667 restricted stock units were converted into 667 shares of common stock at a transaction price of $22.20 per share, increasing direct ownership to 3,047 shares before tax withholding.
On the same date, 275 common shares were disposed of under a tax-withholding arrangement, leaving 2,772 directly held shares afterward. The filing also shows outstanding option awards covering 6,000 and 30,000 shares and 3,971 restricted stock units scheduled to vest over time.
RBB Bancorp EVP Tsu Te Huang reported several equity compensation transactions. On February 20, 2026, 744 Restricted Stock Units were exercised and converted into 744 shares of common stock at a transaction price of $22.20 per share.
Of these shares, 307 shares of common stock were disposed of to cover tax obligations through a tax-withholding disposition, leaving a net increase in directly held common stock. Following these transactions, Huang directly owned 15,728 shares of common stock and 2,681 RSUs.
Footnotes state that certain RSU awards vest in three or four equal annual installments starting one year after their grant dates and that vested RSUs have no expiration date. A prior Form 4 was corrected to fix an administrative error and to clarify that RSU grants will be settled in common stock.
RBB Bancorp reported that it has released a press release with its financial results for the quarter and fiscal year ended December 31, 2025, and provided details for a related quarterly conference call and webcast. The company plans to hold this call on January 27, 2026, and has also posted presentation materials with historical and forward-looking information on its website.
The company’s board of directors declared a cash dividend of $0.16 per share on its common stock, payable on February 13, 2026 to shareholders of record as of January 30, 2026. The same press release that covers the financial results also announces this quarterly cash dividend.
RBB Bancorp executive vice president Jeffrey Yeh filed an amended Form 4 to update his stock-based awards. On May 8, 2025, he received 4,394 restricted stock units (RSUs) and 6,589 performance stock units (PSUs) at a price of $0 per unit as equity compensation. The RSUs vest in three equal annual installments beginning one year after the grant date. The PSUs vest over a three-year period starting on May 8, 2025, subject to performance goals and an employment condition, and the reported PSUs represent the maximum award based on a 150% cap of the target level. The filing also corrects prior errors in the amounts reported for RSUs and PSUs, clarifies that these awards will be settled in common stock, and fixes the RSU balance from a March 20, 2024 grant.
RBB Bancorp executive Jeffrey Yeh, an EVP, reported updates to his RBB common stock and equity awards. On 03/21/2025, he exercised 1,326 restricted stock units (RSUs) into common stock at $17.07 per share (transaction code M). To cover obligations, 475 shares were withheld and disposed of at $17.07 (code F), leaving him with 56,800 shares of RBB common stock held directly.
Following the transactions, Yeh continues to hold several derivative awards, including RSUs of 842 and 1,843 shares from prior grants and 2,652 RSUs from a 03/20/2024 grant that vest in three annual installments. He also holds 5,967 performance stock units that may vest after a three-year performance and service period starting 03/20/2024. The amendment clarifies that remaining RSUs from the 03/20/2024 grant should be 2,652, not 2,143.
RBB Bancorp executive Jeffrey Yeh, an EVP, reported an amended insider transaction and equity award details. On 01/16/2026, he acquired 842 shares of RBB Bancorp common stock at $21.56 per share through the exercise (code M) of previously granted restricted stock units, bringing his directly held common stock to 57,642 shares.
The filing also updates multiple restricted stock unit (RSU) and performance stock unit (PSU) awards, including time-vested RSUs that typically vest in three equal annual installments beginning one year after their grant dates in 2023, 2024, and 2025, and PSUs that vest over three-year periods based on performance goals and continued employment. A prior filing had overstated certain RSU and PSU grants from 05/08/2025, and this amendment clarifies that those grants settle in common stock and corrects remaining RSUs from the 03/20/2024 grant to 2,652 units.