Rhinebeck Bancorp COO awarded 1000 stock shares
Rhinebeck Bancorp, Inc. reports that Chief Operating Officer Jamie J. Bloom received a grant of 1000.0000 shares of Common Stock at $10.0000 per share into a 401(k), increasing that indirect holding to 2970.0000 shares.
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Form Type
4
Rhea-AI Filing Summary
Rhinebeck Bancorp, Inc. reports that Chief Operating Officer Jamie J. Bloom received a grant of 1000.0000 shares of Common Stock at $10.0000 per share into a 401(k), increasing that indirect holding to 2970.0000 shares. Bloom now holds 14707.0000 direct shares, indirect ESOP holdings of 5589.0000 shares, and fully vested stock options on 39138.0000 underlying shares at a $4.7000 exercise price, which reflects a 1.3978-to-1.00 exchange ratio from the mutual-to-stock conversion. Restricted stock is scheduled to vest 33 1/3% per year starting May 26, 2027.
Insider Trade Summary
Grant/Award: 1,000 shares
Grant/Award
4 txns
Insider
Bloom Jamie J.
Role
Chief Operating Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock F1 | 1,000 | $10.00 | $10K |
| holding | Stock Options F3, F1, F4 | -- | -- | -- |
| holding | Common Stock F1, F2 | -- | -- | -- |
| holding | Common Stock F1 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 2,970 shares (Indirect, By 401(k));
Stock Options — 39,138 contracts (Direct);
Common Stock — 14,707 shares (Direct);
Common Stock — 5,589 shares (Indirect, By ESOP)
Footnotes (4)
- F1. Reflects a 1.3978 to 1.00 stock exchange ratio in connection with the Company's mutual to stock conversion.
- F2. Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
- F3. Exercise price has been adjusted for the 1.3978 to 1.00 exchange ratio in connection with the Company's mutual to stock conversion.
- F4. Stock options are fully vested.
Key Figures
COO stock grant: 1000.0000 shares of Common Stock
Grant price: $10.0000 per share
401(k) holdings after grant: 2970.0000 shares
+5 more
8 metrics
COO stock grant
1000.0000 shares of Common Stock
Grant into 401(k) on 2026-07-21
Grant price
$10.0000 per share
Value reported for 1000.0000-share 401(k) award
401(k) holdings after grant
2970.0000 shares
Indirect Common Stock held by 401(k) after 2026-07-21 grant
Direct Common Stock holdings
14707.0000 shares
Directly held Common Stock as of 2026-07-21
Stock option underlying shares
39138.0000 shares
Underlying Common Stock for fully vested options expiring 2030-08-25
Stock option exercise price
$4.7000 per share
Exercise price adjusted for mutual-to-stock conversion exchange ratio
Exchange ratio
1.3978 to 1.00
Stock exchange ratio in mutual-to-stock conversion
Restricted stock vesting rate
33 1/3% per year
Vesting commencing on May 26, 2027
Key Terms
mutual to stock conversion, exchange ratio, restricted stock, ESOP, +1 more
5 terms
mutual to stock conversion financial
"in connection with the Company's mutual to stock conversion."
exchange ratio financial
"Reflects a 1.3978 to 1.00 stock exchange ratio in connection"
The exchange ratio is the number used to decide how many shares of one company you get for each share you own in another company during a merger or acquisition. It’s like a recipe that tells you how to swap shares fairly, ensuring both companies’ values are balanced. This ratio matters because it determines how ownership divides between the companies' shareholders.
restricted stock financial
"Shares of restricted stock vest at a rate of 33 1/3% per year"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
ESOP financial
"Common Stock held indirectly, nature of ownership: By ESOP"
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
stock options financial
"Stock options are fully vested."
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did RBKB COO Jamie J. Bloom report?
Jamie J. Bloom reported receiving a grant of 1000.0000 Common Stock shares at $10.0000 per share into a 401(k). This award increased the indirect 401(k) holding to 2970.0000 shares, as disclosed in the Form 4 filing for Rhinebeck Bancorp, Inc. (RBKB).
What stock option position did RBKB COO Jamie J. Bloom disclose?
Bloom reported fully vested stock options with an exercise price of $4.7000, covering 39138.0000 underlying Common Stock shares and expiring on August 25, 2030. The exercise price has been adjusted for the company’s mutual-to-stock conversion exchange ratio.
How does the mutual-to-stock conversion affect RBKB insider holdings?
A 1.3978 to 1.00 stock exchange ratio applied in Rhinebeck Bancorp’s mutual-to-stock conversion. This ratio adjusted both reported share counts and the $4.7000 option exercise price, influencing how Jamie J. Bloom’s equity awards and option terms are presented in the ownership tables.
What is the vesting schedule for Jamie J. Bloom’s restricted RBKB stock?
Bloom’s restricted shares vest at 33 1/3% per year, starting on May 26, 2027. This means the award vests in three equal annual installments, gradually increasing his directly held Rhinebeck Bancorp, Inc. common stock over that multi-year period.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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