Republic Bancorp interim chief uses 121 shares for tax

Interim President RPG Brent J. Shuman reported a small tax or exercise-price related share disposition, leaving a direct holding of about 3,622 RBCAA Class A shares.

Rhea-AI Filing Summary

REPUBLIC BANCORP INC (RBCAA) reported that Interim President RPG Brent J. Shuman had 121 shares of Class A Common Stock delivered or withheld on September 18, 2026, as payment of exercise price or tax liability at $93.84 per share. Following this transaction, he directly holds 3,621.884 shares. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Exercise Price or Tax Liability: 121 shares

Exercise Price or Tax Liability 1 txn

Insider Shuman Brent J

Role Interim President RPG

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A Common Stock	121	$93.84	$11K

Holdings After Transaction: Class A Common Stock — 3,621.884 shares (Direct)

Key Figures

Shares delivered or withheld: 121 shares Reported per-share value: $93.84 per share Shares held after transaction: 3,621.884 shares

3 metrics

Shares delivered or withheld 121 shares Class A Common Stock used for payment of exercise price or tax liability on September 18, 2026

Reported per-share value $93.84 per share Value applied to the 121 shares delivered or withheld

Shares held after transaction 3,621.884 shares Directly held Class A Common Stock by Brent J. Shuman following the transaction

Key Terms

Rule 10b5-1 plan, exercise price, tax liability, Class A Common Stock

4 terms

Rule 10b5-1 plan regulatory

"No Rule 10b5-1 plan is reported for this transaction"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

exercise price financial

"Payment of exercise price or tax liability by delivering or withholding securities"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

tax liability financial

"Payment of exercise price or tax liability by delivering or withholding securities"

Class A Common Stock financial

"121 shares of Class A Common Stock were delivered or withheld"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RBCAA report for Brent J. Shuman?

RBCAA reported that Interim President RPG Brent J. Shuman had 121 shares of Class A Common Stock delivered or withheld on September 18, 2026 to pay an exercise price or tax liability, rather than as an open-market sale.

How many RBCAA shares were involved in Brent J. Shuman’s latest Form 4?

The Form 4 shows 121 shares of RBCAA Class A Common Stock were delivered or withheld to pay an exercise price or tax liability related to equity compensation.

What price per share was reported for Brent J. Shuman’s RBCAA transaction?

The transaction used a value of $93.84 per share for the 121 RBCAA Class A Common Stock shares delivered or withheld for payment of exercise price or tax liability.

How many RBCAA shares does Brent J. Shuman hold after this transaction?

After the transaction, Brent J. Shuman directly holds 3,621.884 shares of RBCAA Class A Common Stock, as reported in the Form 4.

Was Brent J. Shuman’s RBCAA transaction under a Rule 10b5-1 plan?

No. The filing indicates that no Rule 10b5-1 trading plan is reported for this transaction, meaning it is not identified as being executed under such a pre-arranged plan.

Does Brent J. Shuman’s Form 4 indicate an open-market sale of RBCAA shares?

The Form 4 reports a code F transaction, meaning shares were delivered or withheld to pay an exercise price or tax liability, rather than a straightforward open-market sale or purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/22/2026 - 03:52 PM Accepted by SEC EDGAR 09/22/2026 - 03:52 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shuman Brent J

(Last) (First) (Middle)

601 W MARKET ST

(Street)

LOUISVILLE KENTUCKY 40202

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
REPUBLIC BANCORP INC /KY/ [ RBCAA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Interim President RPG

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/18/2026		F		121	D	$93.84	3,621.884	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24.1 - Limited Power of Attorney

	/s/ Kevin Sipes, Attorney-in-Fact	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)